![Debbie Castiglioni](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Profil
Ms. Deborah M.
Castiglioni is a Chief Executive Officer & Co-Founder at Cutter & Co. Brokerage, Inc. and Cutter & Co. Brokerage, Inc. For more than 20 years she has been responsible for the firm’s broker-dealer and investment advisor regulatory compliance.
She currently serves as the firm’s Chief Compliance Officer for the Investment Advisory division, while transitioning to a role focused more on strategic planning for the firm, recruiting and personal production.
She serves as a resource to the firm’s advisors helping them identify and implement technology and marketing tools to improve their practice, facilitate succession planning, respond to questions regarding specific compliance rules, (whether it be new marketing ideas, answering specific client questions/scenarios) etc.
She has been actively involved in many industry Committees and Boards.
Ms. Castiglioni has been a member of the Securities Industry and Financial Markets Association (SIFMA, formerly SIA) Small Firms Committee since 1997, and served as Chairperson of this committee in 2003 and 2004.
She also served as a Board Member of SIFMA from 2006-2008.
Most recently she served as the Chairperson of the FINRA Small Firm Advisory Board and the FINRA Regulatory Council for Continuing Education in 2011.
She was the Chair for the NASD District 4 Committee in 2005.
Postes actifs de Debbie Castiglioni
| Sociétés | Poste | Début |
|---|---|---|
Cutter & Co. Brokerage, Inc.
 Cutter & Co. Brokerage, Inc. Investment Banks/BrokersFinance Provides brokerage services | Directeur Général | 01/01/1988 |
Cutter & Co. Brokerage, Inc. (Investment Management)
 Cutter & Co. Brokerage, Inc. (Investment Management) Investment ManagersFinance C&C-IM focuses on asset allocation and diversification to manage portfolios of equity investments including domestic and international stocks and stock mutual funds, fixed-income securities such as corporate, government, or municipal bonds and other investments including CDs and money markets. The C&C Advisory Program provides access to a wide variety of investment strategies and styles. Individual, customized asset management, asset allocation and model portfolios are available. | Directeur Général | 01/01/1988 |
Anciens postes connus de Debbie Castiglioni
| Sociétés | Poste | Fin |
|---|---|---|
SIA, Inc.
 SIA, Inc. Property/Casualty InsuranceFinance Administrator of self-insured companies and public organizations | Directeur/Membre du Conseil | - |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
2
Relations au 1er degré
3
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Cutter & Co. Brokerage, Inc.
Cutter & Co. Brokerage, Inc. Investment Banks/BrokersFinance Provides brokerage services | Finance |
SIA, Inc.
SIA, Inc. Property/Casualty InsuranceFinance Administrator of self-insured companies and public organizations | Finance |
Cutter & Co. Brokerage, Inc. (Investment Management)
Cutter & Co. Brokerage, Inc. (Investment Management) Investment ManagersFinance C&C-IM focuses on asset allocation and diversification to manage portfolios of equity investments including domestic and international stocks and stock mutual funds, fixed-income securities such as corporate, government, or municipal bonds and other investments including CDs and money markets. The C&C Advisory Program provides access to a wide variety of investment strategies and styles. Individual, customized asset management, asset allocation and model portfolios are available. | Finance |
