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Michael Anthony Pagano
Directeur/Membre du Conseil chez
Avantax Investment Services, Inc.
Profil
Prior to joining 1st Global, Mr. Pagano worked for a prominent financial services broker/dealer where he served as chief compliance officer, promoting and enforcing compliance for field and home office business practices.
A lawyer and Certified Regulatory and Compliance Professional, he has extensive experience in FINRA, SEC and insurance industry regulation.
He has worked inside three national financial services entities, ranging in size from 325 representatives to 2100 representatives, catering to financial planners and insurance professionals.
Mr. Pagano received his Juris Doctor from The University of Miami School of Law.
He also holds a Bachelor of Science degree in Business Administration and Marketing from the University of Connecticut.
In addition, Michael is a registered representative and has passed the FINRA Series 4, 7, 24, 53, 63 and 65 examinations.
Postes actifs de Michael Anthony Pagano
| Sociétés | Poste | Début |
|---|---|---|
Avantax Investment Services, Inc. | Directeur/Membre du Conseil | - |
Anciens postes connus de Michael Anthony Pagano
| Sociétés | Poste | Fin |
|---|---|---|
1st Global Advisors, Inc.
 1st Global Advisors, Inc. Investment ManagersFinance 1st Global Advisors' investment philosophy is based on the principles of diversification and strategic asset allocation. The firm's platform of investment advisory services is referred to as Investment Management Solutions (IMS). Through IMS, clients have access to a wide range of investment products, including, but not limited to, mutual funds, ETFs, common and preferred stocks, municipal, corporate and government fixed income securities, unit investment trusts, certificates of deposit and alternative investments such as fund-of-funds hedge funds, structured investments and private equity. The investment management solutions offered through IMS include Ultra-Conservative, Conservative, Moderate, Growth, and Aggressive Growth. All IMS programs, except Core/Satellite model portfolios, offer access to fund-of-funds hedge funds, private equity and structured investments. For qualified clients, the firm offer access to other illiquid investment alternatives, such as non-publicly traded REITs and limited partnership interests. | Corporate Officer/Principal | - |
Formation de Michael Anthony Pagano
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
99
Relations au 1er degré
4
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Avantax Investment Services, Inc. | |
1st Global Advisors, Inc.
1st Global Advisors, Inc. Investment ManagersFinance 1st Global Advisors' investment philosophy is based on the principles of diversification and strategic asset allocation. The firm's platform of investment advisory services is referred to as Investment Management Solutions (IMS). Through IMS, clients have access to a wide range of investment products, including, but not limited to, mutual funds, ETFs, common and preferred stocks, municipal, corporate and government fixed income securities, unit investment trusts, certificates of deposit and alternative investments such as fund-of-funds hedge funds, structured investments and private equity. The investment management solutions offered through IMS include Ultra-Conservative, Conservative, Moderate, Growth, and Aggressive Growth. All IMS programs, except Core/Satellite model portfolios, offer access to fund-of-funds hedge funds, private equity and structured investments. For qualified clients, the firm offer access to other illiquid investment alternatives, such as non-publicly traded REITs and limited partnership interests. | Finance |
University of Connecticut
 University of Connecticut Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
University of Miami
 University of Miami Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
