Profil
Steven L.
Marotta worked as a Managing Director & Director of Research at C.L.
King & Associates, Inc. from 2020 to 2022.
Prior to that, he worked as a Principal at Wyper Capital Management, a Research Analyst at Diker Management LLC, and a Research Analyst at Maple Leaf Partners LLC.
He also worked as an Analyst at Andreeff Equity Advisors LLC and Dresdner Kleinwort Securities Ltd.
Mr. Marotta holds both undergraduate and graduate degrees from The State University of New York.
Anciens postes connus de Steven L. Marotta
| Sociétés | Poste | Fin |
|---|---|---|
C.L. King & Associates, Inc.
 C.L. King & Associates, Inc. Investment Banks/BrokersFinance Founded in 1972 by Candace King, C.L. King & Associates, Inc. is a self-clearing, service-oriented broker/dealer and investment bank located in Albany, New York with additional offices in Boston and New York City. The firm delivers investment research, equity and fixed-income sales and trading, prime brokerage, investment advisor and clearing services to institutional and high net-worth clients and to other broker/dealers. For corporations, they underwrite securities and provide strategic advice in connection with mergers, acquisitions, strategic alternatives and valuation. C.L. King & Associates is a member of FINRA and the SIPC. C.L. King & Associates follows 120 names in 9 sectors. They seek to discover uncovered investment opportunities by seeking out companies that may be ignored by other Wall Street research providers and by identifying value and growth that may be unrecognized by institutional equity investors. The firm provides comprehensive trading services including capital commitment, market making and listed block positioning for their institutional equity clients. C.L. King & Associates' fixed-income group focuses on trading fixed-income securities, primarily in the secondary market. They offer a broad cross section of agencies, convertibles, investment-grade corporates, mortgage-backed securities, municipals, CDs and preferred stock to other broker/Dealers and institutional investors. The firm's investment banking group provides strategic M&A advice and capital raising services to emerging and mid-cap companies, both public and private. In addition, they act as a WBE underwriter in stock and bond offerings by large corporate issuers. C.L. King & Associates' corporate services group offers specialized services to assist corporate clients and their executives in handling delicate stock holding matters. Their services include guiding clients through restricted stock/rule 144 transactions, developing customized rule 10b5-1 trading plans and managing corporate share repurchase programs. The firm's equity research is based on a fundamental, value-oriented approach that focuses on small- and mid-cap companies. The firm offers research on the following sectors: special situations, building materials companies, specialty retail/apparel/footwear, industrials/cyclicals, restaurants/franchising, business services/staffing companies, telecommunications equipment and medical technology/devices/supplies. | Directeur de la Recherche - Actions | 01/12/2022 |
Andreeff Equity Advisors LLC
 Andreeff Equity Advisors LLC Investment ManagersFinance Founded by Dane C. Andreeff in 1996, Andreef Equity Advisors LLC is a hedge fund manager located in Santa Rosa Beach, Florida. | Analyst-Equity | 01/04/2009 |
Wyper Capital Management
 Wyper Capital Management Investment ManagersFinance Founded in 1998, Wyper Capital Management is a New York City-based hedge fund manager. | Corporate Officer/Principal | 31/03/2008 |
Dresdner Kleinwort Securities Ltd.
 Dresdner Kleinwort Securities Ltd. Investment Banks/BrokersFinance Dresdner Kleinwort Securities LLC (DKS) is the investment bank of Dresdner Bank AG and a member of Allianz SE (FR: ALV) in Germany. Headquartered in London and Frankfurt, and with an international network of offices, DKS provides a wide range of investment bank products and services to European and international clients through their Global Banking and Capital Markets business lines. DKS provides an integrated service across the spectrum of Capital Markets products, including Short Term Products & Treasury, Equity Products, Rates, Credit Products, Foreign Exchange, Debt Origination, Sales & Marketing, Research, and Risk Management & Tax. DKS offers general financial advice together with execution capability for a range of corporate finance related transactions on a global basis. The primary focus is on mergers and acquisitions, disposals, equity issues and initial public offerings. | Analyst-Equity | 22/04/2002 |
Diker Management LLC
 Diker Management LLC Investment ManagersFinance Diker Management LLC (Diker) is an independent registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Charles M. Diker and Mark N. Diker in 2002. Diker serves as an investment manager or adviser to a private investment partnership organized to invest in securities and other financial instruments . The firm also manages separate accounts for individuals, high net worth individuals and associated trusts, estates, or charitable institutions, and corporations or business entities. | Analyst-Equity | - |
Formation de Steven L. Marotta
| The State University of New York | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 6 |
|---|---|
Wyper Capital Management
Wyper Capital Management Investment ManagersFinance Founded in 1998, Wyper Capital Management is a New York City-based hedge fund manager. | Finance |
C.L. King & Associates, Inc.
