Groupe Wells Fargo & Company Deutsche Boerse AG

Provides risk management services

Acts as Venture Capital Fund

Acts as Open-End Investment Fund/Unit Trust

Engages in dealing with capital markets products and advising on corporate finance

Provides comprehensive asset based lending, technology finance and supply chain finance

Acts as Venture Capital Fund

WFAFN favors areas of the market such as large- and mid-cap US stocks and emerging market equities where the risk/return trade-off is attractive. They also believe that investors should reduce risk in their bond portfolios by emphasizing shorter-term and higher-quality bond holdings. The firm may review their client’s current assets and develop a recommended asset allocation based on their individual financial goals and objectives through analytical tools.

Nationally chartered commercial bank

Provides trust services

Acts as Venture Capital Fund

Operates as a national commercial bank

Invests in commodity contracts, tax liens and venture capital companies

Provides brokerage services

Issues Asset-backed/Mortgage-backed/Structured Finance securities

Acts as Venture Capital Fund

Provides financial services

Acts as Venture Capital Fund

Provides international trade financing

Operates as a nationally chartered commercial bank

Provides securities and commodity brokerage services

Provides container management services

Provides consumer finance services

Provides factoring services

Golden Capital Management's (GCM) offers several domestic and international equity investment strategies, each of which is invested primarily in exchange-listed equity securities. In general, the firm avoids investments in IPOs and private placements. GCM’s investment decision making processes are based on quantitative models that they rely on to make securities buy-sell recommendations and constructing portfolios. GCM uses these models to evaluate financial data concerning thousands of publicly-listed equity securities. With respect to certain of their strategies (i.e., Large Cap Core, SMID Cap Core and Small Cap Core), GCM generally avoids investments in issuers for which the primary industry classification is alcohol, gaming or tobacco. GCM also provides investment advisory services in connection with various managed account programs, including, wrap account programs and model-portfolio programs. GCM’s stock ranking models apply concepts rooted in fundamental analysis. The models assess companies with regard to, among other things, valuation, earnings, and quality; and that assessment is translated into rankings/scores that identify companies as relatively more or less attractive than others. GCM believes that a company with a better ranking is more likely to outperform, on a total return basis, another company with a lower ranking, all things being equal. Accordingly, the firm's investment process is designed to construct portfolios that are typically overweighted in higher-ranked companies, and underweighted in lower-ranked companies. GCM’s discretionary domestic strategies include: Large Cap Core, SMID Cap Core, Small Cap Core, Enhanced Large Cap, Enhanced U.S. Large Equity, Enhanced U.S. Equity Market, Small Cap Equity, Dividend Income, and S&P 500 Equity Index. GCM’s discretionary international/global strategies include: Global Equity Yield, International Small Cap, and International Developed Markets.

Acts as Venture Capital Fund

Provides insurance brokerage services

Provides investment services

Provides financial services

Acts as Hedge Fund

Acts as Venture Capital Fund

Operates as a health maintenance organization

Acts as Venture Capital Fund

Provides investment services

WFCS offers a variety of advisory programs. The firm's separately managed programs give clients the flexibility to select a model-based approach to separate account management or to customize a portfolio of individual professional money managers. Their mutual fund advisory programs are designed to help clients take advantage of the expertise of professional money managers through mutual funds or current market trends through ETFs. Through their financial advisor-directed portfolio management programs, a client's Financial Advisor takes on the responsibility of making day-to-day investment decisions.

Provides brokerage services

Wholesales fuel and oil products

Operates as a nationally chartered commercial bank

Provides banking and financial services

Operates as credit institution and bank

Provides brokerage services

Provides full-service, retail-oriented securities brokerage services