Stephen Bagley

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Gilder Gagnon Howe & Co. LLC (GGHC) is an independent, SEC-registered investment advisor headquartered in New York City. The firm was founded by Richard Gilder in 1968. GGHC provides investment advisory services to individuals, trusts, estates, charitable organizations, corporations, LLC’s, partnerships, pension and profit-sharing plans, and investment clubs.

Susquehanna Financial Group LLLP (SFG) is an institutional broker-dealer headquartered in Bala Cynwyd, Pennsylvania. The firm was founded in 2002 and is a direct subsidiary of SFG Holding LLC, which is owned by Bodel, Inc. SFG offers a full range of order execution and trading flow services, with a focus on delivering innovative trading strategies and execution services to institutional clients.

Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions.

Newedge USA LLC provides brokerage services to institutional investors and fund managers. The firm specializes in bond, currency and commodities trading, derivative products and foreign exchange. The company is headquartered in Chicago

Knob Hill Partners LLC (Knob Hill Partners) is a private equity firm founded in 2008 by Charlie Burckmyer and Scott Noll. The firm is headquartered in Boston, Massachusetts.

KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY.

Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors.

Sidoti & Co. LLC (S&C) is a registered broker and equity research firm headquartered in New York City. The firm is a subsidiary of Sidoti Holding Co. LLC and was founded in 1999. S&C provides research exclusively to institutional investors. The firm covers the following sectors: housing, retail, basic industries, technology, business services, capital goods, automotive, computer software, regional banking, telecommunications, entertainment, healthcare and consumer products. Their analysts conduct their own due diligence which includes visiting companies and meeting with operating and financial management. In addition, the firm's analysts focus on fundamentals, particularly cash flow from operations and EPS.

Part of GE Aerospace, Phoenixcor, Inc. is an American company that provides equipment financing services. The company is based in CT. Phoenixcor was acquired by General Electric Capital Corp. from Sumitomo Corp. on April 19, 1999.

Copelco Capital, Inc. provides financing solutions to equipment vendors and dealers. The firm is a wholly owned subsidiary of Citigroup, Inc. The company was founded on July 1, 1994 and is headquartered in Mount Laurel, NJ

Founded in 2009 by Antonio Cacorino and Fredrick Chapey, StormHarbour Securities LP is an independent full-service broker/dealer headquartered in New York City with additional offices in London, Singapore, Hong Kong and Geneva. The firm is a subsidiary of StormHarbour Partners LP. StormHarbour Securities focuses on distribution, client solutions and capital markets and has extensive experience in the fixed-income credit and alternatives markets. Their services include execution, sourcing/distribution, primary and secondary, reverse inquiry and buy-backs and full asset/capital structure coverage. StormHarbour Securities' clients include hedge funds/other asset managers, banks/insurance companies, pensions. endowments, SWFs, GSEs and other international financial groups. StormHarbour Securities' credit products include: investment grade corporates, high yield, distressed, convertibles and emerging markets. Their securitized products include: ABS (vanilla and exotic), RMBS (prime, alt-A and sub-prime), CMBS, CDOs, CLOs and synthetic structures.

CLSA Americas LLC is a FINRA registered broker-dealer headquartered in New York City. The firm was founded in 2012 and is a wholly owned subsidiary of CLSA Americas Holdings, Inc., which is ultimately owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Americas offers a full suite of execution services throughout North America and Latin America.

Chardan Capital Markets LLC is a registered broker-dealer headquartered in New York City. The firm was founded by Kerry Propper and Steve Urbach in 2003. The firm offers a range of services which include capital raising, merger and acquisition advisory, strategic advisory, equity research, corporate access and institutional trading to institutional clients.

Boothbay Fund Management LLC (Boothbay) is an independent, SEC-registered investment adviser and hedge fund manager headquartered in New York City. The firm was founded by Ari Glass in 2012. Boothbay offers investment advisory services to pooled investment vehicles that have been privately placed.

Bassett Medical Center, Inc. provides healthcare services. Its healthcare system connects comprehensive care and services to people living throughout central New York. It offers traditional hospital-based care such as maternity, surgical, and medical care, open-heart surgery, daVinci robot-assisted surgery, specialized cancer treatment, trauma care, neurosurgery, and spine care. The company was founded in 1856 and is headquartered in Copperstown, NY.

Waterfall Asset Management LLC (Waterfall) is an independent, SEC-registered investment advisor and global alternative investment manager headquartered in New York City. The firm was co-founded by Tom Capasse and Jack Ross in 2005. Waterfall provides investment advice to private investment funds and other clients, which are generally insurance companies, state, municipal or corporate pension plans, sovereign wealth funds, endowments, foundations, or other institutional investors.

Cresta Fund Management LLC (Cresta Fund Management) is a private equity firm founded in 2016 by Chris Rozzell, David Truett Miller and Drew Armstrong. The firm is headquartered in Dallas, Texas.

The Kislak Co., Inc. provides commercial real estate, investment, and asset management services. The private company is based in Woodbridge, NJ.

Socius Family Office LLC offers financial services. It provides services including investment advisory, wealth management, financial planning, and quantitative analysis. The company was founded by Robert Llyod Konrad, Jr. in 2004 and is headquartered in Fort Lauderdale, FL.

Alterna Equity Partners LLC (Alterna Equity Partners) is a private equity firm founded in 2015. The firm is headquartered in Fort Lauderdale, Florida.

Venor Capital Management LP (Venor) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was co-founded by Jeffrey A. Bersh and Michael J. Wartell in 2005. Venor provides investment advisory services to private funds and a separately managed account.

Part of Mizuho Financial Group, Inc., Mizuho Securities USA, Inc. provides investment banking. The company is based in New York, NY.

Citi Ventures Inc. (Citi Ventures) is a venture capital subsidiary founded in 2007 by Deborah C. Hopkins. The firm is headquartered in San Francisco, California.

United Way of Long Island develops programs for education, income/financial stability and health. The company was founded in 1964 and is headquartered in Deer Park, NY.

The Medical Group Management Association operates as a professional association for medical group management. The private company is based in Englewood, CO. Halee S. Fischer-Wright has been the CEO of the company since 2015.

American College of Healthcare Executives operates as a professional society of healthcare executives. The company was founded in 1933 and is headquartered in Chicago, IL.