Profil
Mr. Joseph M.
Sroka, CFA MBA, is a Chief Investment Officer at NovaPoint Capital LLC.
He is also the Lead Portfolio Manager for the firm’s investment strategies.
He has over 20 years of experience in the investment management industry.
Prior to founding NovaPoint, Mr. Sroka was a Portfolio Manager at Spectrum Advisory Services and GMT Capital in Atlanta and Epoch Investment Partners in New York.
He also worked as an Equity Research Analyst at Merrill Lynch and ABN Amro.
Before beginning his investment career, he was an Infantry officer in the U.S.
Army.
He earned his Bachelor of Science degree from the U.S.
Military Academy at West Point and his MBA from the University of Chicago.
He is both a Chartered Financial Analyst (CFA) and a Chartered Market Technician (CMT).
Postes actifs de Joe Sroka
| Sociétés | Poste | Début |
|---|---|---|
NovaPoint Capital LLC
 NovaPoint Capital LLC Investment ManagersFinance NovaPoint Capital LLC (NovaPoint) is a SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded by Alan Conner and Joseph Sroka in 2014. They are a wholly owned subsidiary of The NovaPoint Group LLC. NovaPoint provides investment advisory services to individuals, pension and profit-sharing plans, trusts, endowments, and charitable organizations and corporation or business entities. | Fondateur | 01/10/2014 |
Anciens postes connus de Joe Sroka
| Sociétés | Poste | Fin |
|---|---|---|
GMT Capital Corp.
 GMT Capital Corp. Investment ManagersFinance GMT Capital Corp. is a private, SEC-registered investment advisor and hedge fund manager headquartered in Atlanta, Georgia. It was founded in 1993 by Thomas Claugus. The firm provides discretionary and non-discretionary investment advisory services to their advisory clients, which are private investment vehicles and separately managed accounts, by recommending, or managing and directing, the investment and reinvestment of their assets. | Analyst-Equity | 30/09/2011 |
Epoch Investment Partners, Inc.
 Epoch Investment Partners, Inc. Investment ManagersFinance Epoch Investment Partners, Inc. (Epoch) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Bill Priest and David Pearl in 2004. They are a subsidiary of TD Bank US Holding Co., ultimately owned by The Toronto-Dominion Bank (NYSE: TD) in Canada. Epoch provides investment advisory services to primarily institutional clients. | Analyst-Equity | 30/05/2007 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/
 Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPFS) is the SEC-registered broker/dealer subsidiary of Merrill Lynch & Co., Inc., ultimately held by Charlotte-based Bank of America Corp. (NYSE: BAC). The firm was founded in 1958 and is headquartered in New York City. In 2010, Banc of America Securities LLC merged with MLPFS and the firm uses the trade name Bank of America Merrill Lynch. MLPFS's global strategy and economics team serves institutional and individual investors using a wide range of macroeconomic disciplines. Their analysis of global issues provides clients with investment ideas, market forecasts, macro overviews and specific sector recommendations across asset classes, regions and disciplines. Their equity research team conducts fundamental analysis on companies globally and provides institutional and retail clients with industry-specific and in-depth research and analysis on numerous industries. The firm's global fixed-income and equity-linked research focuses on fixed-income and equity derivatives, fixed-income strategy, convertibles, commodities, high-yield, mortgages, municipals and global foreign exchange. | Analyst-Equity | 06/02/2004 |
| The United States Army (District of Columbia) | Corporate Officer/Principal | - |
Spectrum Advisory Services, Inc.
 Spectrum Advisory Services, Inc. Investment ManagersFinance Founded in 1991, Spectrum Advisory Services, Inc. (SAS) is an investment advisor located in Atlanta, Georgia. The firm is a subsidiary of Gratus Capital LLC and their ultimate parent is Focus Financial Partners LLC. The firm provides personalized confidential investment management to individuals, pension and profit sharing plans, trusts, estates, charitable organizations and small businesses. | Gestionnaire de Portefeuille-Actions | - |
Formation de Joe Sroka
| US Military Academy | Undergraduate Degree |
| The University of Chicago Booth School of Business | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 9 |
|---|---|
Epoch Investment Partners, Inc.
