Sean Lawless
Compliance Officer chez CITADEL INCOME FUND
Profil
Sean Lawless is currently the Chief Compliance Officer & Managing Director at Energy Income Fund, a Member of CFA Institute, a Member of The New York Society of Security Analysts, Inc., and the Chief Compliance Officer at Citadel Income Fund.
Previously, he worked as the Managing Director at Modern Asset Management LLC, and as the Chief Compliance Officer at Artemis US Capital Appreciation Fund, European Strategic Balanced Fund, and Artemis Floating & Variable Rate Preferred Fund.
He also worked as the Vice President at HSBC Bank USA, NA from 2003 to 2005.
Mr. Lawless obtained his undergraduate degree from Southern Connecticut State University.
Postes actifs de Sean Lawless
| Sociétés | Poste | Début |
|---|---|---|
| CITADEL INCOME FUND | Compliance Officer | - |
| ENERGY INCOME FUND | Compliance Officer | - |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Corporate Officer/Principal | - |
The New York Society of Security Analysts, Inc.
 The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Anciens postes connus de Sean Lawless
| Sociétés | Poste | Fin |
|---|---|---|
HSBC Bank USA, NA
 HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA NA engages in the provision of banking services. Its lines of business are Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Private Bank. The company is headquartered in McLean, VA. | Corporate Officer/Principal | 31/12/2005 |
Modern Asset Management LLC
 Modern Asset Management LLC Investment ManagersFinance Modern Asset Management LLC provides investment advice. The company was founded by Bippy M. Siegal on April 20, 2007 and is headquartered in New York, NY. | Chief Executive Officer | - |
| EUROPEAN STRATEGIC BALANCED FUND | Compliance Officer | - |
Artemis Floating & Variable Rate Preferred Fund
 Artemis Floating & Variable Rate Preferred Fund Investment Trusts/Mutual FundsMiscellaneous Artemis Floating & Variable Rate Preferred Fund operates as a closed-end investment fund to provide unitholders with the opportunity for long term capital preservation and appreciation and quarterly cash distributions. Artemis Floating & Variable Rate Preferred Fund is headquartered in Toronto, Canada. | Compliance Officer | - |
Artemis US Capital Appreciation Fund
 Artemis US Capital Appreciation Fund Investment Trusts/Mutual FundsMiscellaneous Artemis U.S. Capital Appreciation Fund operates as a closed-end investment fund/investment trust. The Fund, through its manager Artemis Investment Management Ltd. seeks to provide investors with the opportunity to achieve world-class portfolio allocation by facilitating efficient access to alternative investment opportunities. Artemis U.S. Capital Appreciation Fund was founded on February 25, 2011 and is headquartered in Toronto, Canada. | Compliance Officer | - |
Formation de Sean Lawless
| Southern Connecticut State University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 9 |
|---|---|
Artemis US Capital Appreciation Fund
Artemis US Capital Appreciation Fund Investment Trusts/Mutual FundsMiscellaneous Artemis U.S. Capital Appreciation Fund operates as a closed-end investment fund/investment trust. The Fund, through its manager Artemis Investment Management Ltd. seeks to provide investors with the opportunity to achieve world-class portfolio allocation by facilitating efficient access to alternative investment opportunities. Artemis U.S. Capital Appreciation Fund was founded on February 25, 2011 and is headquartered in Toronto, Canada. | Miscellaneous |
European Strategic Balanced Fund
 European Strategic Balanced Fund Investment Trusts/Mutual FundsMiscellaneous European Strategic Balanced Fund operates as a closed-end investment fund. Its investment objective is to seek attractive risk-adjusted total returns and lower volatility in European equities and fixed income securities by investing in actively managed strategies. The company is headquartered in Toronto, Canada. | Miscellaneous |
Artemis Floating & Variable Rate Preferred Fund
Artemis Floating & Variable Rate Preferred Fund Investment Trusts/Mutual FundsMiscellaneous Artemis Floating & Variable Rate Preferred Fund operates as a closed-end investment fund to provide unitholders with the opportunity for long term capital preservation and appreciation and quarterly cash distributions. Artemis Floating & Variable Rate Preferred Fund is headquartered in Toronto, Canada. | Miscellaneous |
HSBC Bank USA, NA
HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA NA engages in the provision of banking services. Its lines of business are Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Private Bank. The company is headquartered in McLean, VA. | Finance |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Commercial Services |
The New York Society of Security Analysts, Inc.
The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY. | Commercial Services |
Citadel Income Fund
 Citadel Income Fund Investment Trusts/Mutual FundsMiscellaneous Citadel Income Fund operates as a closed-end investment fund. Its investment objective is to provide unit holders with a stable stream of monthly distributions; and to preserve and potentially enhance the net asset value of the fund. The company was founded on January 28, 2005 and is headquartered in Toronto, Canada. | Miscellaneous |
Energy Income Fund
 Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Energy Income Fund is a closed-end investment trust. Its investment objective is to provide unitholders with monthly cash distributions and achieve a total return on the portfolio that is greater than the total return provided by the benchmark index, as selected by the manager from time to time. The company was founded on August 29, 2005 and is headquartered in Toronto, Canada. | Miscellaneous |
Modern Asset Management LLC
Modern Asset Management LLC Investment ManagersFinance Modern Asset Management LLC provides investment advice. The company was founded by Bippy M. Siegal on April 20, 2007 and is headquartered in New York, NY. | Finance |
