Profil
Mr. Roth is a Director at Cohen & Co. Capital Markets LLC.
He joined the firm in September 2009.
Previously, Mr. Roth served as President and an Affiliate at Cohen & Company, a First Vice President at Smith Barney, Smith Barney Affiliate at SunTrust Robinson Humphrey, a Member of the Board of Directors at Syndicated Research Assoc., a Member at Mid Atlantic Venture Assoc., a Vice President at Merrill Lynch, a Consultant at Galen Capital Group, a Vice President at Shattuck Hammond Partners and a Director at Rotherwood Partners.
Mr. Roth earned BS in Finance from College of Business and Administration at Drexel University in 1984 and MSF in Finance at Loyola College in Maryland in 1991.
He attended Post Graduate studies in Finance at Harvard Business School in 1997.
Anciens postes connus de Lance Roth
| Sociétés | Poste | Fin |
|---|---|---|
Cohen & Company Capital Markets LLC
 Cohen & Company Capital Markets LLC Investment Banks/BrokersFinance Founded in 2007, Cohen & Co. Capital Markets LLC is a FINRA-registered broker/dealer headquartered in New York City. The firm is also does business as FGC Securities. They are a subsidiary of Institutional Financial Markets, Inc. (NYSE Amex: IFMI), formerly known as Cohen & Co., Inc. The firm specializes in credit-related fixed-income investments. They provide a range of services to institutional investors and corporations. Cohen & Co.'s primary operating segments are Capital Markets and Asset Management. The Capital Markets segment consists of credit-related fixed income sales and trading, as well as new issue placements in corporate and securitized products. The Asset Management segment manages assets through listed and private companies, funds, managed accounts and collateralized debt obligations (CDOs). Cohen & Co. manages fixed-income investments across a variety of asset classes including U.S. trust preferred securities, European hybrid capital securities, Asian commercial real estate debt and mortgage- and asset-backed securities. Clearing services are provided through Pershing LLC. | Corporate Officer/Principal | 31/03/2009 |
Mid-Atlantic Venture Association
 Mid-Atlantic Venture Association Miscellaneous Commercial ServicesCommercial Services Mid-Atlantic Venture Association represents private equity and venture capital companies. The private company is based in Timonium, MD. The company was founded by Charles W. Newhall. | Corporate Officer/Principal | - |
Merrill Lynch & Co., Inc. /Old/
 Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Corporate Officer/Principal | - |
Morgan Keegan Healthcare Investment Banking
 Morgan Keegan Healthcare Investment Banking Investment Banks/BrokersFinance Morgan Keegan Healthcare Investment Banking provides investment banking and financial advisory services. It also provides strategic advisory, merger and acquisition advisory, placements of debt and equity, taxable and tax-exempt debt underwriting, financial advisory, derivatives, reinvestments, and real estate transaction services. It serves hospitals, senior living, managed care, pharmaceuticals, medical distribution, outsourcing, healthcare information technology, real estate, higher education, and specialty not-for-profit organizations. The company was founded in 1993 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Galen Capital Corp.
 Galen Capital Corp. Investment Banks/BrokersFinance Founded in 2006, Galen Capital Corp. provides merchant banking services for mid-cap companies in the healthcare sector. Its services include financial advisory, assistance for mergers and acquisitions, LBOs, public and private placements, mezzanine financing and private investment in public equity funds. The company is headquartered in McLean, Virginia and has offices in Los Angeles, San Diego and Nashville | Consultant / Advisor | - |
Formation de Lance Roth
| Drexel University | Undergraduate Degree |
| Loyola University Maryland, Inc. | Graduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
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Sociétés liées
| Entreprise privées | 6 |
|---|---|
Merrill Lynch & Co., Inc. /Old/
Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Finance |
Morgan Keegan Healthcare Investment Banking
Morgan Keegan Healthcare Investment Banking Investment Banks/BrokersFinance Morgan Keegan Healthcare Investment Banking provides investment banking and financial advisory services. It also provides strategic advisory, merger and acquisition advisory, placements of debt and equity, taxable and tax-exempt debt underwriting, financial advisory, derivatives, reinvestments, and real estate transaction services. It serves hospitals, senior living, managed care, pharmaceuticals, medical distribution, outsourcing, healthcare information technology, real estate, higher education, and specialty not-for-profit organizations. The company was founded in 1993 and is headquartered in New York, NY. | Finance |
Galen Capital Corp.
Galen Capital Corp. Investment Banks/BrokersFinance Founded in 2006, Galen Capital Corp. provides merchant banking services for mid-cap companies in the healthcare sector. Its services include financial advisory, assistance for mergers and acquisitions, LBOs, public and private placements, mezzanine financing and private investment in public equity funds. The company is headquartered in McLean, Virginia and has offices in Los Angeles, San Diego and Nashville | Finance |
Mid-Atlantic Venture Association
Mid-Atlantic Venture Association Miscellaneous Commercial ServicesCommercial Services Mid-Atlantic Venture Association represents private equity and venture capital companies. The private company is based in Timonium, MD. The company was founded by Charles W. Newhall. | Commercial Services |
| Smith Barney & Co., Inc. | Finance |
Cohen & Company Capital Markets LLC
Cohen & Company Capital Markets LLC Investment Banks/BrokersFinance Founded in 2007, Cohen & Co. Capital Markets LLC is a FINRA-registered broker/dealer headquartered in New York City. The firm is also does business as FGC Securities. They are a subsidiary of Institutional Financial Markets, Inc. (NYSE Amex: IFMI), formerly known as Cohen & Co., Inc. The firm specializes in credit-related fixed-income investments. They provide a range of services to institutional investors and corporations. Cohen & Co.'s primary operating segments are Capital Markets and Asset Management. The Capital Markets segment consists of credit-related fixed income sales and trading, as well as new issue placements in corporate and securitized products. The Asset Management segment manages assets through listed and private companies, funds, managed accounts and collateralized debt obligations (CDOs). Cohen & Co. manages fixed-income investments across a variety of asset classes including U.S. trust preferred securities, European hybrid capital securities, Asian commercial real estate debt and mortgage- and asset-backed securities. Clearing services are provided through Pershing LLC. | Finance |
