Thomas M. Selman
Compliance Officer chez Financial Industry Regulatory Authority, Inc.
Provenance du réseau au premier degré de Thomas M. Selman
Entité | Type d'entité | Industrie | |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
168
| Non-Profit Organization | Miscellaneous Commercial Services | 168 |
Graphique Sociétés connectées au second degré
Relation dans plusieurs entreprises
Sociétés connectées à Thomas M. Selman via son réseau personnel
Société | Secteur | Personnes liées | Poste principal |
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Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal President President Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
NASD Regulation, Inc.
NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Chairman Director/Board Member General Counsel Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal | |
US Securities & Exchange Commission | Investment Banks/Brokers | Chairman Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member Chairman Director/Board Member Director/Board Member Corporate Officer/Principal | |
The Depository Trust & Clearing Corp.
The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member Director/Board Member Director/Board Member | |
Harvard Law School | College/University | Graduate Degree Graduate Degree Graduate Degree Graduate Degree | |
Commodity Futures Trading Commission
Commodity Futures Trading Commission General GovernmentGovernment Commodity Futures Trading Commission engages in protecting market users and the public from fraud, manipulation related to the sale of commodity and financial futures, and options market. The company was founded in 1974 and is headquartered in Washington, DC. | General Government | Chairman General Counsel Human Resources Officer Corporate Officer/Principal | |
MORGAN STANLEY | Investment Managers | Director/Board Member Corporate Officer/Principal Chief Operating Officer Chief Tech/Sci/R&D Officer | |
The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
Georgetown University | College/University | Graduate Degree Graduate Degree Undergraduate Degree | |
Financial Services Institute, Inc. | Director/Board Member Director/Board Member Director/Board Member | ||
NYSE Group, Inc.
NYSE Group, Inc. Investment Banks/BrokersFinance NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY. | Investment Banks/Brokers | General Counsel Corporate Officer/Principal | |
Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
University of Maryland | College/University | Graduate Degree Undergraduate Degree | |
New York State Bar Association
New York State Bar Association Miscellaneous Commercial ServicesCommercial Services New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
DirectWomen | Corporate Officer/Principal Director/Board Member | ||
AlphaPoint Corp.
AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
Georgetown University Law Center | College/University | Graduate Degree Graduate Degree | |
CITIGROUP INC. | Major Banks | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
Harvard University
Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Graduate Degree | |
Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
Harvard College | College/University | Undergraduate Degree Undergraduate Degree | |
Managed Funds Association
Managed Funds Association Miscellaneous Commercial ServicesCommercial Services Managed Funds Association provides support services for the hedge funds industry. It operates as an association for investment professionals in futures, hedge funds, commodity pool operators, and other alternative investments. The company was founded in 1991 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Director/Board Member | |
The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Corporate Officer/Principal | |
The Pennsylvania State University | College/University | Undergraduate Degree Graduate Degree | |
The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
Long Island University | College/University | Undergraduate Degree Undergraduate Degree | |
Raymond James Financial Services, Inc.
Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
Tufts University | College/University | Undergraduate Degree Undergraduate Degree | |
State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
Brown University | College/University | Graduate Degree Undergraduate Degree | |
Franklin & Marshall College | College/University | Director/Board Member Director/Board Member | |
BNY Mellon, NA
BNY Mellon, NA Investment ManagersFinance BNY Mellon, NA operates as a nationally chartered commercial bank. The company is headquartered in Pittsburgh, PA. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
George Washington University | College/University | Graduate Degree Undergraduate Degree | |
GE AEROSPACE | Industrial Machinery | Director/Board Member Director/Board Member | |
George Washington University Law School | College/University | Graduate Degree Corporate Officer/Principal | |
BANK OF NEW YORK MELLON CORPORATION (THE) | Investment Banks/Brokers | Human Resources Officer Corporate Officer/Principal | |
FRANKLIN RESOURCES, INC. | Investment Managers | Director/Board Member Director/Board Member | |
Pershing LLC
Pershing LLC Investment Banks/BrokersFinance Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds. | Investment Banks/Brokers | Chairman Corporate Officer/Principal | |
The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
NASDAQ, INC. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Secretary | |
University of Notre Dame | College/University | Masters Business Admin Chairman | |
The Guardian Life Insurance Company of America
The Guardian Life Insurance Company of America Multi-Line InsuranceFinance The Guardian Life Insurance Company of America engages in the provision of life insurance services. It offers insurance services in life, disability, and dental insurance services. The company was founded in 1860 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member | |
Manhattan College | College/University | Director/Board Member Director/Board Member |
Statistiques
Internationale
Etats-Unis | 51 |
Sectorielle
Consumer Services | 24 |
Finance | 19 |
Commercial Services | 5 |
Government | 2 |
Technology Services | 2 |
Opérationnelle
Director/Board Member | 395 |
Corporate Officer/Principal | 237 |
Independent Dir/Board Member | 87 |
Chairman | 86 |
President | 84 |
Relations les plus connectées
Insiders | |
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Carl Icahn | 57 |
Clark Hooper Baruch | 35 |
Gary Wunderlich | 30 |
Michael S. Segal | 29 |
Mary Schapiro | 26 |
Josh S. Levine | 25 |
Fabiola Arredondo | 24 |
Jeffrey R. Armstrong | 24 |
David Crean | 23 |
Seth Waugh | 22 |
Richard Ketchum | 22 |
Eileen Murray | 19 |
Joan Conley | 18 |
Brian Woodland | 17 |
Richard Frederick Brueckner | 17 |
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