John Cole Williams
Compliance Officer chez WESPAC Advisors LLC
Profil
Mr. John C.
Williams is a Chief Compliance Officer at WESPAC Advisors LLC.
He joined WESPAC in the late 1990's and his position as advisory operations manager means not only overseeing the retirement plan advisory business but also fulfilling key compliance and portfolio management roles.
His prior experience includes positions as a financial analyst with both The North Face and CIGNA Healthcare of Northern California.
He graduated with honors from the University of Florida with a BA in political science and minors in economics and Japanese language.
He is also a graduate of the Thunderbird School of Global Management with an MBA in finance.
Postes actifs de John Cole Williams
| Sociétés | Poste | Début |
|---|---|---|
WESPAC Advisors LLC
 WESPAC Advisors LLC Investment ManagersFinance WESPAC Advisors LLC is a registered investment advisor headquartered in Orinda, California. The firm was founded by Nelson Chia in 1977 and is a wholly owned subsidiary of Focus Operating LLC, ultimately held by Focus Financial Partners Inc. (NASDAQ: FOCS). WESPAC Advisors provides investment advisory and fiduciary oversight services to participant-directed retirement plans and provides investment management services to high-net-worth clients in separately managed accounts. | Compliance Officer | 01/08/1997 |
Formation de John Cole Williams
| American Graduate School of Management | Masters Business Admin |
| University of Florida | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 1 |
|---|---|
WESPAC Advisors LLC
WESPAC Advisors LLC Investment ManagersFinance WESPAC Advisors LLC is a registered investment advisor headquartered in Orinda, California. The firm was founded by Nelson Chia in 1977 and is a wholly owned subsidiary of Focus Operating LLC, ultimately held by Focus Financial Partners Inc. (NASDAQ: FOCS). WESPAC Advisors provides investment advisory and fiduciary oversight services to participant-directed retirement plans and provides investment management services to high-net-worth clients in separately managed accounts. | Finance |