Matt Swendiman
Directeur Général chez Key Bridge Compliance LLC
Profil
Matthew Ashley Swendiman is currently the Chief Executive Officer at Key Bridge Compliance LLC, Chairman & Chief Compliance Officer at F, Chief Compliance Officer at Wealth Advisory Solutions LLC, and Chief Compliance Officer at Platform Technology Partners LLC.
Previously, he worked as a Secretary at Virtus Total Return Fund, Inc. in two different periods, from an unknown date to an unknown date, and from 2004 to 2005.
Postes actifs de Matt Swendiman
| Sociétés | Poste | Début |
|---|---|---|
F/m Acceleration LLC
 F/m Acceleration LLC Investment ManagersFinance F/m Acceleration LLC provides portfolio managers with institutional-grade investment systems, business operations and marketing support services. The firm specializes in boutiques can produce the long-term results that are vital for investors to reach goals and mitigate risk. The company was founded by Alexander Robert Morris in 2019 and is headquartered in Washington, DC. | Président | - |
Platform Technology Partners LLC
 Platform Technology Partners LLC Investment ManagersFinance Platform Technology Partners LLC (PTP) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2019 and is wholly owned by United Atlantic Capital LLC. PTP provides investment supervisory and investment advisory services and provides financial planning and consultation services for clients which includes individuals, pension and profit-sharing plans, trusts, estates, charitable organization, corporations and business entities. | Compliance Officer | - |
Wealth Advisory Solutions LLC
 Wealth Advisory Solutions LLC Investment ManagersFinance Wealth Advisory Solutions LLC (WAS) is an independent, SEC-registered investment advisor headquartered in Indianapolis, Indiana. Founded in 2017, WAS provides financial planning, investment advice and portfolio investment supervisory services primarily to individuals and small business clients. | Compliance Officer | - |
Key Bridge Compliance LLC
 Key Bridge Compliance LLC Investment ManagersFinance Key Bridge Compliance LLC is a boutique consulting firm that offers tailored compliance services to registered investment advisers. The private company is based in Covington, KY. The company is committed to guiding their clients confidently through compliance risks and empowering advisory practices. Key Bridge Compliance blends industry experience with a proactive approach, backed by seasoned compliance professionals. The company offers compliance solutions that leverage cutting-edge technology and industry expertise to help their clients meet regulatory requirements and enhance their services. The CEO of the company is Matthew Ashley Swendiman. | Directeur Général | - |
Anciens postes connus de Matt Swendiman
| Sociétés | Poste | Fin |
|---|---|---|
| VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. | Corporate Officer/Principal | - |
| VIRTUS TOTAL RETURN FUND INC. | Secrétaire Général | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 6 |
|---|---|
Virtus Total Return Fund, Inc. /Old/
 Virtus Total Return Fund, Inc. /Old/ Investment Trusts/Mutual FundsMiscellaneous Virtus Total Return Fund, Inc. operates as closed-end investment trust. Its investment objective is capital appreciation, with income as a secondary objective. The company invests its assets primarily in equity securities, consistent with the preservation of capital and reduction of risk. Virtus Total Return Fund, Inc. was founded on June 18, 1986 and is headquartered in Greenfield, MA. | Miscellaneous |
Virtus Total Return Fund, Inc.
 Virtus Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Virtus Total Return Fund, Inc. is a closed-end diversified investment fund, which invests in equity securities and fixed income. Its seeks to generate total return, consisting of capital appreciation and income. The company was founded on July 21, 1988 and is headquartered in Greenfield, MA. | Miscellaneous |
Wealth Advisory Solutions LLC
Wealth Advisory Solutions LLC Investment ManagersFinance Wealth Advisory Solutions LLC (WAS) is an independent, SEC-registered investment advisor headquartered in Indianapolis, Indiana. Founded in 2017, WAS provides financial planning, investment advice and portfolio investment supervisory services primarily to individuals and small business clients. | Finance |
F/m Acceleration LLC
F/m Acceleration LLC Investment ManagersFinance F/m Acceleration LLC provides portfolio managers with institutional-grade investment systems, business operations and marketing support services. The firm specializes in boutiques can produce the long-term results that are vital for investors to reach goals and mitigate risk. The company was founded by Alexander Robert Morris in 2019 and is headquartered in Washington, DC. | Finance |
Platform Technology Partners LLC
Platform Technology Partners LLC Investment ManagersFinance Platform Technology Partners LLC (PTP) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2019 and is wholly owned by United Atlantic Capital LLC. PTP provides investment supervisory and investment advisory services and provides financial planning and consultation services for clients which includes individuals, pension and profit-sharing plans, trusts, estates, charitable organization, corporations and business entities. | Finance |
Key Bridge Compliance LLC
Key Bridge Compliance LLC Investment ManagersFinance Key Bridge Compliance LLC is a boutique consulting firm that offers tailored compliance services to registered investment advisers. The private company is based in Covington, KY. The company is committed to guiding their clients confidently through compliance risks and empowering advisory practices. Key Bridge Compliance blends industry experience with a proactive approach, backed by seasoned compliance professionals. The company offers compliance solutions that leverage cutting-edge technology and industry expertise to help their clients meet regulatory requirements and enhance their services. The CEO of the company is Matthew Ashley Swendiman. | Finance |