Theodore Uhl

Compliance Officer chez XAI FLOATING RATE & ALTERNATIVE INCOME TRUST

Profil

Theodore J.
Uhl is Chief Compliance Officer at Financial Investors Trust since 2010, Transparent Value Trust, ALPS Fund Services, Inc. as Deputy Chief Compliance Officer since 2006, Centre Funds since 2013, Reality Shares ETF Trust since 2014, Elevation ETF Trust since 2016, Axonic Alternative Income Fund since 2024, XAI Octagon Floating Rate & Alternative Income Term Trust since 2017, and Ss&C Registered Fund Services as Chief Compliance Officer & Vice President since 2010.
Former roles include Chief Compliance Officer at Reaves Global Utility & Energy Income Fund, Reaves Utility Income Fund, Clough Global Opportunities Fund, SRH Total Return Fund, and Clough Global Dividend & Income Fund.
Served as Chief Compliance Officer at Clough Global Equity Fund from 2010 to 2015.
Worked as Staff Auditor at RSM McGladrey, Inc. from 1998 to 2000.

Postes actifs de Theodore Uhl

Sociétés	Poste	Début
XAI FLOATING RATE & ALTERNATIVE INCOME TRUST	Compliance Officer	27/09/2017
ALPS Fund Services, Inc.	Corporate Officer/Principal	01/10/2006
Transparent Value Trust	Compliance Officer	23/08/2012
Financial Investors Trust	Compliance Officer	01/01/2010
Elevation ETF Trust	Compliance Officer	01/01/2016
Centre Funds	Compliance Officer	01/01/2013
Reality Shares ETF Trust	Compliance Officer	01/01/2014
Axonic Alternative Income Fund	Compliance Officer	01/05/2024

Anciens postes connus de Theodore Uhl

Sociétés	Poste	Fin
CLOUGH GLOBAL EQUITY FUND	Compliance Officer	14/10/2015
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