Mark S. Marrone
Compliance Officer chez Northern Lights Compliance Services LLC
Profil
Mark S.
Marrone is currently a Senior Compliance Officer at Northern Lights Compliance Services LLC since 2009.
Prior to this, he worked as a Chief Compliance Officer at Alternative Strategies Fund and Bluerock Total Income+ Real Estate Fund.
He also served as a Chief Compliance Officer at SCA Absolute Return Fund and SCA Directional Fund from 2010 to 2012.
Before that, he was the Chief Financial Officer & Treasurer at Saratoga Capital Management LLC from 2003 to 2009.
Postes actifs de Mark S. Marrone
| Sociétés | Poste | Début |
|---|---|---|
Northern Lights Compliance Services LLC
 Northern Lights Compliance Services LLC Investment ManagersFinance Northern Lights Compliance Services LLC is a company that specializes in providing investment firms with institutional-level fund servicing. The company is based in Hauppauge, NY. The company offers a comprehensive list of services, including portfolio administration and accounting, modern investor servicing tools, compliance programs, tax, auditing, and distribution support. | Compliance Officer | 01/01/2009 |
Anciens postes connus de Mark S. Marrone
| Sociétés | Poste | Fin |
|---|---|---|
SCA Absolute Return Fund
 SCA Absolute Return Fund Investment Trusts/Mutual FundsMiscellaneous SCA Absolute Return Fund is a closed-end investment fund/investment trust. The Fund's investment objective is to seek attractive risk-adjusted returns with low to moderate volatility and low correlation to the broader markets through a concentrated multi-strategy alternative investment approach with an emphasis on income generation. The Fund pursues its investment objective by investing primarily in private and publicly traded alternative investment funds and REITs. The company was founded on June 15, 2010 and is headquartered in Hauppauge, NY | Conseiller Juridique Général | 08/08/2012 |
SCA Directional Fund
 SCA Directional Fund Investment Trusts/Mutual FundsMiscellaneous SCA Directional Fund is a newly organized, continuously offered, non-diversified, closed-end management investment company, that is operated as an interval fund. The Fund's investment objective is to generate returns similar to equities with less volatility than traditional equity markets. The company was founded on July 1, 2010 and is headquartered in Hauppauge, NY. | Conseiller Juridique Général | 08/08/2012 |
Saratoga Capital Management LLC
 Saratoga Capital Management LLC Investment ManagersFinance Saratoga Capital Management LLC (SCM) is an independent, SEC-registered investment advisor headquartered in Avondale, Arizona. Founded in 1994, SCM provides its asset allocation and institutional money management services to investment firms located across the US. The firm delivers its services through the mutual fund family that it manages, the Saratoga Advantage Trust – a group of institutionally managed mutual funds. | Directeur Financier/CFO | 01/01/2009 |
Bluerock Total Income+ Real Estate Fund
 Bluerock Total Income+ Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Bluerock Total Income+ Real Estate Fund is a non-diversified, closed-end management investment company, which is operated as an interval fund. It offers individual investors access to a portfolio of institutional real estate securities managed by top-ranked fund managers. The fund seeks to provide a comprehensive real estate holding designed to provide a combination of current income, capital preservation, long-term capital appreciation and enhanced portfolio diversification with low to moderate volatility and low correlation to the broader equity and fixed income markets. The company was founded on May 25, 2012 and is headquartered in New York, NY. | Compliance Officer | - |
Alternative Strategies Fund
 Alternative Strategies Fund Investment Trusts/Mutual FundsMiscellaneous Alternative Strategies Fund is a closed-end management investment company, which engages in operating as an interval fund with a continuous offering of fund shares. The firm is also involved in seeking attractive risk-adjusted returns with low to moderate volatility and low correlation to the broader markets, through a concentrated multi-strategy alternative investment approach with an emphasis on income generation. The company was founded on June 15, 2010 and is headquartered in Cincinnati, OH. | Compliance Officer | - |
Expériences
Fonctions occupées
Relations
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Entreprises liées au 1er degré
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Exécutifs
Sociétés liées
| Entreprise privées | 6 |
|---|---|
Saratoga Capital Management LLC
Saratoga Capital Management LLC Investment ManagersFinance Saratoga Capital Management LLC (SCM) is an independent, SEC-registered investment advisor headquartered in Avondale, Arizona. Founded in 1994, SCM provides its asset allocation and institutional money management services to investment firms located across the US. The firm delivers its services through the mutual fund family that it manages, the Saratoga Advantage Trust – a group of institutionally managed mutual funds. | Finance |
Alternative Strategies Fund
Alternative Strategies Fund Investment Trusts/Mutual FundsMiscellaneous Alternative Strategies Fund is a closed-end management investment company, which engages in operating as an interval fund with a continuous offering of fund shares. The firm is also involved in seeking attractive risk-adjusted returns with low to moderate volatility and low correlation to the broader markets, through a concentrated multi-strategy alternative investment approach with an emphasis on income generation. The company was founded on June 15, 2010 and is headquartered in Cincinnati, OH. | Miscellaneous |
SCA Absolute Return Fund
SCA Absolute Return Fund Investment Trusts/Mutual FundsMiscellaneous SCA Absolute Return Fund is a closed-end investment fund/investment trust. The Fund's investment objective is to seek attractive risk-adjusted returns with low to moderate volatility and low correlation to the broader markets through a concentrated multi-strategy alternative investment approach with an emphasis on income generation. The Fund pursues its investment objective by investing primarily in private and publicly traded alternative investment funds and REITs. The company was founded on June 15, 2010 and is headquartered in Hauppauge, NY | Miscellaneous |
SCA Directional Fund
SCA Directional Fund Investment Trusts/Mutual FundsMiscellaneous SCA Directional Fund is a newly organized, continuously offered, non-diversified, closed-end management investment company, that is operated as an interval fund. The Fund's investment objective is to generate returns similar to equities with less volatility than traditional equity markets. The company was founded on July 1, 2010 and is headquartered in Hauppauge, NY. | Miscellaneous |
Bluerock Total Income+ Real Estate Fund
Bluerock Total Income+ Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Bluerock Total Income+ Real Estate Fund is a non-diversified, closed-end management investment company, which is operated as an interval fund. It offers individual investors access to a portfolio of institutional real estate securities managed by top-ranked fund managers. The fund seeks to provide a comprehensive real estate holding designed to provide a combination of current income, capital preservation, long-term capital appreciation and enhanced portfolio diversification with low to moderate volatility and low correlation to the broader equity and fixed income markets. The company was founded on May 25, 2012 and is headquartered in New York, NY. | Miscellaneous |
Northern Lights Compliance Services LLC
Northern Lights Compliance Services LLC Investment ManagersFinance Northern Lights Compliance Services LLC is a company that specializes in providing investment firms with institutional-level fund servicing. The company is based in Hauppauge, NY. The company offers a comprehensive list of services, including portfolio administration and accounting, modern investor servicing tools, compliance programs, tax, auditing, and distribution support. | Finance |
