Groupe Raymond James Financial, Inc. NYSE

Acts as a nominee/trust/depository

Provides brokerage services

Provides consulting services in the areas of mergers and acquisitions, capital structures, as well as business strategies

Provides brokerage services

Acts as a nominee/trust/depository

RJIS believes that understanding the clients' needs and requirements are critical for delivering tailored wealth management services and investment solutions. Through their open architecture environment, they strive to give advisors the opportunity to independently select investments, products and form decisions on an unbiased basis to create optimal financial solutions for investors. The firm offers access to equities, bonds, investment trusts, ETFs, retail funds, institutional share classes of funds, hedge funds, property funds, commodity funds, private equity funds and structured products.

Eagle provides a broad array of equity and fixed income products designed to meet their client’s long-term goals through proprietary, bottom-up, hands-on research and deliberate, thoughtful and calculated stock picking. Their investment philosophy is designed to deliver superior, risk-adjusted returns via both separately managed account and mutual fund platforms.

Cougar Global is an active investment manager that utilizes tactical asset allocation to construct globally diversified portfolios. The firm seeks to generate the compound annualized growth rate that achieves the client’s investment objectives. Their approach to dealing with uncertainty is based on important empirical research on both capital market behavior (Rational Beliefs Theory) and on the true nature of risk (Postmodern Portfolio Theory).

Provides brokerage services

Provides securities brokerage services

Acts as Open-End Investment Fund/Unit Trust

Functions as an open-end investment fund

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Functions as a pension/retirement fund

Functions as an open-end investment fund

Functions as an open-end investment fund

Acts as Open-End Investment Fund/Unit Trust

Functions as an open-end investment fund

ClariVest uses a fundamentally based, bottom-up investment strategy. The firm utilizes a number of different quantitative tools to facilitate the investment process. They primarily manage domestic, international, and global equity portfolios. The market-capitalization spectrum of these portfolios ranges from micro-cap to large-cap. The portfolios also vary in style from growth to core to value.

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Operates as a subsidiary company that provide asset management, financial planning and investment advisory services

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Chartwell takes a long-term perspective with their investments, maintains focused portfolios, and strives for an increased active share of their holdings to deliver attractive investment performance. Their Equity Investment teams and strategies focus on the inherent inefficiencies available to astute, fundamentally oriented investors in small, mid, and large-cap equities. Fixed Income strategies leverage strong fundamental research capabilities to capitalize on inefficiencies in the investment grade and high yield credit space.

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Acts as Open-End Investment Fund/Unit Trust

Provides investment advice

RJIC is a multi-strategy investment platform that creates investment portfolios tailored to each client’s needs and managed on a segregated basis by incorporating each client’s unique circumstances into their distinct investment policy.

Operates as non-broker-dealers

Scout is an active investment manager who applies bottom-up, repeatable processes that aim to generate positive alpha by applying research-based insights and analysis to portfolio construction. The firm's equity investment teams employ distinct investment philosophies and processes to achieve long-term capital appreciation objectives that are consistent with client goals. They focus on quality, identifying companies that have sound fundamentals, favorable growth prospects, competitive advantages and savvy management teams.

Functions as an investment holding company

Provides investment services

Operates as a state chartered commercial bank