Moss J. Plaine

Founded in 1989, Burnham Securities, Inc., the broker/dealer located in New York City. The firm is a subsidiary of Burnham Financial Group. They offer a full array of investment services to small- and mid-cap companies including asset management, brokerage services, corporate finance services, securities underwriting and mutual fund administration and distribution. Burnham Securities' primary focus is on energy and geopolitical strategy and strategy research. Bear Stearns Securities Corp. serves as their clearing agent. The firm provides in-house research but also receives secondary source research from many Wall Street brokerage houses

Founded in 1989, Burnham Asset Management Corp. (BAM) is a registered investment advisor located in New York City. The firm is a subsidiary of BAM Holdings LLC, who in 2015 purchased 100% of BAM's outstanding capital stock from their previous parent company, Burnham Financial Group, Inc. BAM is an affiliate of Burnham Securities Inc. , a broker-dealer and member of FINRA. BAM provides portfolio management services to individuals (including trusts, estates, 401(k) plans and IRAs), high net worth individuals, corporate pension and profit-sharing plans, charitable institutions, foundations, endowments, corporations and other business entities. The firm also provides investment management services to the Burnham Investors Trust, a family of registered mutual funds, and serves as the investment manager of Burnham Emerging Managers Fund LP, a private investment fund previously known as Revere Emerging Managers Founders Fund LP.