Kurt P. Stocker
Corporate Officer/Principal chez Northwestern University
Profil
Kurt P.
Stocker is currently a Principal at Northwestern University.
Previously, he worked as a Director at NYSE Regulation, Inc. and as a Member-Governors Board at Financial Industry Regulatory Authority, Inc. from 2012 to 2014.
Postes actifs de Kurt P. Stocker
| Sociétés | Poste | Début |
|---|---|---|
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | Corporate Officer/Principal | 18/11/2010 |
Anciens postes connus de Kurt P. Stocker
| Sociétés | Poste | Fin |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Directeur/Membre du Conseil | 19/08/2014 |
NYSE Regulation, Inc.
 NYSE Regulation, Inc. Investment Banks/BrokersFinance NYSE Regulation, Inc. operated security brokerage regulation services. The company was headquartered in New York, NY. | Directeur/Membre du Conseil | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
NYSE Regulation, Inc.
NYSE Regulation, Inc. Investment Banks/BrokersFinance NYSE Regulation, Inc. operated security brokerage regulation services. The company was headquartered in New York, NY. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
