Thomas P. McGuire
Compliance Officer chez TRI-CONTINENTAL CORPORATION
Profil
Thomas P.
McGuire is currently the Chief Compliance Officer & Senior Vice President at Tri-Continental Corp., the Chief Counsel & Vice President at Ameriprise Financial, Inc., and the Chief Compliance Officer & Senior Vice President at Columbia Seligman Premium Technology Growth Fund, Inc. Previously, he served as the Chief Compliance Officer at Ameriprise Certificate Co. from 2010 to 2020.
Postes actifs de Thomas P. McGuire
| Sociétés | Poste | Début |
|---|---|---|
| TRI-CONTINENTAL CORPORATION | Compliance Officer | 01/01/2012 |
| COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND | Compliance Officer | 01/01/2012 |
| AMERIPRISE FINANCIAL, INC. | General Counsel | 01/08/2018 |
Anciens postes connus de Thomas P. McGuire
| Sociétés | Poste | Fin |
|---|---|---|
Ameriprise Certificate Co.
 Ameriprise Certificate Co. Financial ConglomeratesFinance Ameriprise Certificate Co. operates as an investment company. It engages in the business of issuing face-amount investment certificates in the United States. The firm’s products include Ameriprise Cash Reserve Certificate, Ameriprise Flexible Savings Certificate, Ameriprise Installment Certificate, Ameriprise Stock Market Certificate, and Ameriprise Step-Up Rate Certificate. The company was founded on October 28, 1977 and is headquartered in Minneapolis, MN. | Compliance Officer | 01/09/2020 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| AMERIPRISE FINANCIAL, INC. | Finance |
| Entreprise privées | 3 |
|---|---|
Ameriprise Certificate Co.
Ameriprise Certificate Co. Financial ConglomeratesFinance Ameriprise Certificate Co. operates as an investment company. It engages in the business of issuing face-amount investment certificates in the United States. The firm’s products include Ameriprise Cash Reserve Certificate, Ameriprise Flexible Savings Certificate, Ameriprise Installment Certificate, Ameriprise Stock Market Certificate, and Ameriprise Step-Up Rate Certificate. The company was founded on October 28, 1977 and is headquartered in Minneapolis, MN. | Finance |
Tri-Continental Corp.
 Tri-Continental Corp. Investment Trusts/Mutual FundsMiscellaneous Tri-Continental Corp. is a diversified, closed-end management investment company, which invests primarily for the longer term. Its objective is to produce future growth of both capital and income while providing reasonable current income. The company was founded on January 14, 1929 and is headquartered in Boston, MA. | Miscellaneous |
Columbia Seligman Premium Technology Growth Fund, Inc.
 Columbia Seligman Premium Technology Growth Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Columbia Seligman Premium Technology Growth Fund, Inc. is a closed end mutual fund investment trust, which invests in technology and technology-related companies. Its investment objectives is to seek growth of capital. The company was founded on September 03, 2009 and is headquartered in Boston, MA. | Miscellaneous |
