Wendy Nunez
Fondateur chez Champlain Investment Partners LLC
Profil
Ms. Wendy K.
Nunez is a Partner & Senior Advisor at Champlain Investment Partners LLC.
She has over 35 years of financial services experience to her role providing guidance on Champlain’s policies and operational issues, human capital and development, compensation, as well as mentoring members of the firm’s leadership.
She is a founding partner of the firm and previously served as the firm’s Chief Compliance Officer (2009 – 2018) and Chief Operating Officer (2015 – 2021).
Prior to joining Champlain, Ms. Nunez was a Registered Principal at Equity Services, Inc., where she managed the home office operations of the broker-dealer.
Prior to that, she spent 14 years at Scudder Kemper Investments.
In her most recent role at Scudder Kemper, she was Vice President of The Regulatory Oversight Group; her group was responsible for all non-routine regulatory interactions, oversight of the Code of Ethics, as well as the compliance audit function.
Ms. Nunez also held management positions in distributor and advisor compliance and investment operations.
Ms. Nunez graduated with a Bachelor of Arts in Political Science from the University of Vermont and earned her MBA from Boston University.
Postes actifs de Wendy Nunez
| Sociétés | Poste | Début |
|---|---|---|
Champlain Investment Partners LLC
 Champlain Investment Partners LLC Investment ManagersFinance Champlain Investment Partners LLC (CIP) is a SEC-registered investment advisor headquartered in Burlington, Vermont. The firm was founded by Scott Brayman, Judith O’Connell, Wendy Nunez, and Mary Michel in 2004. They are a subsidiary of CIP Management Holdings LP. CIP provides investment advice to investment companies, pooled investment vehicles, corporate and public pension plans, health care and religious organizations, endowments and foundations, Taft-Harley plans, colleges and universities, family offices, private banks and corporations and other businesses. | Fondateur | 01/09/2004 |
Anciens postes connus de Wendy Nunez
| Sociétés | Poste | Fin |
|---|---|---|
Equity Services, Inc. (Vermont)
 Equity Services, Inc. (Vermont) Investment ManagersFinance Part of National Life Insurance Co., Equity Services, Inc. (ESI) is a broker-dealer and registered investment adviser located in Montpelier, VT. The company helps businesses turn their visions into reality by providing commission and fee-based solutions, as well as offering flexibility in how businesses structure themselves and market their brand. ESI believes in doing good for their clients, employees, and community, and offers securities and investment advisory services through registered representatives and investment adviser representatives. The company's advisory platform, ESI Illuminations, is sponsored through an ongoing agreement with Envestnet. | Corporate Officer/Principal | 31/12/2003 |
| Zurich Scudder Investments, Inc. | Corporate Officer/Principal | - |
Formation de Wendy Nunez
| Boston University | Masters Business Admin |
| University of Vermont | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
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Sociétés liées
| Entreprise privées | 3 |
|---|---|
Champlain Investment Partners LLC
Champlain Investment Partners LLC Investment ManagersFinance Champlain Investment Partners LLC (CIP) is a SEC-registered investment advisor headquartered in Burlington, Vermont. The firm was founded by Scott Brayman, Judith O’Connell, Wendy Nunez, and Mary Michel in 2004. They are a subsidiary of CIP Management Holdings LP. CIP provides investment advice to investment companies, pooled investment vehicles, corporate and public pension plans, health care and religious organizations, endowments and foundations, Taft-Harley plans, colleges and universities, family offices, private banks and corporations and other businesses. | Finance |
| Zurich Scudder Investments, Inc. | Finance |
Equity Services, Inc. (Vermont)
Equity Services, Inc. (Vermont) Investment ManagersFinance Part of National Life Insurance Co., Equity Services, Inc. (ESI) is a broker-dealer and registered investment adviser located in Montpelier, VT. The company helps businesses turn their visions into reality by providing commission and fee-based solutions, as well as offering flexibility in how businesses structure themselves and market their brand. ESI believes in doing good for their clients, employees, and community, and offers securities and investment advisory services through registered representatives and investment adviser representatives. The company's advisory platform, ESI Illuminations, is sponsored through an ongoing agreement with Envestnet. | Finance |