Profil
Mr. William M.
Shields is Chief Compliance Officer at GFI Securities LLC since June June 2002.
Prior to joining GFI Securities, Mr. Shields was with Tucker Anthony, Inc., New York, where he was Vice President of Compliance.
As Compliance Officer at GFI Securities, he has overall responsibility for ensuring GFI complies with regulatory requirements and that employees are complying with internal policies and procedures.
Mr. Shields holds a BSc in Finance from Syracuse University and a Juris Doctorate from Rutgers School of Law, Newark.
Anciens postes connus de William Michael Shields
| Sociétés | Poste | Fin |
|---|---|---|
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Corporate Officer/Principal | 31/05/2002 |
Formation de William Michael Shields
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
Rutgers State University of New Jersey
Rutgers State University of New Jersey Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Syracuse University
Syracuse University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
















