Profil
Mr. Louise has over 23 years' financial industry experience including trading, operations, capital raises, money management, customer relations, compliance and marketing.
Prior to joining TriPoint Global Equities, Mr. Louise spent eight years with Westminster Securities Corporation, a New York Stock Exchange member firm.
As a Managing Director of Equity Sales, he was in charge of the sales department as well as managing the Atlanta office.
His responsibility also included creation and growth of the Investment Banking and Capital Markets departments, and he raised over $100 million for numerous growth companies.
Prior to Westminster, Mr. Louise was a Branch Manager with Spelman & Co. for 11 years, where he was responsible for the growth and management of the North Georgia offices.
Additionally, he established an institutional division servicing the commercial banking environment.
Prior to Spelman, he spent five years with several small investment banks and six years with Host Group Inc., an advertising and marketing company as Vice President of Marketing.
Anciens postes connus de Richard E. Louise
| Sociétés | Poste | Fin |
|---|---|---|
Westminster Securities Corp.
 Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC. | Ventes Institutionnelles | 30/06/2010 |
| Spelman & Co., Inc. | Corporate Officer/Principal | - |
TriPoint Global Equities LLC
 TriPoint Global Equities LLC Investment Banks/BrokersFinance Founded in 2008, TriPoint Global Equities LLC is a broker/dealer located in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. TriPoint Global Equities is a member of FINRA and the SIPC. | Ventes Institutionnelles | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Westminster Securities Corp.
Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC. | Finance |
TriPoint Global Equities LLC
TriPoint Global Equities LLC Investment Banks/BrokersFinance Founded in 2008, TriPoint Global Equities LLC is a broker/dealer located in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. TriPoint Global Equities is a member of FINRA and the SIPC. | Finance |
| Spelman & Co., Inc. | Finance |