Profil
Prior to joining Carret in 2008, Mr. Nicholls had been with W.
Quillen Securities.
He began his career in the capital markets at Lehman Bothers in 1989 and has served at both buy-side and sell-side firms, primarily as an equity research analyst at Gerard Klauer Mattison and Rockefeller & Company.
Mr. Nicholls earned a BA from Hamilton College in 1989, majoring in government and with a focus on national security, and an MBA from Yale School of Management in 1995, concentrating in finance.
Anciens postes connus de Samuel S. Nicholls
| Sociétés | Poste | Fin |
|---|---|---|
Carret Asset Management LLC
 Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Analyst-Equity | 30/04/2010 |
Ledgemont Capital Markets LLC
 Ledgemont Capital Markets LLC Investment Banks/BrokersFinance Founded in 2001, Ledgemont Capital Markets LLC, formerly W. Quillen Securities, is an institutional equity research and trading firm located in New York City. The firm was also previously known as Gravitas LLC. They are a subsidiary of Ledgemont Capital Group LLC, a New York City-based financial advisory and strategic consulting firm that was founded in 1999 by Eric Brachfeld. Ledgemont focuses on serving institutional clients including hedge funds, asset management companies and mutual funds. They generate investment ideas, both long and short, primarily through in-house, proprietary research. The firm seeks to identify undervalued or uncovered small-cap companies and bring a fresh edge to a select group of mainstream, larger-cap companies. Their research focuses on healthcare, technology, industrials, conglomerates and value-oriented companies. The firm clears through Goldman Sachs Execution & Clearing, Inc. on a fully-disclosed basis. They are members of the NASD and the SIPC | Analyst-Equity | 31/12/2007 |
| Gerard Klauer Mattison & Co., Inc. | Analyst-Equity | 04/09/2001 |
Lehman Brothers Holdings, Inc.
 Lehman Brothers Holdings, Inc. Financial ConglomeratesFinance Lehman Brothers Holdings, Inc. engages in the provision of securities underwriting and investment services. The company is headquartered in New York, NY. | Corporate Officer/Principal | - |
Rockefeller & Co., Inc.
 Rockefeller & Co., Inc. Investment ManagersFinance Rockefeller & Co., Inc. is a registered investment advisor headquartered in New York City. The firm is a subsidiary of Rockefeller Financial Services, Inc. Rockefeller & Co. is the successor firm to the office established in New York City in 1882 by John D. Rockefeller to manage his family's assets and to create and sustain wealth for future generations. The office provided investment management and financial counseling services for the Rockefellers and related organizations. Rockefeller & Co. was incorporated in 1979 and became an SEC-registered investment advisor in 1980. They expanded their capabilities by chartering trust companies in New York in 1985 and Delaware in 1997. Rockefeller & Co. provides investment services to a variety of clients including ultra high net-worth individuals, families, family offices, trusts, endowments and institutions in the US and around the world. | Analyst-Equity | - |
Formation de Samuel S. Nicholls
| Hamilton College (New York) | Undergraduate Degree |
| Yale University | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 5 |
|---|---|
Ledgemont Capital Markets LLC
Ledgemont Capital Markets LLC Investment Banks/BrokersFinance Founded in 2001, Ledgemont Capital Markets LLC, formerly W. Quillen Securities, is an institutional equity research and trading firm located in New York City. The firm was also previously known as Gravitas LLC. They are a subsidiary of Ledgemont Capital Group LLC, a New York City-based financial advisory and strategic consulting firm that was founded in 1999 by Eric Brachfeld. Ledgemont focuses on serving institutional clients including hedge funds, asset management companies and mutual funds. They generate investment ideas, both long and short, primarily through in-house, proprietary research. The firm seeks to identify undervalued or uncovered small-cap companies and bring a fresh edge to a select group of mainstream, larger-cap companies. Their research focuses on healthcare, technology, industrials, conglomerates and value-oriented companies. The firm clears through Goldman Sachs Execution & Clearing, Inc. on a fully-disclosed basis. They are members of the NASD and the SIPC | Finance |
Rockefeller & Co., Inc.
Rockefeller & Co., Inc. Investment ManagersFinance Rockefeller & Co., Inc. is a registered investment advisor headquartered in New York City. The firm is a subsidiary of Rockefeller Financial Services, Inc. Rockefeller & Co. is the successor firm to the office established in New York City in 1882 by John D. Rockefeller to manage his family's assets and to create and sustain wealth for future generations. The office provided investment management and financial counseling services for the Rockefellers and related organizations. Rockefeller & Co. was incorporated in 1979 and became an SEC-registered investment advisor in 1980. They expanded their capabilities by chartering trust companies in New York in 1985 and Delaware in 1997. Rockefeller & Co. provides investment services to a variety of clients including ultra high net-worth individuals, families, family offices, trusts, endowments and institutions in the US and around the world. | Finance |
Carret Asset Management LLC
Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Finance |
Lehman Brothers Holdings, Inc.
Lehman Brothers Holdings, Inc. Financial ConglomeratesFinance Lehman Brothers Holdings, Inc. engages in the provision of securities underwriting and investment services. The company is headquartered in New York, NY. | Finance |
| Gerard Klauer Mattison & Co., Inc. | Finance |
