Tracy DeWald
Corporate Officer/Principal chez Creighton University
Profil
Tracy DeWald is currently the Chief Risk Officer at Mutual of Omaha Insurance Co. and a Professor at Creighton University.
Previously, he worked as the Senior Vice President & General Counsel at Securities America, Inc. and Securities America Advisors, Inc. He also served as the Chief Compliance Officer at TD Ameritrade Holding Corp.
from 2003 to 2007.
Mr. DeWald obtained his undergraduate degree from Creighton University.
Postes actifs de Tracy DeWald
| Sociétés | Poste | Début |
|---|---|---|
| Creighton University | Corporate Officer/Principal | - |
Mutual of Omaha Insurance Co.
 Mutual of Omaha Insurance Co. Insurance Brokers/ServicesFinance Mutual of Omaha Insurance Co. engages in the provision of insurance and financial products and services. It offers life insurance, disability insurance, long-term care insurance, annuities, critical illness insurance, small business solutions and structured settlements for individuals. The firm?s principal products and services include individual health and accident insurance, individual and group life insurance and annuities, retirement plans, and banking services. The company was founded in 1909 and is headquartered in Omaha, NE. | Corporate Officer/Principal | - |
Anciens postes connus de Tracy DeWald
| Sociétés | Poste | Fin |
|---|---|---|
| TD AMERITRADE HOLDING CORPORATION | Conseiller Juridique Général | 01/01/2007 |
Securities America Advisors, Inc.
 Securities America Advisors, Inc. Investment ManagersFinance Securities America Advisors, Inc. (SAA) is a SEC-registered investment advisor and family office headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., ultimately owned by Advisor Group Holdings, Inc. SAA provides investment advice to clients who include: individuals, banks or thrift institutions, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities, and state and municipal governmental entities. | Conseiller Juridique Général | - |
Securities America, Inc.
 Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE. | Conseiller Juridique Général | - |
Formation de Tracy DeWald
| Creighton University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Securities America, Inc.
Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE. | Finance |
TD Ameritrade Holding Corp.
 TD Ameritrade Holding Corp. Investment Banks/BrokersFinance TD Ameritrade Holding Corp. engages in the provision of securities brokerage services and related technology-based financial services. It offers the following products and services to retail clients: touch-tone trading, trading over the internet, unlimited streaming, free real-time quotes, extended trading hours, direct access to market destinations and commitment ton the speed of order execution. The company was founded by John Joe Ricketts in 1971 and is headquartered in Omaha, NE. | Finance |
Securities America Advisors, Inc.
Securities America Advisors, Inc. Investment ManagersFinance Securities America Advisors, Inc. (SAA) is a SEC-registered investment advisor and family office headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., ultimately owned by Advisor Group Holdings, Inc. SAA provides investment advice to clients who include: individuals, banks or thrift institutions, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities, and state and municipal governmental entities. | Finance |
Mutual of Omaha Insurance Co.
Mutual of Omaha Insurance Co. Insurance Brokers/ServicesFinance Mutual of Omaha Insurance Co. engages in the provision of insurance and financial products and services. It offers life insurance, disability insurance, long-term care insurance, annuities, critical illness insurance, small business solutions and structured settlements for individuals. The firm?s principal products and services include individual health and accident insurance, individual and group life insurance and annuities, retirement plans, and banking services. The company was founded in 1909 and is headquartered in Omaha, NE. | Finance |