![Mortimer Joseph Sullivan](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Profil
Mr. Mortimer J.
Sullivan, III, is a Portfolio Manager of Fixed Income at Burnham Asset Management Corp.
Mr. Sullivan was associated with Glickenhaus & Co., where he managed all fixed income portfolios for high net worth and corporate clients.
He began his career in Fixed Income investments at Clayton Brown & Associates, a Chicago based municipal bond boutique, where he was a Trader & Underwriter of Southeast municipal bonds.
At Bank of New York, he was the Head of New York Trading, underwriting and commitments for retail accounts.
Mr. Sullivan received his undergraduate degree from Skidmore College.
Anciens postes connus de Mortimer Joseph Sullivan
| Sociétés | Poste | Fin |
|---|---|---|
Glickenhaus & Co.
 Glickenhaus & Co. Investment ManagersFinance GC specializes in management of equity, balanced and fixed-income portfolios. The guiding tenet of GC's investment philosophy is risk consciousness in both equity and fixed income portfolio management. They believe their first obligation is the preservation of the future purchasing power of their clients' capital. The investment decision-making process at GC is bottom-up, focusing on fundamental research that begins with intensive accounting validation. They believe the key to successful portfolio management is prompt implementation of investment decisions once due diligence on companies has been conducted. Each portfolio manager has primary responsibility for and knowledge of a group of clients. The firm emphasizes value when analyzing a potential investment, seeking to identify securities trading below their intrinsic worth. When selecting individual securities, GC's risk conscious philosophy is characterized by price sensitivity and the continuing search for the best relative value among securities given prevailing and anticipated trends within the economy and capital markets. When they are less than positive about the equity market, they will periodically use fixed-income securities, convertible issues and cash equivalents as alternatives to common stocks. Generally, their cash position is a residual of investment ideas rather than a conscious effort to time the market. The stocks they purchase tend to exhibit common characteristics, including relatively low p/e ratios, low price-to-book value, high earnings-per-share growth, excess cash flow, solid balance sheets and high ROE. GC's sell decisions are a function of risk versus reward for a particular issue and relates to the degree to which the expectations that supported its original purchase have been realized, in terms of both the company's operating results and the price of its stock in the marketplace. Likewise, the flow of new ideas serves as a natural 'weeding out' process for older holdings that have realized a substantial portion of their potential. A stock may be sold for any of the following reasons: ongoing evaluation of a stock's fundamentals proves disappointing, the stock achieves the firm's price objective or the stock's price increases substantially in a short period, thus making the risk/reward relationship unfavorable. The firm will also sell if alternative investment ideas are deemed more attractive than the least attractive current holding. The portfolio manager/analyst responsible for a specific issue determines when it is appropriate to sell a holding and informs all portfolio managers immediately. | Portfolio Manager-Fixed Income | 31/08/2012 |
Bank of New York (New York Branch)
 Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York provides a full range of banking services including asset management, asset servicing, wealth management, broker/dealer and advisory services, issuer services and treasury services. In managing investments, the firm employs a wide array of strategies, investing across all major sectors and asset classes through various distribution channels. | Corporate Officer/Principal | - |
Burnham Asset Management Corp.
 Burnham Asset Management Corp. Investment ManagersFinance Burnham Asset Management Corp. (BAM) provides investment advisory and related services that emphasize long-term strategies designed to meet each client’s specific investment objectives. Investments may include, but aren't necessarily limited to: exchange-listed, over-the-counter, domestic and foreign equity securities; warrants; commercial paper and other corporate debt securities; certificates of deposit; municipal securities; mutual fund shares; US government securities; options on securities; and investments in affiliated and unaffiliated private funds. BAM's investment approach seek to identify best-in-sector equities, specifically those with attractive business models, valuations and, where appropriate, dividend growth. For fixed income investments, the firm considers the quality of the issuer of the securities, duration, yield to maturity, the potential for ratings upgrade and refinancing, and the industry outlook. BAM applies similar criteria to municipal bonds, taking into account the quality of the credit and the borrower’s ability to pay principal and interest. ^ | Portfolio Manager-Fixed Income | - |
Formation de Mortimer Joseph Sullivan
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
4
Relations au 1er degré
4
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Glickenhaus & Co.
Glickenhaus & Co. Investment ManagersFinance GC specializes in management of equity, balanced and fixed-income portfolios. The guiding tenet of GC's investment philosophy is risk consciousness in both equity and fixed income portfolio management. They believe their first obligation is the preservation of the future purchasing power of their clients' capital. The investment decision-making process at GC is bottom-up, focusing on fundamental research that begins with intensive accounting validation. They believe the key to successful portfolio management is prompt implementation of investment decisions once due diligence on companies has been conducted. Each portfolio manager has primary responsibility for and knowledge of a group of clients. The firm emphasizes value when analyzing a potential investment, seeking to identify securities trading below their intrinsic worth. When selecting individual securities, GC's risk conscious philosophy is characterized by price sensitivity and the continuing search for the best relative value among securities given prevailing and anticipated trends within the economy and capital markets. When they are less than positive about the equity market, they will periodically use fixed-income securities, convertible issues and cash equivalents as alternatives to common stocks. Generally, their cash position is a residual of investment ideas rather than a conscious effort to time the market. The stocks they purchase tend to exhibit common characteristics, including relatively low p/e ratios, low price-to-book value, high earnings-per-share growth, excess cash flow, solid balance sheets and high ROE. GC's sell decisions are a function of risk versus reward for a particular issue and relates to the degree to which the expectations that supported its original purchase have been realized, in terms of both the company's operating results and the price of its stock in the marketplace. Likewise, the flow of new ideas serves as a natural 'weeding out' process for older holdings that have realized a substantial portion of their potential. A stock may be sold for any of the following reasons: ongoing evaluation of a stock's fundamentals proves disappointing, the stock achieves the firm's price objective or the stock's price increases substantially in a short period, thus making the risk/reward relationship unfavorable. The firm will also sell if alternative investment ideas are deemed more attractive than the least attractive current holding. The portfolio manager/analyst responsible for a specific issue determines when it is appropriate to sell a holding and informs all portfolio managers immediately. | Finance |
Burnham Asset Management Corp.
Burnham Asset Management Corp. Investment ManagersFinance Burnham Asset Management Corp. (BAM) provides investment advisory and related services that emphasize long-term strategies designed to meet each client’s specific investment objectives. Investments may include, but aren't necessarily limited to: exchange-listed, over-the-counter, domestic and foreign equity securities; warrants; commercial paper and other corporate debt securities; certificates of deposit; municipal securities; mutual fund shares; US government securities; options on securities; and investments in affiliated and unaffiliated private funds. BAM's investment approach seek to identify best-in-sector equities, specifically those with attractive business models, valuations and, where appropriate, dividend growth. For fixed income investments, the firm considers the quality of the issuer of the securities, duration, yield to maturity, the potential for ratings upgrade and refinancing, and the industry outlook. BAM applies similar criteria to municipal bonds, taking into account the quality of the credit and the borrower’s ability to pay principal and interest. ^ | Finance |
Skidmore College
 Skidmore College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Bank of New York (New York Branch)
Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York provides a full range of banking services including asset management, asset servicing, wealth management, broker/dealer and advisory services, issuer services and treasury services. In managing investments, the firm employs a wide array of strategies, investing across all major sectors and asset classes through various distribution channels. | Finance |