Epoch Investment Partners, Inc. Investment ManagersFinance Epoch Investment Partners, Inc. (Epoch) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Bill Priest and David Pearl in 2004. They are a subsidiary of TD Bank US Holding Co., ultimately owned by The Toronto-Dominion Bank (NYSE: TD) in Canada. Epoch provides investment advisory services to primarily institutional clients. | Finance |
Ironbound Capital Management LP
 Ironbound Capital Management LP Investment ManagersFinance Founded in 2004 by Stephen Silverman, Ironbound Capital Management LP is a family office located in Princeton, New Jersey. | Finance |
ABN AMRO Asset Management USA LLC
 ABN AMRO Asset Management USA LLC Regional BanksFinance ABN AMRO Asset Management (AAM) is the separately organized U.S. investment management business of ABN AMRO Holding NV (NYSE: ABN). AAM offers a line of global, regional and domestic investment strategies to institutional and individual investors worldwide as segregated accounts, as well as through ABN AMRO mutual funds. The firm is based in Chicago. | Finance |
Merrill Lynch Private Client Group
 Merrill Lynch Private Client Group Investment ManagersFinance Merrill Lynch Private Client Group is a subsidiary of BlackRock, Inc. (NYSE: BLK). The firm is headquartered in Pennington, New Jersey. | Finance |
GMT Capital Corp.
GMT Capital Corp. Investment ManagersFinance GMT Capital Corp. is a private, SEC-registered investment advisor and hedge fund manager headquartered in Atlanta, Georgia. It was founded in 1993 by Thomas Claugus. The firm provides discretionary and non-discretionary investment advisory services to their advisory clients, which are private investment vehicles and separately managed accounts, by recommending, or managing and directing, the investment and reinvestment of their assets. | Finance |
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPFS) is the SEC-registered broker/dealer subsidiary of Merrill Lynch & Co., Inc., ultimately held by Charlotte-based Bank of America Corp. (NYSE: BAC). The firm was founded in 1958 and is headquartered in New York City. In 2010, Banc of America Securities LLC merged with MLPFS and the firm uses the trade name Bank of America Merrill Lynch. MLPFS's global strategy and economics team serves institutional and individual investors using a wide range of macroeconomic disciplines. Their analysis of global issues provides clients with investment ideas, market forecasts, macro overviews and specific sector recommendations across asset classes, regions and disciplines. Their equity research team conducts fundamental analysis on companies globally and provides institutional and retail clients with industry-specific and in-depth research and analysis on numerous industries. The firm's global fixed-income and equity-linked research focuses on fixed-income and equity derivatives, fixed-income strategy, convertibles, commodities, high-yield, mortgages, municipals and global foreign exchange. | Finance |
Spectrum Advisory Services, Inc.
Spectrum Advisory Services, Inc. Investment ManagersFinance Founded in 1991, Spectrum Advisory Services, Inc. (SAS) is an investment advisor located in Atlanta, Georgia. The firm is a subsidiary of Gratus Capital LLC and their ultimate parent is Focus Financial Partners LLC. The firm provides personalized confidential investment management to individuals, pension and profit sharing plans, trusts, estates, charitable organizations and small businesses. | Finance |
| The United States Army (District of Columbia) | Government |
NovaPoint Capital LLC
NovaPoint Capital LLC Investment ManagersFinance NovaPoint Capital LLC (NovaPoint) is a SEC-registered investment advisor headquartered in Atlanta, Georgia. The firm was founded by Alan Conner and Joseph Sroka in 2014. They are a wholly owned subsidiary of The NovaPoint Group LLC. NovaPoint provides investment advisory services to individuals, pension and profit-sharing plans, trusts, endowments, and charitable organizations and corporation or business entities. | Finance |
