Roxanna Marie Guinan
Plus aucun poste en cours
Profil
Ms. Roxanna M.
Guinan is Senior Vice President at Legent Clearing LLC.
Ms. Guinan's financial services industry career includes management positions in Operations, Product Development, Client Services, Broker Training, Sales and Marketing at Baltimore-based DB Alex.
Brown, Advest, Citicorp/Newbridge Securities, Merrill Lynch and at ADP Clearing & Outsourcing Services.
In addition to her marketing role promoting Legent’s core capabilities, which she joined in January 2007, she is responsible for the development, enhancement and promotion of products and services.
She holds series 7, 9, 10, 24, 63 and 65 licenses.
Anciens postes connus de Roxanna Marie Guinan
| Sociétés | Poste | Fin |
|---|---|---|
| Ridge Clearing & Outsourcing Solutions, Inc. | Corporate Officer/Principal | - |
Axos Clearing LLC
 Axos Clearing LLC Investment Banks/BrokersFinance Founded in 2001, Legent Clearing LLC is a broker/dealer located in Omaha, Nebraska. The firm is a subsidiary of COR Securities Holdings, Inc. and their ultimate parent is COR Capital LLC. They provide trade execution, securities clearance and settlement processing services to brokers and dealers in the US. Legent Clearing's products and services include annuities, retirement plans services, technology solutions, product literature and technology demos. | Ventes Institutionnelles | - |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Axos Clearing LLC
Axos Clearing LLC Investment Banks/BrokersFinance Founded in 2001, Legent Clearing LLC is a broker/dealer located in Omaha, Nebraska. The firm is a subsidiary of COR Securities Holdings, Inc. and their ultimate parent is COR Capital LLC. They provide trade execution, securities clearance and settlement processing services to brokers and dealers in the US. Legent Clearing's products and services include annuities, retirement plans services, technology solutions, product literature and technology demos. | Finance |
| Ridge Clearing & Outsourcing Solutions, Inc. | Finance |