Profil
Mr. Rodd M.
Baxter is Chief Compliance Officer & General Counsel at Advent Capital Management LLC.
He is responsible for the firm's compliance and legal functions.
Prior to joining Advent in May 2002, Mr. Baxter served as General Counsel of Cowen Asset Management and Director and Senior Counsel of SG Cowen Securities Corporation for 10 years.
He also previously served as General Counsel of Value Asset Management.
He has more than 30 years of industry experience.
Anciens postes connus de Rodd M. Baxter
| Sociétés | Poste | Fin |
|---|---|---|
| SG Cowen Securities Corp. | Directeur/Membre du Conseil | 01/01/2002 |
| Value Asset Management, Inc. | Corporate Officer/Principal | - |
Cowen Asset Management LLC
 Cowen Asset Management LLC Investment ManagersFinance Founded in 2006, Cowen Asset Management LLC is an investment advisor firm located in Boston. They are a subsidiary of Cowen Group, Inc. (NasdaqGS: COWN). | Corporate Officer/Principal | - |
Advent Capital Management LLC
 Advent Capital Management LLC Investment ManagersFinance Advent Capital Management LLC (Advent) is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by Tracy V. Maitland in 1995 as a division of Utendahl Capital Management LP and became independent in 2001. They manage assets across several traditional and alternative strategies on behalf of both institutional investors and private clients. Advent is a signatory to the UN Principles for Responsible Investment (UNPRI) and supporter of the Task Force on Climate-Related Financial Disclosures (TCFD). | Conseiller Juridique Général | - |
| ADVENT CONVERTIBLE AND INCOME FUND | Compliance Officer | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
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Sociétés liées
| Entreprise privées | 6 |
|---|---|
Advent Capital Management LLC
Advent Capital Management LLC Investment ManagersFinance Advent Capital Management LLC (Advent) is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by Tracy V. Maitland in 1995 as a division of Utendahl Capital Management LP and became independent in 2001. They manage assets across several traditional and alternative strategies on behalf of both institutional investors and private clients. Advent is a signatory to the UN Principles for Responsible Investment (UNPRI) and supporter of the Task Force on Climate-Related Financial Disclosures (TCFD). | Finance |
Advent Convertible & Income Fund
 Advent Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Convertible & Income Fund operates as a closed-end investment fund, which focuses on convertible securities and non-convertible income securities. The company was founded on February 19, 2003 and is headquartered in New York, NY. | Miscellaneous |
| Value Asset Management, Inc. | Finance |
Advent/Claymore Enhanced Growth & Income Fund
 Advent/Claymore Enhanced Growth & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Claymore Enhanced Growth & Income Fund operates as a closed-end investment fund/investment trust. The company was founded on January 30, 2004 and is headquartered in New York, NY. | Miscellaneous |
Cowen Asset Management LLC
Cowen Asset Management LLC Investment ManagersFinance Founded in 2006, Cowen Asset Management LLC is an investment advisor firm located in Boston. They are a subsidiary of Cowen Group, Inc. (NasdaqGS: COWN). | Finance |
| SG Cowen Securities Corp. | Finance |