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Chris K. Lavagnino
Compliance Officer chez
Kepler Capital Markets, Inc.
Profil
Mr. Chris K.
Lavagnino is a Managing Director at Kepler Capital Markets, Inc. In addition to this, he is also the Compliance Officer and Head of Kepler's New York office.
Prior to joining Kepler Capital on June 08, 2006, , Mr. Lavagnino was employed as Chief Compliance Officer by Proctor Investment Managers LLC.
He also worked for Avatar Associates and Spencer Clarke LLC.
He started his career in June 1994 as Vice President of Bull’s Run, Inc.
Mr. Lavagnino graduated from Columbia University in 1994 with a BA in East Asian Studies, as well as additional study at Hokusei Gakuen Daigaku, Sapporo, Japan.
He holds the Series 24, 7 and 63 licenses and is a member of the National Society of Compliance Professionals.
Postes actifs de Chris K. Lavagnino
| Sociétés | Poste | Début |
|---|---|---|
Kepler Capital Markets, Inc.
 Kepler Capital Markets, Inc. Investment Banks/BrokersFinance Provides brokerage services | Compliance Officer | 08/06/2006 |
Anciens postes connus de Chris K. Lavagnino
| Sociétés | Poste | Fin |
|---|---|---|
Proctor Investment Managers LLC | Corporate Officer/Principal | 01/06/2006 |
Spencer Clarke LLC
 Spencer Clarke LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 01/06/2002 |
Avatar Associates
 Avatar Associates Investment ManagersFinance Momentum Investment Partners' product offerings include overlay, managed 401k, balanced, defensive equity and core equity. The firm customizes their products to meet individual client objectives using a process that employs quantitative, top-down, macroeconomic models. Their asset allocation model is a carefully calibrated, objective measure of economic factors and market trends. It is based on the fundamental premise that liquidity is the key force in driving stock and bond markets. Momentum Investment Partners' equity portfolios include a mixture of stocks and cash equivalents. They select stocks that demonstrate the ability to grow earnings in the future but are relatively undervalued today. To find these companies, the firm combines computer-driven quantitative research and qualitative research. Stocks are chosen through the equity selection process described above. For bonds, Momentum Investment Partners concentrates on US government and agency issues, avoiding the risks associated with corporate debt. Portfolio managers actively adjust maturity and duration and tailor their holdings using bullet, barbell or ladder strategies, based on current bond market research and analysis. Momentum Investment Partners' sell discipline requires them to sell a stock or bond under the following conditions: (1) asset allocation requires reduced market exposure (2) stock fundamentals or bond relative values deteriorate or (3) the stop-loss point is reached for any given stock. | Corporate Officer/Principal | - |
Formation de Chris K. Lavagnino
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
98
Relations au 1er degré
5
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 5 |
|---|---|
Avatar Associates
Avatar Associates Investment ManagersFinance Momentum Investment Partners' product offerings include overlay, managed 401k, balanced, defensive equity and core equity. The firm customizes their products to meet individual client objectives using a process that employs quantitative, top-down, macroeconomic models. Their asset allocation model is a carefully calibrated, objective measure of economic factors and market trends. It is based on the fundamental premise that liquidity is the key force in driving stock and bond markets. Momentum Investment Partners' equity portfolios include a mixture of stocks and cash equivalents. They select stocks that demonstrate the ability to grow earnings in the future but are relatively undervalued today. To find these companies, the firm combines computer-driven quantitative research and qualitative research. Stocks are chosen through the equity selection process described above. For bonds, Momentum Investment Partners concentrates on US government and agency issues, avoiding the risks associated with corporate debt. Portfolio managers actively adjust maturity and duration and tailor their holdings using bullet, barbell or ladder strategies, based on current bond market research and analysis. Momentum Investment Partners' sell discipline requires them to sell a stock or bond under the following conditions: (1) asset allocation requires reduced market exposure (2) stock fundamentals or bond relative values deteriorate or (3) the stop-loss point is reached for any given stock. | Finance |
Spencer Clarke LLC
Spencer Clarke LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
The Trustees of Columbia University in The City of New York
 The Trustees of Columbia University in The City of New York Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Proctor Investment Managers LLC | |
Kepler Capital Markets, Inc.
Kepler Capital Markets, Inc. Investment Banks/BrokersFinance Provides brokerage services | Finance |
