![Sean Patrick Haley](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Profil
Mr. Sean P.
Haley was previously employed as a Chief Compliance Officer & Senior Vice President by National Planning Corp., a Limited Partner by Edward D.
Jones & Co. LP, and a Chief Compliance Officer by National Planning Corp.
He received his undergraduate degree from California Polytechnic State University (San Luis Obispo).
Anciens postes connus de Sean Patrick Haley
| Sociétés | Poste | Fin |
|---|---|---|
National Planning Corp.
 National Planning Corp. Investment ManagersFinance National Planning Corp.'s investment offerings consist of two general categories: their proprietary WealthONE Program and Third Party Asset Manager (TPAM) Programs. The firn's Independent Advisors (IARs) employ a number of tools to assist in recommending or selecting an investment strategy to clients, including asset allocation and portfolio modeling software that assists with their analysis of investment options when recommending or purchasing investments for client portfolios. Although the firm's advisory services are generally designed for long-term investing, (strategic investing), short-term strategies which seek to take advantage of frequent market movements (tactical investing) may also be made available to accommodate certain circumstances. NPC may provide investment advice concerning various types of investments, including equity securities (exchange-listed securities, securities traded over-the-counter, and foreign issuer securities trading as ADRs), warrants, commercial paper, corporate debt securities (other than commercial paper), CDs, municipal securities, investment company securities, variable annuities, variable life insurance, U.S. Government securities, option contracts, fixed insurance, UITs, ETFs, interests in partnerships involving real estate, oil and gas, certain types of structured investment products, among others. | Compliance Officer | 30/04/2015 |
National Planning Corp. (Broker)
 National Planning Corp. (Broker) Investment Banks/BrokersFinance Provides brokerage services | Compliance Officer | 30/04/2015 |
Edward D. Jones & Co. LP
 Edward D. Jones & Co. LP Investment ManagersFinance Provides financial, wealth and retirement advisory services | Corporate Officer/Principal | 31/12/1999 |
Formation de Sean Patrick Haley
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
14
Relations au 1er degré
4
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Edward D. Jones & Co. LP
Edward D. Jones & Co. LP Investment ManagersFinance Provides financial, wealth and retirement advisory services | Finance |
National Planning Corp.
National Planning Corp. Investment ManagersFinance National Planning Corp.'s investment offerings consist of two general categories: their proprietary WealthONE Program and Third Party Asset Manager (TPAM) Programs. The firn's Independent Advisors (IARs) employ a number of tools to assist in recommending or selecting an investment strategy to clients, including asset allocation and portfolio modeling software that assists with their analysis of investment options when recommending or purchasing investments for client portfolios. Although the firm's advisory services are generally designed for long-term investing, (strategic investing), short-term strategies which seek to take advantage of frequent market movements (tactical investing) may also be made available to accommodate certain circumstances. NPC may provide investment advice concerning various types of investments, including equity securities (exchange-listed securities, securities traded over-the-counter, and foreign issuer securities trading as ADRs), warrants, commercial paper, corporate debt securities (other than commercial paper), CDs, municipal securities, investment company securities, variable annuities, variable life insurance, U.S. Government securities, option contracts, fixed insurance, UITs, ETFs, interests in partnerships involving real estate, oil and gas, certain types of structured investment products, among others. | Finance |
California Polytechnic State University (San Luis Obispo)
 California Polytechnic State University (San Luis Obispo) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
National Planning Corp. (Broker)
National Planning Corp. (Broker) Investment Banks/BrokersFinance Provides brokerage services | Finance |
