Maria Lapiz

Founded in 1963, Union Securities Ltd. is a broker/dealer headquartered in Vancouver with additional offices across Canada, as well as an office in London serving Canadian firms in the European market. The firm offers a full array of investment products and services. Union focuses primarily on the biotechnology, technology and mining sectors. They also offer equity and fixed-income trading and execution services. Union Securities is a member of the CIPF.

InnovestX Securities Co., Ltd. (InnovestX) is a broker/dealer headquartered in Bangkok, Thailand. The firm was founded in 1995 as SCB Securities Co., Ltd. They are a wholly-owned subsidiary of SCB X Public Co. Ltd. (BKK: SCB). InnovestX offers financial products and services to institutional investors and retail investors in the capital market.

Part of Mitsubishi UFJ Financial Group, Inc., Krungsri Securities Public Co. Ltd. is a Thai company that provides brokerage services. The company is based in Bangkok, Thailand. The company was founded in 1975. Krungsri Securities Public Co. was acquired by Bank of Ayudhya Public Co., Ltd., part of Mitsubishi UFJ Financial Group, Inc. from December 13, 2013 on May 25, 2011 for $3.42 million.

Macquarie Securities (Thailand) Ltd. provides brokerage services. The joint venture company is based in Bangkok, Thailand.

Edison Investment Research Ltd. (Edison) is an investment research, investor relations and consulting firm headquartered in London, UK. The firm was founded by Stephen Rogers and Fraser Thorne in 2003. They are a subsidiary of Edison Global Ltd. Edison provides investment research to international investors, advisors and stakeholders.

Kasikorn Securities Public Co. Ltd. (Kasikorn Securities) is the broker/dealer subsidiary of Kasikornbank Public Co. Ltd. (BKK: KBANK) in Thailand. Headquartered in Bangkok, Kasikorn Securities provides securities brokerage services to various clients.

Part of PhillipCapital, Phillip Securities (Thailand) Public Co. Ltd. is a company that provides brokerage services. The company is based in Bangkok, Thailand and was founded in 1998.

Thanachart Securities Public Co., Ltd. (TNS) is the brokerage subsidiary of Thanachart Bank Public Co. Ltd., itself a subsidiary of Thanachart Capital Public Co., Ltd. (BSE: TCAP, ADR: THNUY) in Thailand. Established as National Securities Company Ltd. in 1997, the firm changed their name to Thanachart Securities Plc. in 2007. TNS is based in Bangkok and provides a range of securities brokerage, securities analysis, proprietary trading, securities borrowing and lending and investment advisory services. They also promote mutual funds from various fund management companies which they represent.

Part of Trinity Watthana Public Co. Ltd., Trinity Securities Co., Ltd. is a Thai company that provides brokerage services. The company is based in Bangkok, Thailand.

DBS Vickers Securities (Thailand) Co. Ltd. (DBSVT) is a securities broker headquartered in Bangkok, Thailand. The firm was founded in 1998 and is a subsidiary of DBS Vickers Securities Holdings Pte Ltd., ultimately held by DBS Group Holdings Ltd. (SGX: D05; OTCMKTS: DBSDY) in Singapore. DBSVT provides extensive brokerages services to all types of investors, including domestic and foreign institutions as well as individual investors.

Citicorp Securities (Thailand) Ltd. (CST) is the Thai securities brokerage subsidiary of Citibank Overseas Investment Corp., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Headquartered in Bangkok, CST was founded in 1969 and provides brokerage and research services to institutional investors in Thailand and overseas. The firm offers execution in the Thai debt capital and equities markets and insightful research on all markets.

CLSA Securities (Thailand) Ltd. (CLSA Securities Thailand) is a broker/dealer headquartered in Bangkok, Thailand. The firm is a subsidiary of Netherlands-based CLSA BV, ultimately held by CITIC Securities Co., Ltd. (SHA: 600030; OTCMKTS: CIIHF) in China. CLSA Securities Thailand provides equity broking, capital markets, merger and acquisition, and asset management services to global corporate and institutional clients.

Krungthai XSpring Securities Co. Ltd. (KTX) is a full service brokerage firm headquartered in Bangkok, Thailand. The firm was created as Krungthai Zmico Securities Co., Ltd. in 2009 through the joint venture between Seamico Securities and Krung Thai Bank (KTB). They were renamed as Krungthai XSpring Securities Co. Ltd. in 2022. KTX provides a wide range of investment services such as securities brokerage, derivatives agent business (TFEX), securities borrowing and lending (SBL), securities trading, underwriting, financial advisory, wealth advisory, private fund management and international markets securities trading.

CGS-CIMB Securities (Thailand) Co. Ltd. is a company that offers i*Trade @ CIMB online trading platform for investors to trade stocks, derivatives, and other financial instruments. The company is based in Bangkok, Thailand. The company is a subsidiary of CIMB Group Holdings Berhad, a Malaysian banking group, and ultimately controlled by the Government of China.

Part of SBI Holdings, Inc., SBI Royal Securities Co., Ltd. is a brokerage service provider. The company is based in Phnom Penh, Cambodia. The Cambodian company was founded in 2011. The CEO is Morten Kvammen.

A. Stotz Investment Research provides investment research. The private company is based in Bangkok, Thailand. The Thai company was founded in 2013 by Andrew C. Stotz. Andrew C. Stotz has been the CEO since 2013.

RHB Securities Thailand Public Co., Ltd. (Broker) (RHB Securities Thailand-Broker) is the securities broker division of Thailand-based RHB Securities Thailand Public Co., Ltd., a subsidiary of RHB Investment Bank Bhd., which is owned by RHB Bank Bhd. (KLSE: RHBBANK) in Malaysia. The firm was founded in 2000 and formerly known as OSK Securities Thailand. Headquartered in Bangkok, RHB Securities Thailand-Broker offers securities and derivatives trading services.