Ronald B. Doran

Founded in 1972 by Candace King, C.L. King & Associates, Inc. is a self-clearing, service-oriented broker/dealer and investment bank located in Albany, New York with additional offices in Boston and New York City. The firm delivers investment research, equity and fixed-income sales and trading, prime brokerage, investment advisor and clearing services to institutional and high net-worth clients and to other broker/dealers. For corporations, they underwrite securities and provide strategic advice in connection with mergers, acquisitions, strategic alternatives and valuation. C.L. King & Associates is a member of FINRA and the SIPC. C.L. King & Associates follows 120 names in 9 sectors. They seek to discover uncovered investment opportunities by seeking out companies that may be ignored by other Wall Street research providers and by identifying value and growth that may be unrecognized by institutional equity investors. The firm provides comprehensive trading services including capital commitment, market making and listed block positioning for their institutional equity clients. C.L. King & Associates' fixed-income group focuses on trading fixed-income securities, primarily in the secondary market. They offer a broad cross section of agencies, convertibles, investment-grade corporates, mortgage-backed securities, municipals, CDs and preferred stock to other broker/Dealers and institutional investors. The firm's investment banking group provides strategic M&A advice and capital raising services to emerging and mid-cap companies, both public and private. In addition, they act as a WBE underwriter in stock and bond offerings by large corporate issuers. C.L. King & Associates' corporate services group offers specialized services to assist corporate clients and their executives in handling delicate stock holding matters. Their services include guiding clients through restricted stock/rule 144 transactions, developing customized rule 10b5-1 trading plans and managing corporate share repurchase programs. The firm's equity research is based on a fundamental, value-oriented approach that focuses on small- and mid-cap companies. The firm offers research on the following sectors: special situations, building materials companies, specialty retail/apparel/footwear, industrials/cyclicals, restaurants/franchising, business services/staffing companies, telecommunications equipment and medical technology/devices/supplies.

FA Technology Ventures LLC (FA Technology Ventures) is a venture capital firm founded in 2000 by Greg Hulecki, Kenneth Mabbs and George McNamee. The firm is headquartered in Acton, Massachusetts.

AmberWave, Inc. provides research, development and licensing of technologies for semiconductor manufacturing industries. Its technology Ultra-Thin Silicon (UTSi) enables lightweight, robust glass free modules. The company was founded by Anthony J. Lochtefeld and is headquartered in Salem, NH.

Part of Pitney Bowes, Inc., Pitney Bowes Software, Inc. provides location intelligence services for business and government organizations. The company is based in Troy, NY.

Pinnacle Advisors LLC (Pinnacle) is a registered investment advisor and mutual fund manager headquartered in East Syracuse, New York. The firm was founded by Gregg Kidd and Daniel Raite in 1995. Pinnacle serves as the investment advisor for the NYSA fund.

Painewebber & Co., Inc. provides stock brokerage and asset management services. The private company is based in Los Angeles and has subsidiaries in the United States. The American company was founded by Brent D. Williams.

Albany Medical Center Hospital operates as a academic health sciences center. It operates as a teaching hospital and provides services such as cancer care, emergency medicine, physical therapy, and surgery. The firm also offers organ transplantation programs and operates children's hospital, a women's wellness center, regional trauma, perinatal, and AIDS treatment centers. Albany Medical Center Hospital was founded in 1839 and is headquartered in Albany, NY.

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

Allianz Global Investors U.S. LLC (AllianzGI US) is an investment advisory firm headquartered in New York City. The firm was founded in 2001 as Allianz Global Investors Capital LLC. In 2022, Voya Investment Management Co. LLC, which is ultimately owned by Voya Financial, Inc. (NYSE: VOYA), acquired the firm from Allianz SE (ETR: ALV). AllianzGI US provides portfolio management services to a variety of individual and institutional clients as well as certain Wrap Fee Programs.

American Friends of Eton College operates a a non-for-profit organization that supports Eton College. It welcomes donations including share gifts and legacies from Old Etonians and other corporate sponsors. The company is headquartered in McLean, VA.

META Group, Inc. provides research and analysis for information technology trends & markets. The firm's advisory services, which include research, on-site briefings, strategic plan reviews, phone consultations and conferences. It is specialized in enterprise architecture, e-commerce and global networking, as well as industry-specific programs. The company was founded in 1989 and is headquartered in Stamford, CT.

Autotask Corp. develops and provides information technology business management software. Its solutions include real-time asset management, consolidated analytics for devices and service activity, project management, billing and reporting. The company was founded in 2001 by Eric C. Anderson, Richard D. Frederick, Robert Godgart, Scott Kendall Opiela and Brian Epstein and is headquartered in East Greenbush, NY.

MetaCarta, Inc. provides geographic search and referencing solutions. Its products make data and unstructured content. The company was founded in 1999 and is headquartered in Cambridge, MA.

CORESense, Inc. provides all-in-one ecommerce and retail management software solutions for online, multichannel and brick and mortar retailers, brand manufacturers, wholesalers, and distributors. Its services include business review, communications and data collection, data integration and testing, training, deployment, business consulting, and retail data services. The company was founded by Scott Smith in 2000 and is headquartered in Saratoga Springs, NY.

National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means.

The New York League of Conservation Voters Education Fund (NYLCVEF) engages and educates New Yorkers on environmental issues and the environmental decision-making processes at the local, regional, state, and federal government levels. The company was founded in 1989 and is headquartered in New York, NY.

NMD Interactive, Inc. operates as a local real estate marketplace on mobile and the web, providing accurate and comprehensive for-sale and for-rent listings from hundreds of real estate brokerages throughout New York City and the major NYC metropolitan area. The firm adds layers of proprietary data and useful search tools to help home shoppers and real estate professionals navigate the complex real estate markets within the five boroughs of New York City, as well as Northern New Jersey and the Hamptons.. The company was founded in 2006 and is headquartered in New York, NY.

Founded in 1898, Northeastern University is a private research university located in the heart of Boston. Northeastern teaches worldwide experiential learning, urban engagement, and interdisciplinary research that meets global and societal needs. The University offers a range of undergraduate and graduate programs leading to degrees through the doctorate in nine colleges and schools.