Neil DeSena

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

WealthForge Holdings, Inc. provides a platform that connects entrepreneurs and investors online. The firm specializes on equity crowdfunding, private investing, real estate investing, and private placements. The company was founded by Mathew F. Dellorso and Frederick E. Bryant and is headquartered in Richmond, VA.

Credit Suisse Group AG /US/ engages in the provision of financial solutions. It offers services for private banking, investment banking, and asset management. The company is headquartered in New York, NY.

System 2 Advisors LP (System 2) is an independent registered investment advisor and hedge fund manager headquartered in Summit, New Jersey. The firm was founded by Anupam Ghose and Robert Jones in 2012. System 2 offers customized investment advisory services to various private investment funds.

Part of Mariner Wealth Advisors LLC, FCG Advisors LLC provides brokerage services. The company is based in Chatham, NJ. The company was founded by John Anthony Combias. FCG Advisors was acquired by Mariner Wealth Advisors LLC on September 10, 2021.

EdgeTrade, Inc. provides direct market access trading and agency algorithmic services. As an agency only broker dealer and software developer, the company's mission is to provide unconflicted next generation technologies specifically designed to cater to institutional clients. The company was founded in 1996 is located in New York City, NY.

Olden Lane Securities LLC is a private company based in Chatham, NJ and has subsidiaries in the United States.

Olden Lane Funds Trust is a non-diversified and open-end investment firm. The company was founded on October 3, 2016 and is headquartered in Princeton, NJ.

The Leo Group LLC provides investment advice. The firm offers comprehensive financial planning that yields long-term financial success. It serves high net worth, affluent and ultra-affluent clients worldwide. The company was founded by Matthew J. Allain in 2012 and is headquartered in Iselin, NJ.

Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services

Booz Allen Hamilton, Inc. engages in the provision of management and technology consulting services. Its services include consulting, analytics, digital solutions, engineering, cyber security, and product. The company was founded by Edwin G. Booz in 1914 and is headquartered in McLean, VA.

Rodman & Renshaw, Inc. provides securities brokerage services. The private company is based in Chicago, IL. The company was founded by John Ferrara.

Citibank NA engages in the provision of banking services. It offers retail and commercial banking; credit cards; banking, capital markets, and advisory; markets and securities services; private banking; and treasury and trade solutions. The company was founded on June 16, 1812 and is headquartered in New York, NY.

New York Hall of Science is a non-profit organization that operates a center for interactive science. It offers events, exhibits, three dimensional theater, programs, and shop. The company was founded in 1964 and is headquartered in Corona, NY.

Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania.

Strategy& engages in the provision of global management consulting services. It serves industries including aerospace and defense; health; oil and gas; technology; automotive; entertainment and media; power and utilities; telecommunications; and transportation. The company was founded in 1914 and is headquartered in New York, NY.

KPMG US LLP operates as an audit, tax, and advisory firm. The company is headquartered in Charlotte, NC.

Tradelegs LLC provides computer software services. It offers Derivatives Strategist, a subscription decision-support software for portfolio managers, risk managers, analysts and traders. The company was founded by Gideon Agar, Andrew DeFeo, Vassilis Liatsos, Peter Hauser and Hani El-Sakkout in 2011 and is headquartered in New York, NY.

Airex, Inc. offers cloud based solutions. It provides access to premium investment research, analysis, data and apps to investment managers, analysts, traders and self-directed investors. The company was founded by Christopher Williams and Stephen Kuhn in 2012 and is headquartered in New York. NY.

Part of JPMorgan Chase & Co., LayerOne Financial LP LLC is a financial infrastructure company based in New York, NY. LayerOne Financial LP LLC offers sophisticated, customizable analytics, real-time OTC pricing, and institutional world-class design. With their broad multi-strategy support, seamless front-to-back workflow, and utilization of leading-edge technology, LayerOne Financial aims to consolidate, improve, innovate, and transform returns for financial institutions. The company, founded by Todd Mangel and Abe Paul, is known for its proven, leading-edge, cross-asset, single-source, front-to-back solution that helps transform returns. LayerOne Financial was acquired by Neovest, Inc. on March 01, 2024.

Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ.

Vesel Interactive LLC provides search engine that offers detailed information on trading activity and volume leaders in equity derivatives. The company was founded by Joseph Wesley and is headquartered in Weston, FL.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.