Profil
Mr. Mike Bernadino is Chief Compliance Officer at Newbridge Securities Corp.
Prior to joining Newbridge Securities Corp.
on February 13, 2012, Mr. Bernadino was previously employed as Senior Vice President by Bank of America Corp., a Managing Director by Wells Fargo Advisors LLC, Senior Compliance Officer by Morgan Stanley, and Managing Partner by Triune Capital Advisors LLC.
He also served on the board at Charles Schwab & Co., Inc.
Anciens postes connus de Mike R. Bernadino
Sociétés | Poste | Fin |
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Charles Schwab & Co., Inc.
Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Conseiller Juridique Général | - |
Newbridge Securities Corp.
Newbridge Securities Corp. Investment Banks/BrokersFinance Headquartered in Fort Lauderdale, Florida, Newbridge Securities Corp. is a full-service securities brokerage and investment bank. They provide services to a broad based group of individuals and corporate clients. The core focus of their institutional research department is to identify companies with substantial, but realistic growth potential and whose shares are attractively valued. It is this attention to high-growth segments of the market that lead them to identify nanotechnology as an emerging trend that is spawning innovation in a range of industrial sectors. Newbridge is a member of the NASD and the SIPC. They are a subsidiary of Pershing LLC. Their ultimate parent is The Bank of New York Mellon Corp. (NYSE: BK). | Compliance Officer | - |
Wachovia Securities LLC
Wachovia Securities LLC Investment Banks/BrokersFinance Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO. | Corporate Officer/Principal | - |
MORGAN STANLEY | Conseiller Juridique Général | - |
MERRILL LYNCH PREFERRED CAPITAL TRUST I | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
Sociétés cotées | 2 |
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MERRILL LYNCH PREFERRED CAPITAL TRUST I | Finance |
MORGAN STANLEY | Finance |
Entreprise privées | 4 |
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TCA Financial Group LLC
TCA Financial Group LLC Investment ManagersFinance TCA Financial Group LLC provides financial advisory services. It offers securities, insurance, and investment related services. The company is headquartered in Charlotte, NC. | Finance |
Charles Schwab & Co., Inc.
Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Finance |
Wachovia Securities LLC
Wachovia Securities LLC Investment Banks/BrokersFinance Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO. | Finance |
Newbridge Securities Corp.
Newbridge Securities Corp. Investment Banks/BrokersFinance Headquartered in Fort Lauderdale, Florida, Newbridge Securities Corp. is a full-service securities brokerage and investment bank. They provide services to a broad based group of individuals and corporate clients. The core focus of their institutional research department is to identify companies with substantial, but realistic growth potential and whose shares are attractively valued. It is this attention to high-growth segments of the market that lead them to identify nanotechnology as an emerging trend that is spawning innovation in a range of industrial sectors. Newbridge is a member of the NASD and the SIPC. They are a subsidiary of Pershing LLC. Their ultimate parent is The Bank of New York Mellon Corp. (NYSE: BK). | Finance |