Nancy Tham

Middlefield Tactical Energy Co. is a closed-end investment fund that provides long-term capital appreciation by investing in an actively managed, diversified portfolio comprised primarily of energy related equity securities of issuers that operate in or have exposure to the Canadian oil sands sector. The Fund's investment objectives are to achieve capital appreciation of the investment portfolio over the life of the Fund. The Fund invests predominantly in securities of issuers that operate in or have exposure to the Canadian oilsands sector. Its was founded on June 1, 2007 and is headquartered in Calgary, Canada. It changed its name from Oilsands Canada Corp. in November 2010.

GMIncome & Growth Fund is a closed-end investment fund that invests primarily in a portfolio comprised of Canadian dividend-paying common shares, preferred shares, income trust units and convertible debentures. It is managed by Middlefield Limited and its portfolio is co-advised by Guardian Capital LP and Middlefield Capital Corp. The fund provides exposure to an actively managed diversified portfolio that focused on the developing Canadian equity income sector which offers attractive current yields and capital appreciation potential. The company was founded on September, 29, 2010 and is headquartered in Calgary, Canada.

Middlefield Capital Corp. (Broker) (Middlefield Capital-Broker) is the brokerage division of Middlefield Capital Corp., a Canadian mutual fund management firm headquartered in Toronto, Ontario. The firm was founded by Murray J. Brasseur in 1979 and is a subsidiary of Middlefield Group. Middlefield Capital-Broker is active in the underwriting and selling of securities which includes common shares, preferred shares, partnership units and debt instruments for their retail and institutional clients.

Pathfinder Income Fund is a closed-end investment fund/investment trust. The fund provides investors with exposure to convertible debenture securities of Canadian issuers. Its investment objective is to pay monthly distributions to unit holders on a tax-advantaged basis and maximize total after-tax returns for unit holders over the life of the fund. Pathfinder Income Fund was founded on October 28, 2009 and is headquartered in Calgary, Canada.

MINT Income Fund is a closed-end investment trust. It involves in investing in portfolio of equity income securities as well as non-dividend paying securities which have capital appreciation potential. The investment objectives of the fund is to provide unit holders with a high level of sustainable income and a cost effective method of minimizing the risk of investing in high income securities. The company was founded on March 13, 1997 and is headquartered in Calgary, Canada.

Global Healthcare Dividend Fund is a closed-end investment trust, which objectives are to provide quarterly cash distributions and long-term total returns. It invests in dividend paying securities of global issuers operating in, or deriving a significant portion of their revenue or earnings from, the healthcare industry. The company was founded on September 24, 2014 and is headquartered in Calgary, Canada.