Robert Morgan Regan

Berthel Growth & Income Trust I provides business development and investment services. The company was founded on February 2, 1995 and is headquartered in Marion, IA.

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.

Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ.

Founded in 1997, Oak Ridge Financial Services Group, Inc. is an independent, full-service financial services firm and SEC-registered broker/dealer located in Golden Valley, Minnesota. The firm was formerly known as Equity Securities Investments, Inc. Oak Ridge Financial Services Group provides a full array of trading and execution services to individual, institutional and corporate clients. They do not provide any internal research. They are a member of FINRA. The firm maintains clearing relationships with both Southwest Securities, Inc. and J.P. Morgan Clearing Corp.

Madison Advisory Group, Inc. is an independent investment advisor headquartered in Chicago, Illinois. The firm was founded by Rick Greenwood in 1977 as Madison Asset Group, Inc. They provide investment advice to individual and institutional clients.

Robinson Investment Group, Inc. (RIG) is an independent, SEC-registered investment advisor headquartered in Brentwood, Tennessee. Founded in 1996, RIG provides personalized investment management to individuals, retirement plans, and financial institutions.

WorldCell, Inc. provides mobile communication solutions. It provides international telecommunication services and management solutions to the Federal government, military, and commercial enterprises. The firm offers machine to machine enablement for carriers, integrators, device manufacturers, and end-users; pay per minute services, such as number porting, month-by-month contract, CDMA coverage, customer support, customizable invoices, and international phone rental; and international mobile services from France to Fiji, and Iceland to the Ivory Coast. The company was founded by Blake S. Swensrud II in 1996 and is headquartered in Rockville, MD.

Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN.

EF Johnson Co. manufactures wireless communications products. It provides two-way radio and electronics. The company was founded by Edgar F Johnson in 1923 and is headquartered in Waseca, MN.

Texans for Lawsuit Reform, Inc. provides legal services. The firm has practices in commercial, corporate & finance, human resources, litigation, regulatory and legislative, technology, media & communications, and real estate. The company was founded in 1994 by Dick Weekley, Leo Linbeck, and Dick Trabulsi and is headquartered in Houston, TX.

NYSE Chicago, Inc. offers technology based national securities exchange services. It provides business to transact in all equity securities traded on NYSE, AMEX, NASDAQ, or other national securities exchanges. CHX acts as a venue for hedge funds, options market markers, quantitative, professional and active individual traders that require immediate and automated execution. The firm provides services through its technology products including CHXBD, CHX SHARE and SNAP. The company was founded in 1882 and is headquartered in Chicago, IL.