Sean Peter Rooney

Directeur Général chez Prospect Financial Services LLC

Profil

Mr. Sean P.
Rooney is a Managing Partner at Prospect Financial Services LLC, a Member at Financial Industry Regulatory Authority, Inc. and a Member at Securities Investor Protection Corp.
He will be working hand and hand to lead our team in strategic planning as well as spearhead our investment strategy for clients.
He is a 26 year veteran of the financial markets and has worked in many different capacities throughout his career as a financial advisor.
For the last 6 years Sean has been a Financial Advisor at the Pinnacle Financial Group and LPL Financial.
LPL Financial is the largest, independent broker dealer in the United States.
Prior to working with PFG & LPL, Mr. Rooney served as Senior Director of Investments at Oppenheimer & Co., a full service investment banking, securities and wealth management firm.
He has also worked in similar capacity at Investec Ernst & Company, an international specialist bank headquartered in South Africa and the U.K He graduated from C.W.
Post University in 1993 with a Bachelors of Arts degree in Business Administration and holds several securities licenses including a Series 7, Series 24, and Series 63 with LPL Financial and the Series 65 with Prospect Financial Services, LLC.
He also holds his New York Life and Health insurance licenses.

Postes actifs de Sean Peter Rooney

Sociétés	Poste	Début
Financial Industry Regulatory Authority, Inc.	Corporate Officer/Principal	-
Securities Investor Protection Corp.	Corporate Officer/Principal	-
Prospect Financial Services LLC	Directeur Général	01/12/2021

Anciens postes connus de Sean Peter Rooney

Sociétés	Poste	Fin
ORBITAL INFRASTRUCTURE GROUP, INC.	Directeur/Membre du Conseil	12/10/2021
Oppenheimer & Co., Inc.	Corporate Officer/Principal	-
Investec Ernst & Co.	Directeur en chef des Investissements	-