Profil
Mr. Robert Moore is MD & Global Head of Prime Brokerage Trading at Cowen Prime Services LLC.
Prior to the acquisition of Concept Capital Markets, LLC by Cowen Group, Inc., he served as a Managing Member and Chief Executive Officer of the firm, and led its Capital Markets and Investment Advisor businesses.
Preceding the establishment of the firm, Mr. Moore was a Managing Director of Concept Capital, a division of Sanders Morris Harris Inc., and headed the firm’s Institutional Sales, Trading and Research effort.
Mr. Moore joined Concept Capital following a three decade career in the investment business that began on the floor of the New York Stock Exchange and included years of experience as a trader, manager and Senior Executive at Citigroup Global Markets, including its predecessor firms, Smith Barney and Salomon Smith Barney.
Since becoming a Managing Director at Smith Barney in 1987, his responsibilities expanded to include oversight of the firm’s Listed Equity.
In 1993, he was promoted to Head of Nasdaq sales and trading desk for Smith Barney.
After the firm’s merger with Citibank and Salomon in 1998, Mr. Moore became Head of U.S.
Equities with responsibility for Institutional Sales and Trading, Derivatives, Equity Capital Markets, Program Trading and Convertibles.
Mr. Moore was promoted to Global Head of Technology and E-Commerce for the Equity Division in 2002 where he oversaw the development of Global Equities On-Line (GEO), a global trading platform (GATE) and a state of the art internal CRM system.
Before retiring from Citigroup in 2004, Mr. Moore returned to run U.S.
Trading for the last eight months of his tenure.
He then co-founded Cap-Rio Management, a private equity firm that has made several investments in the wealth management and independent research business and also served as CEO of Constellation Wealth Advisors, a newly created broker dealer.
Postes actifs de Robert Emmett Moore
| Sociétés | Poste | Début |
|---|---|---|
Cowen Prime Services LLC
 Cowen Prime Services LLC Investment Banks/BrokersFinance Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics. | Trading-Equity | 01/09/2015 |
Anciens postes connus de Robert Emmett Moore
| Sociétés | Poste | Fin |
|---|---|---|
Citigroup Global Markets, Inc. (Broker)
 Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Trading-Equity | 31/12/2003 |
| Smith Barney & Co., Inc. | Corporate Officer/Principal | - |
| Concept Capital Corp. | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
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Sociétés liées
| Entreprise privées | 4 |
|---|---|
Cowen Prime Services LLC
Cowen Prime Services LLC Investment Banks/BrokersFinance Cowen Prime Services LLC (CPS) is a broker-dealer headquartered in New York City. The firm is directly owned by Cowen PB Holdings LLC, which, in turn, is primarily owned by Cowen Group, Inc. (NASDAQ: COWN). CPS is registered as a broker-dealer with the SEC and FINRA, and as a an introducing broker with the Commodities Futures Trading Commission and the National Futures Association. CPS was formed in 2015 following Cowen Group’s acquisition of Concept Capital Markets LLC. Concept Capital was established in 2010 following the spin-off of the Concept Capital division of Sanders Morris Harris Inc., whose origins date back to 1995. CPS' offering includes world-class custody and clearing options, multi asset class capabilities, leading execution and order management systems, a seasoned execution desk, a range of financing options, a highly professional operations and customer support team, comprehensive portfolio reporting capabilities, capital introduction, and live, intraday and post-trade risk and performance analytics. | Finance |
Citigroup Global Markets, Inc. (Broker)
Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Finance |
| Concept Capital Corp. | Finance |
| Smith Barney & Co., Inc. | Finance |
