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Profil
Mark W.
Steffen worked as Managing Partner at Belle Haven Investments LP from 1996 to 2010.
Worked as Trader at Dain Bosworth, Inc. Worked as Trader at Rodman & Renshaw,.
Inc. Worked as Senior Municipal Underwriter at Glickenhaus & Co. Worked as Chief Operating Officer & Managing Partner at Belle Haven Investments Securities.
Worked as Director & Portfolio Manager at Clinton Investment Management LLC from 2017 to 2026.
Attended Colgate University for undergraduate studies.
Anciens postes connus de Mark Steffen
| Sociétés | Poste | Fin |
|---|---|---|
Clinton Investment Management LLC
 Clinton Investment Management LLC Investment ManagersFinance CIM offers a range of tax-exempt fixed income investment strategies. All are actively managed, research-driven and guided by a clear and disciplined investment process. The firm seeks to maximize risk adjusted returns through a rigorous investment process including, duration any yield curve position, sector allocation, bond structure, credit analysis, opportunistic trading and market experience of its portfolio managers. | Gestionnaire de Portefeuille-Actions | 01/01/2026 |
Belle Haven Investments Securities
 Belle Haven Investments Securities Investment Banks/BrokersFinance Provides brokerage services | Directeur des opérations | - |
Rodman & Renshaw, Inc.
 Rodman & Renshaw, Inc. Investment Banks/BrokersFinance Provides securities brokerage services | Corporate Officer/Principal | - |
Glickenhaus & Co.
 Glickenhaus & Co. Investment ManagersFinance GC specializes in management of equity, balanced and fixed-income portfolios. The guiding tenet of GC's investment philosophy is risk consciousness in both equity and fixed income portfolio management. They believe their first obligation is the preservation of the future purchasing power of their clients' capital. The investment decision-making process at GC is bottom-up, focusing on fundamental research that begins with intensive accounting validation. They believe the key to successful portfolio management is prompt implementation of investment decisions once due diligence on companies has been conducted. Each portfolio manager has primary responsibility for and knowledge of a group of clients. The firm emphasizes value when analyzing a potential investment, seeking to identify securities trading below their intrinsic worth. When selecting individual securities, GC's risk conscious philosophy is characterized by price sensitivity and the continuing search for the best relative value among securities given prevailing and anticipated trends within the economy and capital markets. When they are less than positive about the equity market, they will periodically use fixed-income securities, convertible issues and cash equivalents as alternatives to common stocks. Generally, their cash position is a residual of investment ideas rather than a conscious effort to time the market. The stocks they purchase tend to exhibit common characteristics, including relatively low p/e ratios, low price-to-book value, high earnings-per-share growth, excess cash flow, solid balance sheets and high ROE. GC's sell decisions are a function of risk versus reward for a particular issue and relates to the degree to which the expectations that supported its original purchase have been realized, in terms of both the company's operating results and the price of its stock in the marketplace. Likewise, the flow of new ideas serves as a natural 'weeding out' process for older holdings that have realized a substantial portion of their potential. A stock may be sold for any of the following reasons: ongoing evaluation of a stock's fundamentals proves disappointing, the stock achieves the firm's price objective or the stock's price increases substantially in a short period, thus making the risk/reward relationship unfavorable. The firm will also sell if alternative investment ideas are deemed more attractive than the least attractive current holding. The portfolio manager/analyst responsible for a specific issue determines when it is appropriate to sell a holding and informs all portfolio managers immediately. | Corporate Officer/Principal | - |
Dain Bosworth, Inc.
 Dain Bosworth, Inc. Investment Banks/BrokersFinance Operates as security brokers and investment bankers | Trading-Fixed Income | - |
Formation de Mark Steffen
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
3
Relations au 1er degré
7
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 7 |
|---|---|
Rodman & Renshaw, Inc.
Rodman & Renshaw, Inc. Investment Banks/BrokersFinance Provides securities brokerage services | Finance |
Glickenhaus & Co.
Glickenhaus & Co. Investment ManagersFinance GC specializes in management of equity, balanced and fixed-income portfolios. The guiding tenet of GC's investment philosophy is risk consciousness in both equity and fixed income portfolio management. They believe their first obligation is the preservation of the future purchasing power of their clients' capital. The investment decision-making process at GC is bottom-up, focusing on fundamental research that begins with intensive accounting validation. They believe the key to successful portfolio management is prompt implementation of investment decisions once due diligence on companies has been conducted. Each portfolio manager has primary responsibility for and knowledge of a group of clients. The firm emphasizes value when analyzing a potential investment, seeking to identify securities trading below their intrinsic worth. When selecting individual securities, GC's risk conscious philosophy is characterized by price sensitivity and the continuing search for the best relative value among securities given prevailing and anticipated trends within the economy and capital markets. When they are less than positive about the equity market, they will periodically use fixed-income securities, convertible issues and cash equivalents as alternatives to common stocks. Generally, their cash position is a residual of investment ideas rather than a conscious effort to time the market. The stocks they purchase tend to exhibit common characteristics, including relatively low p/e ratios, low price-to-book value, high earnings-per-share growth, excess cash flow, solid balance sheets and high ROE. GC's sell decisions are a function of risk versus reward for a particular issue and relates to the degree to which the expectations that supported its original purchase have been realized, in terms of both the company's operating results and the price of its stock in the marketplace. Likewise, the flow of new ideas serves as a natural 'weeding out' process for older holdings that have realized a substantial portion of their potential. A stock may be sold for any of the following reasons: ongoing evaluation of a stock's fundamentals proves disappointing, the stock achieves the firm's price objective or the stock's price increases substantially in a short period, thus making the risk/reward relationship unfavorable. The firm will also sell if alternative investment ideas are deemed more attractive than the least attractive current holding. The portfolio manager/analyst responsible for a specific issue determines when it is appropriate to sell a holding and informs all portfolio managers immediately. | Finance |
Belle Haven Investments LP
 Belle Haven Investments LP Investment ManagersFinance Belle Haven specializes in building separately managed taxable and tax-exempt fixed income portfolios. Their primary focus is the preservation of clients' principal while striving to deliver compelling risk-adjusted returns. The firm uses an investment approach based on: security selection, diversification, trade execution and credit research in building portfolios. Their Portfolio Management Team actively manages client portfolios in terms of duration and credit to ensure they match the client's chosen investment strategy. Belle Haven looks to position portfolios to capture opportunistic trades. | Finance |
Dain Bosworth, Inc.
Dain Bosworth, Inc. Investment Banks/BrokersFinance Operates as security brokers and investment bankers | Finance |
Colgate University
 Colgate University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Belle Haven Investments Securities
Belle Haven Investments Securities Investment Banks/BrokersFinance Provides brokerage services | Finance |
Clinton Investment Management LLC
Clinton Investment Management LLC Investment ManagersFinance CIM offers a range of tax-exempt fixed income investment strategies. All are actively managed, research-driven and guided by a clear and disciplined investment process. The firm seeks to maximize risk adjusted returns through a rigorous investment process including, duration any yield curve position, sector allocation, bond structure, credit analysis, opportunistic trading and market experience of its portfolio managers. | Finance |
