Kelsey Bentley

Citigroup Global Markets Australia Pty Ltd. (Citi Australia) is the brokerage arm of Citigroup Global Markets Australia Holdings Pty Ltd., ultimately held by Citigroup, Inc., (NYSE: C) in the US. Headquartered in Sydney with additional office in Melbourne, Citi Australia provides brokerage services to Australian consumers, corporations, institutions and governments. The firm participate in sales and trading across all asset classes including equities, corporate, government and agency bonds, mortgage-backed securities, syndicated loans, structured products, foreign exchange and futures.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Part of Bank of America Corp., Merrill Lynch Equities (Australia) Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. Joseph Fayyad has been the CEO of the company since 2017.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Part of Jefferies Financial Group, Inc., Jefferies (Australia) Pty Ltd. is a brokerage services provider. The company is based in Sydney, Australia. Michael Stock has been the CEO of the Australian company since 2018.

KPMG Australia Pty Ltd. engages in the provision of accounting and auditing services. It offers audit and assurance; risk consulting; tax and legal; and deal advisory services. The company was founded in 1987 and is headquartered in Canberra Airport, Australia.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Folklore Ventures is a Venture Capital firm founded in 2013 by Alister Coleman. The firm is headquartered in Sydney, Australia.

Firetrail Investments Pty Ltd. (Firetrail) is an independent investment management firm headquartered in Sydney, Australia. Founded in 2018, Firetrail offers a range of investment solutions that covers domestic shares, global shares, small-cap and large-cap equities funds.

Investible Pty Ltd (Investible) is a private equity firm founded in 2014 by Creel Price and Trevor Folsom. The firm is headquartered in Sydney, Australia.

Leerink Partners LLC is a full-service brokerage and investment banking firm headquartered in Boston, Massachusetts. The firm was founded by Jeffrey Leerink in 1995 and formerly known as SVB Securities LLC. They rebranded as Leerink Partners in 2023. The firm is a subsidiary of SVB Securities LLC. Leerink Partners provides institutional sales, equity research, institutional trading, and corporate finance and asset management services to the healthcare and technology industries. They offer superior execution capabilities in common stock, convertibles and derivatives with a singular focus on healthcare and a knowledge-led approach.

Resolution Capital Ltd. is the real estate securities investment subsidiary of Foray Enterprises Pty Ltd. in Australia. Formerly known as Bastion Lend Lease Ltd., the firm was founded in 2004 as a joint venture between key management executives and Lend Lease Corporation Ltd. Headquartered in Sydney, Resolution Capital manages a select range of investment strategies for their institutional clients who include pension funds, financial institutions, multi-manager groups and family offices. The firm also manages several Funds for Australian and New Zealand investors. Resolution Capital is a signatory to the United Nations initiated Principles for Responsible Investment (UNPRI).

Macquarie Investment Management Ltd. (MIML) is the investment management subsidiary of Macquarie Funds Management Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG, ADR: MQBKY) in Australia. The firm was founded in 1984 and is headquartered in Adelaide. MIML provides investment advisory services to banks or thrift institutions; pension and profit-sharing plans; trust, estate or charitable organizations; corporations/business entities; and individuals. Their clients may also include governments, government agencies, international organizations, educational institutions and pooled investment vehicles.

Part of Royal Bank of Canada, RBC Securities Australia Pty Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia.

Morningstar Australasia Pty Ltd. is the Australian investment research subsidiary of Morningstar Direct Investments Pty Ltd., ultimately held by Morningstar, Inc. (NASDAQ: MORN) in the US. Headquartered in Barangaroo, the firm was founded in 1999 as Huntley’s Investment Information Pty Ltd. They provide research on Australian stocks, managed funds, superannuation funds, credit securities, exchange-traded funds, and listed investment companies for individual investors, financial advisers, asset managers, and retirement plan providers and sponsors.

Moody's Investors Service Pty Ltd. is the Australian investment research subsidiary of Moody's Corp. (NYSE: MCO) in the US. The firm was formerly known as Gavinu Pty Ltd. Headquartered in Sydney, Moody's Investors Service provides credit ratings, research, and risk analysis to Australian corporate, financial institutions, structured, and sovereign issuers. Their regionally based analysts cover a variety of industries namely telecommunications, project finance, airlines, oil & gas, hybrid securities, real estate, power & utilities and structured finance.

Cannon-Brookes Services Pty Ltd (Cannon-Brookes Services) is a Venture Capital firm founded in 2016 by Michael Cannon. The firm is headquartered in Surry Hills, Australia.

Northcape Capital Pty Ltd. is an independent boutique fund manager headquartered in Sydney, Australia. The firm was founded in 2005 by Rob McWilliams, Rob Inglis, Craig McCourtie and Steve Gliddon. They were previously registered as Highbridge Capital, but they changed its name to avoid confusion with a US-based hedge fund called Highbridge Capital Management. The firm manages Australian and international concentrated, high quality equity portfolios for a range of clients which includes financial institutions, superannuation funds, family offices and high net-worth individuals. Northcape Capital is a signatory to the United Nations-supported Principles for Responsible Investment (PRI).

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

Goldman Sachs Australia Pty Ltd. is the Australian securities brokerage subsidiary of Goldman Sachs Holdings ANZ Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Perth, Goldman Sachs Australia provides service to institutional clients who manage large portfolios of Australian and New Zealand equities. They work with the financial instruments used to trade debt, currency and commodities. Their clients include corporations, financial institutions, governments and high-net-worth individuals throughout Australasia.

CSIRO Financial Services Pty Ltd (CSIRO Financial Services) is a venture Capital firm founded in 2017 by William A. Bartee. The firm is headquartered in New South Wales, Australia.

Artesian Venture Partners Pty Ltd (Artesian Venture Partners) is a private equity and venture capital firm, a subsidiary of Artesian Capital Management (Australia) Pty Ltd founded in 2004. The firm is headquartered in Australia and has additional offices in New York, London, Singapore and Shanghai.

Spheria Asset Management Pty Ltd. is an independent investment management firm headquartered in Sydney, Australia. It was founded in 2016 by Marcus Burns and Matthew Booker. The firm provides asset management services to small and micro-cap Australian companies. They are a socially responsible investor and signatory to the UN Principles for Responsible Investment which integrates environmental, social, and governance considerations into their investment process.

Graham Partners, Inc (Graham Partners) is a private equity subsidiary of The Graham Group Inc founded in 1988 by Steve C. Graham. The firm is headquartered in Newtown Square, Pennsylvania.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

NAOS Asset Management Ltd. is a specialist fund manager based in Sydney, Australia. and has subsidiaries in Australia. The company provides concentrated exposure to Australian listed industrial companies outside of the ASX-50, with a focus on long term capital protection and delivering sustainable growing fully franked dividends. The private company operates a consistent investment strategy across all three LICs, with the key difference between each LIC being the size of the companies held within each portfolio, providing investors the option to access micro-cap, small-cap and mid-cap quality industrial companies. The company was founded in 2005. Sebastian Evans has been the CEO of the company since 2007.