Peter Frame Marquardt

Compliance Officer chez

Olden Lane Funds Trust

67 ans

Finance

Consumer Services

Profil

Peter Frame Marquardt is currently a Partner at Olden Lane Securities LLC and the Chief Compliance Officer at Olden Lane Funds Trust.
He previously worked as a Director at Spear, Leeds & Kellogg Specialists LLC from 1996 to 2000.
He also served as the Chief Operating Officer & Managing Director at The Leo Group LLC from 2014 to 2018.
Additionally, he held positions as a Compliance Officer at FCG Wealth Management LLC, a Principal at Goldman Sachs & Co. LLC, Smith Barney, Inc., PaineWebber, Inc., and Charles Schwab & Co., Inc. (Broker).
He was also the CAO & CCO at FCG Advisors LLC from 2010 to 2014 and the Chief Compliance Officer at System 2 Advisors LP.
Mr. Marquardt is currently the Chief Compliance Officer at SenaHill Investment Group LLC since 2014.
He completed his undergraduate degree at Lehigh University and his graduate degree at A.B. Freeman School of Business.

Postes actifs de Peter Frame Marquardt

Sociétés	Poste	Début
Olden Lane Funds Trust Olden Lane Funds Trust Olden Lane Funds Trust is a non-diversified and open-end investment firm. The company was founded on October 3, 2016 and is headquartered in Princeton, NJ.	Compliance Officer	01/01/2016
Olden Lane Securities LLC Olden Lane Securities LLC Investment Banks/BrokersFinance Olden Lane Securities LLC is a private company based in Chatham, NJ and has subsidiaries in the United States.	Compliance Officer	01/06/2015

Tous les postes actifs de Peter Frame Marquardt

Anciens postes connus de Peter Frame Marquardt

Sociétés	Poste	Fin
SenaHill Investment Group LLC SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment invests in companies located in the United States. The firm targets companies operating in the fields of technology consumers sectors. It provides financing for early stage capital requirements.	Compliance Officer	30/06/2024
The Leo Group LLC The Leo Group LLC Investment ManagersFinance Provides investment advisory services	Compliance Officer	01/12/2018
Goldman Sachs & Co. LLC Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Directeur/Membre du Conseil	01/10/2003
FCG Wealth Management LLC FCG Wealth Management LLC Investment ManagersFinance FCGWM uses different methods of analysis in assisting with the portfolio management and investment selection such as strategic and tactical management; micro and macro-economic analysis; and fundamental and technical analysis. The firm invests a portion of assets in the stocks of companies with small to medium-sized market capitalizations.	Compliance Officer	-
FCG Advisors LLC FCG Advisors LLC Investment Banks/BrokersFinance Provides brokerage services	Compliance Officer	-

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Sociétés liées

Entreprise privées	14
FCG Wealth Management LLC FCG Wealth Management LLC Investment ManagersFinance FCGWM uses different methods of analysis in assisting with the portfolio management and investment selection such as strategic and tactical management; micro and macro-economic analysis; and fundamental and technical analysis. The firm invests a portion of assets in the stocks of companies with small to medium-sized market capitalizations.	Finance
Goldman Sachs & Co. LLC Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Smith Barney, Inc. Smith Barney, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Finance
Lehigh University Lehigh University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Spear, Leeds & Kellogg Specialists LLC Spear, Leeds & Kellogg Specialists LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
A.B. Freeman School of Business A.B. Freeman School of Business Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Charles Schwab & Co., Inc. (Broker) Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
System 2 Advisors LP System 2 Advisors LP Investment ManagersFinance System 2 uses a proprietary investment process referred to as the Comprehensive Investment Analysis (CIA) that is based upon findings in cognitive psychology, statistics, and behavioral economics. The CIA uses a range of proprietary internal models, external models, and fundamental analysis to evaluate stocks along multiple dimensions, including both fundamental and statistical assessments of each stock’s relative attractiveness, to identify and rank stocks with potential to outperform their peers.	Finance
The Leo Group LLC The Leo Group LLC Investment ManagersFinance Provides investment advisory services	Finance
FCG Advisors LLC FCG Advisors LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Olden Lane Securities LLC Olden Lane Securities LLC Investment Banks/BrokersFinance Olden Lane Securities LLC is a private company based in Chatham, NJ and has subsidiaries in the United States.	Finance
SenaHill Investment Group LLC SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment invests in companies located in the United States. The firm targets companies operating in the fields of technology consumers sectors. It provides financing for early stage capital requirements.	Finance
Olden Lane Funds Trust Olden Lane Funds Trust Olden Lane Funds Trust is a non-diversified and open-end investment firm. The company was founded on October 3, 2016 and is headquartered in Princeton, NJ.