Theodore J. Uhl
Compliance Officer chez XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST
Profil
Theodore J.
Uhl is currently the Chief Compliance Officer at Financial Investors Trust, Index Funds, Transparent Value Trust, ALPS Fund Services, Inc., Centre Funds, Reality Shares ETF Trust, Elevation ETF Trust, XAI Octagon Floating Rate Alternative Income Term Trust, and Axonic Alternative Income Fund.
He previously held the position of Chief Compliance Officer at Reaves Utility Income Fund, Clough Global Opportunities Fund, Clough Global Equity Fund, Reaves Global Utility & Energy Income Fund, and SRH Total Return Fund, Inc. He also worked as a Staff Auditor at RSM McGladrey, Inc. from 1998 to 2000 and served as the Chief Compliance Officer at Clough Global Dividend & Income Fund.
Postes actifs de Theodore J. Uhl
| Sociétés | Poste | Début |
|---|---|---|
| XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST | Compliance Officer | 27/09/2017 |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Corporate Officer/Principal | 01/10/2006 |
| Transparent Value Trust | Compliance Officer | 23/08/2012 |
| Financial Investors Trust | Compliance Officer | 01/01/2010 |
| Index Funds | Compliance Officer | 01/01/2016 |
| Elevation ETF Trust | Compliance Officer | 01/01/2016 |
| Centre Funds | Compliance Officer | 01/01/2013 |
| Reality Shares ETF Trust | Compliance Officer | 01/01/2014 |
Axonic Alternative Income Fund
 Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | Compliance Officer | 01/01/2018 |
Anciens postes connus de Theodore J. Uhl
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Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 16 |
|---|---|
| Financial Investors Trust | Miscellaneous |
Reaves Utility Income Fund
 Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Reaves Utility Income Fund Is a closed-end management investment company. The Fund's investment objective is to provide a level of after-tax income and total return consisting primarily of tax-advantaged dividend income and capital appreciation. The company was founded on September 15, 2003 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Opportunities Fund
 Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Opportunities Fund is a closed-end investment fund. It seeks to apply fundamental research-driven investment process and will invest in equity and equity-related securities, as well as fixed income securities, including both corporate and sovereign debt. The company was founded on April 25, 2006 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Equity Fund
 Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Equity Fund is a closed-end investment trust, which intends to invest primarily in a managed mix of global equity securities. Its investment objective is to provide a high level of total return. The company was founded on April 27, 2005 and is headquartered in Denver, CO. | Miscellaneous |
| Index Funds | Miscellaneous |
| Transparent Value Trust | Miscellaneous |
Reaves Global Utility & Energy Income Fund
 Reaves Global Utility & Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Reaves Global Utility & Energy Income Fund is a closed-end management investment company. The company offers investors the opportunity to achieve a high level of after-tax yield through a professionally managed portfolio. Its investment objective is to provide a high level of after-tax yield and total return consisting primarily of dividend and interest income and capital appreciation. Reaves Global Utility & Energy Income was founded on November 15, 2011 and is headquartered in Denver, CO | Miscellaneous |
SRH Total Return Fund, Inc.
 SRH Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous SRH Total Return Fund, Inc. operates as a non-diversified, closed-end management company. It primarily invests in domestic common stocks, warrants, corporate bonds, the United States treasury bills and repurchase agreements. The firm seeks to produce both income and long-term capital appreciation by investing in a portfolio of equity and debt securities. The company is headquartered in Denver, CO. | Miscellaneous |
RSM McGladrey, Inc.
 RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services RSM McGladrey, Inc. provides financial services. It offers audit, tax, consulting, financial advisory, risk advisory, technology and management, transaction advisory, wealth management. The company was founded by George Hansen and Keith Dunn in 1926 and is headquartered in Minneapolis, MN. | Commercial Services |
Clough Global Dividend & Income Fund
 Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Dividend & Income Fund is a closed-end investment fund, which engages in investment activity. It focuses on applying a fundamental research-driven investment process and will invest in equity and equity-related securities. The company was founded on July 28, 2004 and is headquartered in Denver, CO. | Miscellaneous |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Finance |
| Centre Funds | |
| Reality Shares ETF Trust | Miscellaneous |
| Elevation ETF Trust | |
XAI Octagon Floating Rate Alternative Income Term Trust
 XAI Octagon Floating Rate Alternative Income Term Trust Investment Trusts/Mutual FundsMiscellaneous XAI Octagon Floating Rate Alternative Income Term Trust is a diversified, closed-end management investment company. It invests invests in a dynamically managed portfolio of floating-rate credit instruments and other structured credit investments within the private markets. The company was founded on September 27, 2017 and is headquartered in Chicago, IL. | Miscellaneous |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Axonic Alternative Income Fund is a non-diversified, closed-end management investment company. It was founded on September 26, 2018 and is headquartered in New York, NY. | Miscellaneous |
