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Stephen J. Smitley
Portfolio Manager-Fixed Income chez
National Investment Services of America LLC
Profil
Stephen J.
Smitley is a Portfolio Manager for National Investment Services.
He joined the firm in 2021.
As a member of the structured products team, he is responsible for research coverage in municipal bonds, mortgage-backed securities, and collateralized loan obligations (CLO’s).
Prior to joining NIS, Stephen was a Portfolio Manager of Structured Products for Aware Asset Management, Inc. There he managed the firm’s ETF platform as well as established an RIA (Aware Asset Management) as subsidiary at Blue Cross Blue Shield of MN.
Previously, he was the Vice President Structured Products for Carval Investors, as well as a Structured Credit Analyst for Black River Asset Management.
Stephen holds a MSBA from the University of Notre Dame Mendoza College of Business as well as a BS in Finance from California State University, Northridge.
Postes actifs de Stephen J. Smitley
| Sociétés | Poste | Début |
|---|---|---|
National Investment Services of America LLC
 National Investment Services of America LLC Investment ManagersFinance NIS manages a wide range of fixed income and alternative strategies designed to provide institutional investors with consistent performance and downside protection. | Portfolio Manager-Fixed Income | 01/01/2021 |
Anciens postes connus de Stephen J. Smitley
| Sociétés | Poste | Fin |
|---|---|---|
Aware Asset Management, Inc.
 Aware Asset Management, Inc. Investment ManagersFinance Aware Asset Management uses various methods of analysis and investment strategies in formulating their investment advice and/or managing client assets. | Portfolio Manager-Fixed Income | 01/01/2021 |
Black River Asset Management LLC
 Black River Asset Management LLC Investment ManagersFinance Black River Asset Management manages a wide variety of alternative investment strategies including rates, equities, commodities, emerging markets and private equity. The firm's rates strategy seeks consistent absolute returns with low volatility through the exploitation of relative value anomalies. The portfolio is net long liquidity, flat to long volatility, and long event risk. Products include sovereign debt (G10), supranational debt, federal agency debentures, pass-through securities semi/quasi governmental debt, futures and options. Black River focuses on macro-and micro- relative value strategies that include primarily arbitrage trading disciplines. Black River's equity strategy seeks consistent absolute returns through fundamental research driven strategies that combine both relative value and directional trading to capture bottom up and top down edge across multiple sectors and geographic regions. Event driven strategies include risk arbitrage, share class trading and the exploitation of holding company discounts. They also employ time series analysis and other modeling techniques to trade global equities using a systematic-driven quantitative approach. Their commodities strategy seeks consistent absolute returns in agricultural and energy commodities. They employ two broad strategies: directional and relative value. Directional trades, long or short, are generally driven by fundamental views based on supply and demand model assessments that identify prices that are inconsistent with market fundamentals. These trades include futures, swaps, equities or options in the underlying instruments. Relative value strategies may include intra-market positions (such as curve spreads, time spreads or geographical spreads), inter-market positions between correlated markets (such as soybean vs. meal), overlay strategies between market classes (such as equities overlay on commodity markets) or basis trades. Black River's emerging markets strategies include local markets and fx trading, sovereign fixed-income trading, equities trading and emerging market corporate credit trading. They employ a bottom up approach that allows portfolio managers to use allocated capital at their discretion within defined risk limits. Strategies are both directional and relative value, with a strong focus on macro economic fundamentals and political assessments. They measure and assess risk exposure across investments and down to the individual strategy level within each sub-fund, using a range of methods including VaR, stress tests and scenario analysis. They regularly review portfolio risk and investment opportunities across all sub-funds, re-allocating capital to maximize risk-adjusted returns. Black River's global private equity approach seeks to identify management teams, developers and entrepreneurs capable of capturing value in transitional environments due to macroeconomic factors, regulatory or political change and globalization. They participate in expansion capital, recapitalizations, structured equity and credit/project finance. They are particularly interested in the following sectors: food, sustainable agriculture, agriculture supply chain, renewable energy, traditional energy, natural resources, environmental sciences, infrastructure, transportation and logistics and general industrial. | Analyst-Fixed Income | - |
GMAC-RFC Holding Co. LLC
 GMAC-RFC Holding Co. LLC Real Estate DevelopmentFinance Provides real estate finance services | Corporate Officer/Principal | - |
IndyMac Bank FSB
 IndyMac Bank FSB Savings BanksFinance Federally chartered savings institution | Corporate Officer/Principal | 30/11/1999 |
