David Flattum

PIMCO New York Municipal Income Fund III is a non-diversified, closed-end management investment company. It seeks to provide current income exempt from federal, New York State and New York City income tax. The company was founded in August 20, 2002 and is headquartered in New York, NY.

Nicholas Applegate Convertible & Income Fund provides advisory services related to investments and exposure to domestic and U.S. dollar-denominated international convertible securities. The company is headquartered in New York, NY.

Pimco Global Income Opportunities Fund operates as a closed-end investment fund. It intends to provide holders of units with monthly cash distributions, maximize total return to unitholders through distributions and capital appreciation and preserve capital through investing in a managed portfolio comprised of fixed-income securities selected from multiple fixed-income sectors. The company was founded on February 26, 2014 and is headquartered in Toronto, Canada.

Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to global client base. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI) which integrates environmental, social, and governance considerations into their investment process.

Latham & Watkins LLP operates as a full-service law firm or legal matters. It offers services in the areas of finance, litigation, accounting, banking, life sciences, private equity, real estate, government relations, employment law, and outsourcing. The company was founded in 1934 and is headquartered in New York, NY.

Part of Allianz SE, PGA Global Services LLC is a company that provides administrative services. The company is based in Wilmington, DE.

PIMCO Tactical Income Fund is a closed-end investment company. Its investment objectives are to provide holders of Units with current income as a primary objective and capital appreciation as a secondary objective, through various market cycles. The company was founded on February 26, 2014 and is headquartered in Toronto, Canada.

PIMCO Tactical Income Opportunities Fund is a closed-end investment fund whose primary objective is to provide its holders with current income. It also aims to, through various market cycles, utilize a dynamic asset allocation strategy among multiple sectors in the global credit markets, including corporate debt, mortgage-related and other asset-backed securities, government and sovereign debt, taxable municipal bonds, other fixed-, variable- and floating-rate income-producing securities of U.S. and global issuers, including emerging market issuers, and real estate-related investments. The company is headquartered in Toronto, Canada.

PIMCO Multi-Sector Income Fund is a closed investment fund, which intends to provide holders of Units with current income as a primary objective, and capital appreciation as a secondary objective, through market cycles, by utilizing an asset allocation strategy. The company is headquartered in Toronto, Canada.