C.L. King & Associates, Inc. Investment Banks/BrokersFinance Founded in 1972 by Candace King, C.L. King & Associates, Inc. is a self-clearing, service-oriented broker/dealer and investment bank located in Albany, New York with additional offices in Boston and New York City. The firm delivers investment research, equity and fixed-income sales and trading, prime brokerage, investment advisor and clearing services to institutional and high net-worth clients and to other broker/dealers. For corporations, they underwrite securities and provide strategic advice in connection with mergers, acquisitions, strategic alternatives and valuation. C.L. King & Associates is a member of FINRA and the SIPC. C.L. King & Associates follows 120 names in 9 sectors. They seek to discover uncovered investment opportunities by seeking out companies that may be ignored by other Wall Street research providers and by identifying value and growth that may be unrecognized by institutional equity investors. The firm provides comprehensive trading services including capital commitment, market making and listed block positioning for their institutional equity clients. C.L. King & Associates' fixed-income group focuses on trading fixed-income securities, primarily in the secondary market. They offer a broad cross section of agencies, convertibles, investment-grade corporates, mortgage-backed securities, municipals, CDs and preferred stock to other broker/Dealers and institutional investors. The firm's investment banking group provides strategic M&A advice and capital raising services to emerging and mid-cap companies, both public and private. In addition, they act as a WBE underwriter in stock and bond offerings by large corporate issuers. C.L. King & Associates' corporate services group offers specialized services to assist corporate clients and their executives in handling delicate stock holding matters. Their services include guiding clients through restricted stock/rule 144 transactions, developing customized rule 10b5-1 trading plans and managing corporate share repurchase programs. The firm's equity research is based on a fundamental, value-oriented approach that focuses on small- and mid-cap companies. The firm offers research on the following sectors: special situations, building materials companies, specialty retail/apparel/footwear, industrials/cyclicals, restaurants/franchising, business services/staffing companies, telecommunications equipment and medical technology/devices/supplies. | Finance |
Dresdner Kleinwort Securities Ltd.
Dresdner Kleinwort Securities Ltd. Investment Banks/BrokersFinance Dresdner Kleinwort Securities LLC (DKS) is the investment bank of Dresdner Bank AG and a member of Allianz SE (FR: ALV) in Germany. Headquartered in London and Frankfurt, and with an international network of offices, DKS provides a wide range of investment bank products and services to European and international clients through their Global Banking and Capital Markets business lines. DKS provides an integrated service across the spectrum of Capital Markets products, including Short Term Products & Treasury, Equity Products, Rates, Credit Products, Foreign Exchange, Debt Origination, Sales & Marketing, Research, and Risk Management & Tax. DKS offers general financial advice together with execution capability for a range of corporate finance related transactions on a global basis. The primary focus is on mergers and acquisitions, disposals, equity issues and initial public offerings. | Finance |
Diker Management LLC
Diker Management LLC Investment ManagersFinance Diker Management LLC (Diker) is an independent registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Charles M. Diker and Mark N. Diker in 2002. Diker serves as an investment manager or adviser to a private investment partnership organized to invest in securities and other financial instruments . The firm also manages separate accounts for individuals, high net worth individuals and associated trusts, estates, or charitable institutions, and corporations or business entities. | Finance |
Andreeff Equity Advisors LLC
Andreeff Equity Advisors LLC Investment ManagersFinance Founded by Dane C. Andreeff in 1996, Andreef Equity Advisors LLC is a hedge fund manager located in Santa Rosa Beach, Florida. | Finance |
Maple Leaf Partners LLC
 Maple Leaf Partners LLC Investment ManagersFinance Founded in 1996, Maple Leaf Partners LLC is a hedge fund manager headquartered in Baton Rouge, Louisiana. The firm is a subsidiary of Andreeff Equity Advisors LLC. | Finance |
