David Hines

Littlebanc Advisors LLC (Littlebanc) is a private equity firm founded in 2009 by Michael Margolies. The firm is headquartered in Naples, Florida.

Global Concepts Ltd. provides transportation services. It is a development stage company and operates through its subsidiaries. The company was founded in 1998 and is headquartered in Garrison, NY

Pyramid Biosciences, Inc. operates as a biotechnology company. It develops new therapies focused on the modulation of cell surface. The company was founded by Kollol Pal and Jordan Leef and is headquartered in Waltham, MA.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Metric Engineering, Inc. provides transportation engineering services. Its services include construction engineering and inspection, project development and environmental studies, transportation planning, highway and bridge engineering, emergency management. The company was founded by Leroy Van Wyk in 1976 and is headquartered in Miami, FL.

Seabourn Cruise Line Ltd. owns and operates cruise line ships. The firm?s ships include seabourn ovation, seabourn encore, seabourn quest, seabourn sojourn and seabourn odyssey. The company was founded by Atle Brynestad in 1987 and is headquartered in Seattle, WA.

RedChip Independent is an investment research firm located in Maitland, Florida. The firm is a division of RedChip Companies, Inc. and their ultimate parent is ProManage, Inc., an advanced software development process management and consulting firm located in Burlingame, Massachusetts. RedChip provides fundamental research on small-cap companies. They seek to identify undervalued and underfollowed small-cap companies that are profitable or near term profitable and have effective management teams, mass appeal, growing sales and improving margins. After considering these factors and looking at expectations implied by the stock's current price, RedChip issues a strong buy, buy, speculative buy, hold or sell rating. The rating combines the firm's projection of the stock's performance, their assessment of the company's financial strength, their confidence in the company's management team and their confidence in their forecast.

Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology.

Dawson James Securities, Inc. (Dawson James) is a full service investment firm and registered broker-dealer headquartered in Boca Raton, Florida. The firm was founded in 2002 and is a subsidiary of Ark Financial Services, Inc. Dawson James offers research, institutional & retail sales, and execution trading & corporate services to institutional money managers, mutual funds, registered investment advisors, corporations and insurance companies.

Neuberger Berman BD LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. It is directly owned by Neuberger Berman Investment Advisers LLC, which is an indirect, wholly-owned subsidiary of Neuberger Berman Group LLC, which is owned by NBSH Acquisition LLC. The firm traces their origin back to the 1939 founding of Neuberger & Berman, its predecessor firm. In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors. Neuberger Berman BD manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.

Perceptive Advisors (Private Equity) (Perceptive Advisors) is a private equity subsidiary of Perceptive Advisors LLC founded in 1999 by Joseph Eric Edelman. The firm is headquartered in New York.

Palkon Capital Management LLC (Palkon) is an independent hedge fund management firm headquartered in Miami Beach, Florida. The firm was founded by Shaheen Wirk in 2012. Palkon manages concentrated portfolios for various investors.

ImmPACT Bio USA, Inc. operates as a cell therapy company. The firm develops potent and selective engineered T-cells for the treatment of solid tumors. The company is headquartered in Camarillo, CA.

Obviyo, Inc. provides conversion rate optimization solutions. It offers conversion-rate optimization software that allows Internet retailers to efficiently test changes to websites that lead to more online sales. The company was founded by Zijad Aganovic in 2006 and is headquartered in Boca Raton, FL.

Adams Arms, Inc. manufactures and develops proprietary firearm products. The firm develops the Retro-Fit Piston Driven System which will transform and revolutionize the AR15/M-16 Rifle into a modern day platform that will continue to be relevant for many more decades to come. It has developed a suite of products based on its patented inverted piston operating technology, including a line of Gas Piston Retrofit Kits, which provide significant rifle enhancements in terms of reliability, accuracy, maintenance and longevity. The company was founded in 2007 by Jason Adams and is headquartered in Odessa, FL.

Part of PSM Holdings, Inc., PrimeSource Mortgage, Inc. is a company that provides mortgage services. The company is based in Idaho Falls, ID. Kevin J. Gadawski has been the CEO of the company since 2015.

LB Merchant AA-2 LLC provides investment services. The company was founded in 2016 and is headquartered in Delray Beach, FL.

LB-Arca Investors LLC provides investment services. The company is headquartered in Delray Beach, FL.

Oppenheimer Asset Management, Inc. (OAM) is a SEC-registered investment advisor headquartered in New York City. Founded in 1986, the firm is a subsidiary of E.A. Viner International Co., which is owned by Oppenheimer Holdings, Inc. (NYSE: OPY). OAM offers a variety of advisory services to individuals, foundations, pension and profit-sharing plans, trusts, charitable organizations, business or government entities, insurance companies and endowments.

LB Merchant HC-6 LLC provides investment services. The company is headquartered in Delray Beach, FL.

Unhedged, Inc. operates as a platform for financial research, analysis, and collaboration. The company is based in Hays, KS.

Variant Trading Institutional Group, Inc. operates as a brokerage firm. It specializes in the business of buying and selling securities such as stocks, bonds, mutual funds and other investment products. The company was founded in 2003 and is headquartered in Boca Raton, FL.