Steve Gott
Compliance Officer chez U.S. Capital Advisors LLC
Profil
Steve Gott is the founder of Gott Consultants, which was founded in 2011.
He is currently the Chief Compliance Officer at U.S.
Capital Advisors LLC since 2012.
Mr. Gott's former positions include being an Anti Money Laundering Compliance Officer at Sanders Morris Harris LLC from 2011 to 2012, an Anti-Money Laundering Compliance Officer at Global Financial Services, Inc. from 2011 to 2012, and a Chief Compliance Officer at USCA All Terrain Fund.
Postes actifs de Steve Gott
| Sociétés | Poste | Début |
|---|---|---|
U.S. Capital Advisors LLC
 U.S. Capital Advisors LLC Investment ManagersFinance U.S. Capital Advisors LLC provides financial services. Its capital markets division includes equity research, institutional client, investment and merchant banking, institutional and municipal clients, public finance businesses, and advises corporate. The company was founded by David Michael King and Patrick Michael Mendenhall in 2010 and is headquartered in Houston, TX. | Compliance Officer | 01/03/2015 |
Anciens postes connus de Steve Gott
| Sociétés | Poste | Fin |
|---|---|---|
Sanders Morris Harris LLC
 Sanders Morris Harris LLC Investment Banks/BrokersFinance Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities. | Corporate Officer/Principal | 01/05/2012 |
Global Financial Services, Inc.
 Global Financial Services, Inc. Miscellaneous Commercial ServicesCommercial Services Global Financial Services, Inc. provided financial and technical staffing services. The company was headquartered in Sleepy Hollow, NY. | Corporate Officer/Principal | 01/05/2012 |
Gott Consultants
 Gott Consultants Advertising/Marketing ServicesCommercial Services Gott Consultants provides digital agency marketing and advertising services. The private company is based in Newark. The American company was founded by Steve Gott. | Fondateur | - |
USCA All Terrain Fund
 USCA All Terrain Fund Investment Trusts/Mutual FundsMiscellaneous USCA All Terrain Fund operates as a closed-end, non-diversified management investment company. It engages in the provision of selling shares in large minimum denominations to investors. Its investment objective is to seek long-term risk-adjusted returns that are attractive as compared to those of traditional public equity and fixed income markets. The company was founded on January 13, 2015 and is headquartered in Houston, TX. | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 5 |
|---|---|
Sanders Morris Harris LLC
Sanders Morris Harris LLC Investment Banks/BrokersFinance Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities. | Finance |
U.S. Capital Advisors LLC
U.S. Capital Advisors LLC Investment ManagersFinance U.S. Capital Advisors LLC provides financial services. Its capital markets division includes equity research, institutional client, investment and merchant banking, institutional and municipal clients, public finance businesses, and advises corporate. The company was founded by David Michael King and Patrick Michael Mendenhall in 2010 and is headquartered in Houston, TX. | Finance |
Global Financial Services, Inc.
Global Financial Services, Inc. Miscellaneous Commercial ServicesCommercial Services Global Financial Services, Inc. provided financial and technical staffing services. The company was headquartered in Sleepy Hollow, NY. | Commercial Services |
USCA All Terrain Fund
USCA All Terrain Fund Investment Trusts/Mutual FundsMiscellaneous USCA All Terrain Fund operates as a closed-end, non-diversified management investment company. It engages in the provision of selling shares in large minimum denominations to investors. Its investment objective is to seek long-term risk-adjusted returns that are attractive as compared to those of traditional public equity and fixed income markets. The company was founded on January 13, 2015 and is headquartered in Houston, TX. | Miscellaneous |
Gott Consultants
Gott Consultants Advertising/Marketing ServicesCommercial Services Gott Consultants provides digital agency marketing and advertising services. The private company is based in Newark. The American company was founded by Steve Gott. | Commercial Services |
