Alice Yu
Compliance Officer chez Spring Asset Management Ltd. (Hong Kong)
Profil
Alice Yu is a professional with a current job as a Member at International Compliance Association since 2012 and as Chief Compliance Officer & Head-Compliance at Spring Asset Management Ltd.
(Hong Kong) since 2013.
She previously worked as a Portfolio Manager at Daiwa SB Investments (HK) Ltd.
from 1994 to 1997, as an Investment Manager at Hang Seng Investment Management Ltd.
from 1997 to 1999, and as Chief Compliance Officer at Spring Real Estate Investment Trust.
Ms. Yu obtained her undergraduate degree from the University of Hong Kong in 1987.
Postes actifs de Alice Yu
| Sociétés | Poste | Début |
|---|---|---|
International Compliance Association
 International Compliance Association Miscellaneous Commercial ServicesCommercial Services International Compliance Association operates as a regulatory and financial crime compliance professional body globally. The company provides a wealth of knowledge, tools, resources and practical support to compliance professionals. It also provides certifications and professional qualifications in anti money laundering, governance, risk and compliance, and financial crime prevention. The company was founded by William Howarth and is headquartered in Birmingham, the United Kingdom. | Corporate Officer/Principal | 01/02/2020 |
Spring Asset Management Ltd. (Hong Kong)
 Spring Asset Management Ltd. (Hong Kong) Investment ManagersFinance Spring Asset Management Ltd. (Hong Kong) engages in the management of assets of Spring Real Estate Investment Trust (REIT). The company was founded on January 29, 2013 and is headquartered in Hong Kong. | Compliance Officer | 01/04/2013 |
Anciens postes connus de Alice Yu
| Sociétés | Poste | Fin |
|---|---|---|
| SPRING REAL ESTATE INVESTMENT TRUST | Compliance Officer | 11/08/2022 |
Hang Seng Investment Management Ltd.
 Hang Seng Investment Management Ltd. Investment ManagersFinance Hang Seng Investment Management Ltd. (dba HSVM) is the Hong Kong-based, wholly-owned asset management subsidiary of Hang Seng Bank Ltd. (HKG: 0011, ADR: HSNGY), itself a subsidiary of HBSC Holdings plc (LSE: HSBA, ADR: HSBC), a multinational universal bank and financial services holding company headquartered in Great Britain. The firm was founded in 1993 and provides investment management services to Hang Seng Bank and its customers. HSVM also manages funds (a series of retail funds and exchange traded funds (ETFs)), investment portfolios for institutional and private clients. | Corporate Officer/Principal | 01/01/1999 |
Daiwa SB Investments (HK) Ltd.
 Daiwa SB Investments (HK) Ltd. Investment ManagersFinance Daiwa SB Investments (HK) Ltd. (DSBI HK) is the Hong Kong-based investment management subsidiary of Daiwa SB Investments Ltd. (Japan). The firm was founded in 1981 as Daiwa International Capital Management (HK) and became Daiwa SB Investments (HK) in 1999. Headquartered in Hong Kong, DSBI HK provides asset management and advisory services for private investors, pension sponsors, financial institutions and government agencies. They are a signatory to the UN Principles for Responsible Investment. | Corporate Officer/Principal | 01/01/1997 |
Formation de Alice Yu
| University of Hong Kong | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| SPRING REAL ESTATE INVESTMENT TRUST | Finance |
| Entreprise privées | 4 |
|---|---|
Daiwa SB Investments (HK) Ltd.
Daiwa SB Investments (HK) Ltd. Investment ManagersFinance Daiwa SB Investments (HK) Ltd. (DSBI HK) is the Hong Kong-based investment management subsidiary of Daiwa SB Investments Ltd. (Japan). The firm was founded in 1981 as Daiwa International Capital Management (HK) and became Daiwa SB Investments (HK) in 1999. Headquartered in Hong Kong, DSBI HK provides asset management and advisory services for private investors, pension sponsors, financial institutions and government agencies. They are a signatory to the UN Principles for Responsible Investment. | Finance |
Hang Seng Investment Management Ltd.
Hang Seng Investment Management Ltd. Investment ManagersFinance Hang Seng Investment Management Ltd. (dba HSVM) is the Hong Kong-based, wholly-owned asset management subsidiary of Hang Seng Bank Ltd. (HKG: 0011, ADR: HSNGY), itself a subsidiary of HBSC Holdings plc (LSE: HSBA, ADR: HSBC), a multinational universal bank and financial services holding company headquartered in Great Britain. The firm was founded in 1993 and provides investment management services to Hang Seng Bank and its customers. HSVM also manages funds (a series of retail funds and exchange traded funds (ETFs)), investment portfolios for institutional and private clients. | Finance |
International Compliance Association
International Compliance Association Miscellaneous Commercial ServicesCommercial Services International Compliance Association operates as a regulatory and financial crime compliance professional body globally. The company provides a wealth of knowledge, tools, resources and practical support to compliance professionals. It also provides certifications and professional qualifications in anti money laundering, governance, risk and compliance, and financial crime prevention. The company was founded by William Howarth and is headquartered in Birmingham, the United Kingdom. | Commercial Services |
Spring Asset Management Ltd. (Hong Kong)
Spring Asset Management Ltd. (Hong Kong) Investment ManagersFinance Spring Asset Management Ltd. (Hong Kong) engages in the management of assets of Spring Real Estate Investment Trust (REIT). The company was founded on January 29, 2013 and is headquartered in Hong Kong. | Finance |
