John Oakes

RiverNorth Opportunities Fund, Inc. is a closed-end management investment company. Its investment objective is total return consisting of capital appreciation and current income. Its activities include investment in other underlying funds not classified as closed-end funds and exchange-traded notes and cash and cash equivalents; and securities lending. The company was founded on September 9, 2010 and is headquartered in West Palm Beach, FL.

Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE.

RiverNorth Capital & Income Fund, Inc.. is a non-diversified, closed end management investment company. Its investment objective is to seek a high level of current income. The firm seeks to accomplish its objective by constructing a diversified portfolio of consumer, small business and specialty finance debt assets generated from selected marketplace lending originators. The company was founded on June 9, 2015 and is headquartered in West Palm Beach, FL.

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. is a closed-end management investment company. It seeks to achieve its investment objective by allocating its Managed Assets among the two principal strategies; under normal market conditions. The company was founded on June 22, 2016 and is headquartered in West Palm Beach, FL.

RiverNorth Managed Duration Municipal Income Fund, Inc. is a closed-end management investment company. Its investment objective is current income exempt from regular U.S. federal income taxes and total return. The company was founded on july 25 2019 and is headquartered in West Palm Beach, FL.

RiverNorth Opportunistic Municipal Income Fund, Inc. operates as Closed-End Investment Fund/Investment Trust. It specializes in opportunistic investment strategies in niche markets. The firm operates as investment manager to registered funds, private funds and separately managed accounts. The company is headquartered in West Palm Beach, FL.