BCBSM Inc. (Invt Port)
 BCBSM Inc. (Invt Port) Investment ManagersFinance Provides investment advice for insurance company portfolio | Corporate Officer/Principal | - |
Formation de Stephen J. Smitley
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
13
Relations au 1er degré
8
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 8 |
|---|---|
GMAC-RFC Holding Co. LLC
GMAC-RFC Holding Co. LLC Real Estate DevelopmentFinance Provides real estate finance services | Finance |
Black River Asset Management LLC
Black River Asset Management LLC Investment ManagersFinance Black River Asset Management manages a wide variety of alternative investment strategies including rates, equities, commodities, emerging markets and private equity. The firm's rates strategy seeks consistent absolute returns with low volatility through the exploitation of relative value anomalies. The portfolio is net long liquidity, flat to long volatility, and long event risk. Products include sovereign debt (G10), supranational debt, federal agency debentures, pass-through securities semi/quasi governmental debt, futures and options. Black River focuses on macro-and micro- relative value strategies that include primarily arbitrage trading disciplines. Black River's equity strategy seeks consistent absolute returns through fundamental research driven strategies that combine both relative value and directional trading to capture bottom up and top down edge across multiple sectors and geographic regions. Event driven strategies include risk arbitrage, share class trading and the exploitation of holding company discounts. They also employ time series analysis and other modeling techniques to trade global equities using a systematic-driven quantitative approach. Their commodities strategy seeks consistent absolute returns in agricultural and energy commodities. They employ two broad strategies: directional and relative value. Directional trades, long or short, are generally driven by fundamental views based on supply and demand model assessments that identify prices that are inconsistent with market fundamentals. These trades include futures, swaps, equities or options in the underlying instruments. Relative value strategies may include intra-market positions (such as curve spreads, time spreads or geographical spreads), inter-market positions between correlated markets (such as soybean vs. meal), overlay strategies between market classes (such as equities overlay on commodity markets) or basis trades. Black River's emerging markets strategies include local markets and fx trading, sovereign fixed-income trading, equities trading and emerging market corporate credit trading. They employ a bottom up approach that allows portfolio managers to use allocated capital at their discretion within defined risk limits. Strategies are both directional and relative value, with a strong focus on macro economic fundamentals and political assessments. They measure and assess risk exposure across investments and down to the individual strategy level within each sub-fund, using a range of methods including VaR, stress tests and scenario analysis. They regularly review portfolio risk and investment opportunities across all sub-funds, re-allocating capital to maximize risk-adjusted returns. Black River's global private equity approach seeks to identify management teams, developers and entrepreneurs capable of capturing value in transitional environments due to macroeconomic factors, regulatory or political change and globalization. They participate in expansion capital, recapitalizations, structured equity and credit/project finance. They are particularly interested in the following sectors: food, sustainable agriculture, agriculture supply chain, renewable energy, traditional energy, natural resources, environmental sciences, infrastructure, transportation and logistics and general industrial. | Finance |
California State University-Northridge
 California State University-Northridge Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
AB CarVal Investors LP
 AB CarVal Investors LP Investment ManagersFinance AB CarVal focuses on investment strategies that fall within its core competencies in both developed and emerging markets. The firm primarily invests their Funds in one or more of four principal asset classes: Loan Portfolio Investments, Corporate Securities Investments, Structured Credit and Hard Assets, as well as Special Opportunities Investments. They employ a rigorous investment selection and investment decision process which combines a top-down perspective and portfolio construction discipline with a bottom-up fundamental analytical approach. | Finance |
IndyMac Bank FSB
IndyMac Bank FSB Savings BanksFinance Federally chartered savings institution | Finance |
BCBSM Inc. (Invt Port)
BCBSM Inc. (Invt Port) Investment ManagersFinance Provides investment advice for insurance company portfolio | Finance |
Aware Asset Management, Inc.
Aware Asset Management, Inc. Investment ManagersFinance Aware Asset Management uses various methods of analysis and investment strategies in formulating their investment advice and/or managing client assets. | Finance |
National Investment Services of America LLC
National Investment Services of America LLC Investment ManagersFinance NIS manages a wide range of fixed income and alternative strategies designed to provide institutional investors with consistent performance and downside protection. | Finance |
