Bradley Swenson
Compliance Officer chez REAVES UTILITY INCOME FUND
Profil
Bradley John Swenson currently holds six positions as Director-Compliance Services at Paralel Technologies LLC, Chief Compliance Officer at Reaves Utility Income Fund, and Chief Compliance Officer at three Clough Global funds.
He is also the President & Chief Compliance Officer at Paralel Distributors LLC.
In the past, he served as President & CEO at Clough Global Opportunities Fund and Clough Global Dividend & Income Fund, President at Clough Global Equity Fund, President at ALPS Funds Services, Inc., COO at ALPS Holdings, Inc., Treasurer at RiverNorth Opportunities Fund, Inc., and President at TruePeak Consulting LLC.
Postes actifs de Bradley Swenson
| Sociétés | Poste | Début |
|---|---|---|
| REAVES UTILITY INCOME FUND | Compliance Officer | 19/09/2022 |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Compliance Officer | 17/04/2023 |
| CLOUGH GLOBAL EQUITY FUND | Compliance Officer | 17/04/2023 |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Compliance Officer | 17/04/2023 |
| Paralel Technologies LLC | Compliance Officer | 01/05/2022 |
| Paralel Distributors LLC | President | 01/05/2022 |
Anciens postes connus de Bradley Swenson
| Sociétés | Poste | Fin |
|---|---|---|
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | President | 01/06/2021 |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Chief Operating Officer | 01/01/2019 |
| CLOUGH GLOBAL EQUITY FUND | President | - |
| ░░░░░░ ░░░░░░ ░░░░░░░░ ░░░ ░░░░░░ ░░░░ | ░░░░░ ░░░░░░░░░ ░░░░░░░ | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 9 |
|---|---|
Reaves Utility Income Fund
 Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Reaves Utility Income Fund Is a closed-end management investment company. The Fund's investment objective is to provide a level of after-tax income and total return consisting primarily of tax-advantaged dividend income and capital appreciation. The company was founded on September 15, 2003 and is headquartered in Denver, CO. | Miscellaneous |
ALPS Funds Services, Inc.
ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Opportunities Fund
 Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Opportunities Fund is a closed-end investment fund. It seeks to apply fundamental research-driven investment process and will invest in equity and equity-related securities, as well as fixed income securities, including both corporate and sovereign debt. The company was founded on April 25, 2006 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Equity Fund
 Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Equity Fund is a closed-end investment trust, which intends to invest primarily in a managed mix of global equity securities. Its investment objective is to provide a high level of total return. The company was founded on April 27, 2005 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Dividend & Income Fund
 Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Dividend & Income Fund is a closed-end investment fund, which engages in investment activity. It focuses on applying a fundamental research-driven investment process and will invest in equity and equity-related securities. The company was founded on July 28, 2004 and is headquartered in Denver, CO. | Miscellaneous |
ALPS Holdings, Inc.
ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Finance |
RiverNorth Opportunities Fund, Inc.
 RiverNorth Opportunities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Opportunities Fund, Inc. is a closed-end management investment company. Its investment objective is total return consisting of capital appreciation and current income. Its activities include investment in other underlying funds not classified as closed-end funds and exchange-traded notes and cash and cash equivalents; and securities lending. The company was founded on September 9, 2010 and is headquartered in West Palm Beach, FL. | Miscellaneous |
| Paralel Technologies LLC | |
| Paralel Distributors LLC |
