Michael Anthony Pagano
Directeur/Membre du Conseil chez Avantax Investment Services, Inc.
Profil
Prior to joining 1st Global, Mr. Pagano worked for a prominent financial services broker/dealer where he served as chief compliance officer, promoting and enforcing compliance for field and home office business practices.
A lawyer and Certified Regulatory and Compliance Professional, he has extensive experience in FINRA, SEC and insurance industry regulation.
He has worked inside three national financial services entities, ranging in size from 325 representatives to 2100 representatives, catering to financial planners and insurance professionals.
Mr. Pagano received his Juris Doctor from The University of Miami School of Law.
He also holds a Bachelor of Science degree in Business Administration and Marketing from the University of Connecticut.
In addition, Michael is a registered representative and has passed the FINRA Series 4, 7, 24, 53, 63 and 65 examinations.
Postes actifs de Michael Anthony Pagano
| Sociétés | Poste | Début |
|---|---|---|
| Avantax Investment Services, Inc. | Directeur/Membre du Conseil | - |
Anciens postes connus de Michael Anthony Pagano
| Sociétés | Poste | Fin |
|---|---|---|
1st Global Advisors, Inc.
 1st Global Advisors, Inc. Investment ManagersFinance Founded in 1992, 1st Global Advisors, Inc. is a registered investment advisor located in Dallas, Texas. 1st Global, Inc. owns all of the firm's shares. The majority of 1st Global, Inc.’s shares are owned by Stephen Anthony Batman and family. The remaining shares are owned by a small number of current and former employees. Through their network of affiliated investment adviser representatives (IARs), 1st Global Advisors offers comprehensive financial services to y provide advisory services to individuals, high net-worth individuals, corporations and other businesses, pension and profit sharing plans and charitable organizations. The majority of the firm's clients are retail clients that fall under the category of “individuals (other than high-net-worth individuals). 1st Global Advisors specializes in partnering with CPA, tax, accounting, legal, and dedicated financial professionals. | Corporate Officer/Principal | - |
Formation de Michael Anthony Pagano
| University of Connecticut | Undergraduate Degree |
| University of Miami | Graduate Degree |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
| Avantax Investment Services, Inc. | |
1st Global Advisors, Inc.
1st Global Advisors, Inc. Investment ManagersFinance Founded in 1992, 1st Global Advisors, Inc. is a registered investment advisor located in Dallas, Texas. 1st Global, Inc. owns all of the firm's shares. The majority of 1st Global, Inc.’s shares are owned by Stephen Anthony Batman and family. The remaining shares are owned by a small number of current and former employees. Through their network of affiliated investment adviser representatives (IARs), 1st Global Advisors offers comprehensive financial services to y provide advisory services to individuals, high net-worth individuals, corporations and other businesses, pension and profit sharing plans and charitable organizations. The majority of the firm's clients are retail clients that fall under the category of “individuals (other than high-net-worth individuals). 1st Global Advisors specializes in partnering with CPA, tax, accounting, legal, and dedicated financial professionals. | Finance |
