Michael Mallick

Wellington Management Co. LLP (WMC) is a registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1928 and is a subsidiary of Wellington Investment Advisors Holdings LLP, ultimately held by Wellington Management Group LLP. WMC offers investment management services for a fee to separate account clients and mutual funds sponsored by unaffiliated parties, as well as to investment vehicles that the firm sponsors.

Youbet.com, Inc. provides technology and pari-mutuel horse racing content for consumer through Internet and telephone platforms. The company was founded by Russell Fine and David M. Marshall in 1995 and is headquartered in Woodland Hills, CA.

Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors.

ProElite, Inc. develops, organizes, and promotes mixed martial arts events. The company owns a web portal with social networking for MMA fighters and fans and live streams of MMA bouts not broadcast on television. It has delivered exciting entertainment experiences in the world of mixed martial arts (MMA) with live arena-based entertainment events, cable television programming on Showtime Networks and community-driven interactive broadband entertainment via the Internet. ProElite was founded by Douglas DeLuca on August 10, 2006 and is headquartered in Los Angeles, CA.

Susquehanna Financial Group LLLP (SFG) is an institutional broker-dealer headquartered in Bala Cynwyd, Pennsylvania. The firm was founded in 2002 and is a direct subsidiary of SFG Holding LLC, which is owned by Bodel, Inc. SFG offers a full range of order execution and trading flow services, with a focus on delivering innovative trading strategies and execution services to institutional clients.

Deutsche Bank AG provides financial and banking services. It also offers commercial and investment banking services. The company is headquartered in New York, NY.

Stonerise Capital Management LLC (Stonerise Capital) is an independent hedge fund manager headquartered in San Francisco, California. The firm was founded by Jeffrey Cozad, Jose Francisco Medeiros and John Walker in 2007. Stonerise Capital provides discretionary investment advisory services to private investment funds.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

Fitch Ratings, Inc. is a global rating agency and investment research firm headquartered in New York City. The firm was founded by John Knowles in 1913 as Fitch Publishing Co. They are a subsidiary of Fitch Group, Inc., ultimately owned by The Hearst Family Trust. Fitch Ratings seeks to provide independent and prospective credit opinions, research and data to the world's credit markets. Their approach is based on a foundation of local market experience that covers capital markets in over 150 countries. The firm's ratings analysis and rating decisions are based on established criteria, methodologies and ratings definitions which they apply in a consistent manner. Fitch Ratings provides coverage of the following markets: Economics, Banks, Insurance, Sovereigns, Corporates, Structured Finance, Public Finance – International, Public Finance – US, Infrastructure & Project, and Finance.

Brown Brothers Harriman & Co. is a broker/dealer located in New York City. The firm provides a comprehensive range of equity execution services exclusively to institutional clients worldwide. Their clients include private banks, mutual funds, hedge funds, independent asset managers and investment advisors and other brokers.

Countrywide Financial Services, Inc. provides asset management services to institutional clients and net-worth individuals. It offers brokerage and investment advisory services. The company is headquartered in Cincinnati, OH.

Callidus Capital Management LLC provides asset and investment management services. The company manages a series of funds under the Callidus mantle utilizing a value investing approach supported by fundamental credit analysis that is highly process-based. The company was founded in 2001 by Wayne K. Mueller, Gary H. Neems and Mavis B. Taintor & is located in New York City, NY.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

Milliman, Inc. engages in the provision of business consulting and actuarial services. The firm solutions include analytics and technology, healthcare, insurance, investment, retirement and compensation, risk management and financial services. The company was founded by Wendell Milliman and Stuart Robertson in 1947 and is headquartered in Seattle, WA.

Council on Foreign Relations, Inc. provides and disseminates ideas on foreign policies to individuals, corporate members, journalists and policy makers. It operates a forum for government officials, students and other interested parties to study and discuss world issues and impact on American foreign policies. The company publishes Foreign Affairs, a magazine that comes out six times a year, along with books and studies by its own scholars. Council on Foreign Relations was founded in 1921 and is headquartered in New York City, NY.

BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading.

The American Academy of Arts & Sciences is an organization that honors excellence and brings together leaders. The non-profit company is based in Cambridge, MA.

Ropes & Gray LLP provides legal and private equity services. Its practice areas include asset management, banking, business and commercial litigation, business restructuring, capital markets and corporate governance and compliance. The company was founded in 1865 and is headquartered in Boston, MA.

General Electric Co. (Investment Company) (GE-IC) is the investment management division of General Electric Co. (GE) (NYSE: GE), a technology and financial services company headquartered in Boston, Massachusetts. GE was founded by Thomas A. Edison in 1892 through merging the Edison General Electric Co. (established in 1878) and the Thomson-Houston Co., another prominent manufacturer of dynamos and electric lights. GE-IC offers financial services and products worldwide for businesses of all sizes, services include commercial loans and leases, fleet management, financial programs, credit cards, personal loans and other financial services.

GE Healthcare, Inc. manufactures and distributes diagnostic imaging agents and radiopharmaceuticals for imaging modalities that are used in medical imaging procedures. It offers dyes that are used in magnetic-resonance-imaging procedures. The firm also manufactures medical diagnostic equipment including CT image machines. It develops healthcare technological solutions for medical imaging and information technologies, medical diagnostics, patient monitoring systems, disease research, drug discovery and biopharmaceutical manufacturing. The company was founded in 1994 and is headquartered in Princeton, NJ.

Part of Mount Logan Capital, Inc., Mount Logan Management, LLC is a company that provides investment advice. The company is based in New York, NY. The company was founded in 2020. Edward Joseph Goldthorpe has been the CEO of the company since 2020.

U.S. Bank NA engages in operation of a commercial bank that offers loans and depositary services. The company is headquartered in Cincinnati, OH.

Founded in 1992, BC Partners, Inc. is a private equity firm located in New York City. The firm is a subsidiary of BC Partners Ltd., a London-based private equity firm.

CAI Software LLC engages in the delivery of on-demand enterprise resource planning and management systems, software, network integration and business consulting services to market companies in the building materials, food processing, precious metals and discrete manufacturing distribution industries. The company was founded by James H. McCooey in 1978 and is headquartered in Smithfield, RI.

HITE Hedge Asset Management LLC (HITE) is an independent, SEC-registered investment adviser and hedge fund manager headquartered in Quincy, Massachusetts. The firm was founded by James Jampel in 2003. HITE provides advisory services to private funds and a separate account.