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Ann Marie Swanson
Directeur/Membre du Conseil chez Alaric Compliance Services LLC
Postes actifs de Ann Marie Swanson
Sociétés | Poste | Début | Fin |
---|---|---|---|
Alaric Compliance Services LLC
![]() Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Directeur/Membre du Conseil | 01/10/2015 | - |
Historique de carrière de Ann Marie Swanson
Anciens postes connus de Ann Marie Swanson
Sociétés | Poste | Début | Fin |
---|---|---|---|
ThomasPartners, Inc.
![]() ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Compliance Officer | 01/05/2013 | 01/03/2015 |
THE ASIA PACIFIC FUND, INC. | Compliance Officer | 01/07/2016 | - |
Aletheia Research & Management, Inc.
![]() Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Corporate Officer/Principal | 25/11/2010 | - |
Formation de Ann Marie Swanson
Suffolk University | Graduate Degree |
University of Massachusetts | Undergraduate Degree |
Statistiques
Internationale
Etats-Unis | 7 |
Opérationnelle
Compliance Officer | 2 |
Corporate Officer/Principal | 1 |
Undergraduate Degree | 1 |
Sectorielle
Finance | 4 |
Consumer Services | 3 |
Miscellaneous | 2 |
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Sociétés liées
Entreprise privées | 4 |
---|---|
The Asia Pacific Fund, Inc.
![]() The Asia Pacific Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Asia Pacific Fund, Inc. operates as a closed-end investment fund or trust, which engages in the provision of long-term capital appreciation through investment of investable assets in equity securities of companies in the Asia Pacific countries. The company was founded in May 1987 and is headquartered in Newark, NJ. | Miscellaneous |
ThomasPartners, Inc.
![]() ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Finance |
Aletheia Research & Management, Inc.
![]() Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Finance |
Alaric Compliance Services LLC
![]() Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
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