George Lester Ball
Chairman chez Sanders Morris Harris LLC (Investment Management)
Fortune : 2 M $ au 31/03/2024
Profil
George Lester Ball's current job(s) include being the Chairman at Sanders Morris Harris LLC since 2011, Chairman of the Board at Sanders Morris Harris LLC (Investment Management), Executive Co-Chairman at Tectonic Financial, Inc. since 2019, Director at Global Financial Services LLC, Director at Select Sports Group LLC, and Director at The Edelman Financial Center LLC.
Mr. Ball's former job(s) include being the President & Chief Executive Officer at Prudential-Bache Securities Canada Ltd.
from 1982 to 1991, Chairman & Chief Executive Officer at Prudential Bache Securities, Inc. from 1986 to 1991, Chief Executive Officer at Bache & Co., Inc., Chairman at Nestor, Inc. from 2003 to 2008, Chairman at Pinnacle Summer Investments, Inc. from 2012 to 2015, Chairman at Sanders Morris Mundy, Inc. from 1987 to 2000, Chairman at SMH Capital, Inc. (Capital Markets), Chairman at Madison Williams & Co. LLC in 2010, Co-Chairman at Tectonic Holdings LLC from 2015 to 2019, Director at Salient Partners LP, Director at RediClinic LLC, Executive Officer at PGIM, Inc. from 1982 to 1991, Consultant at J.&W.
Seligman & Co., Inc. in 1992, Member-Executive Committee at Securities Industry Association, Trustee at Brown University, Senior Executive Vice President at Smith Barney, Inc. from 1992 to 1994, Governor at Cboe Exchange, Inc. (Illinois), Governor at American Stock Exchange LLC, and President at E.
F.
Hutton & Co. from 1962 to 1982.
He was also a Member of the Management Committee at Salient Capital Management LLC and a Member at The Prudential Insurance Company of America, Inc. from 1982 to 1991, and Senior Executive Vice President at Smith Barney Shearson, Inc. from 1992 to 1994.
Mr. Ball's education history includes an undergraduate degree from Brown University in 1960.
Détentions connues dans des sociétés publiques
| Société | Date | Nombre d'actions | Valorisation | Date de valorisation |
|---|---|---|---|---|
Tectonic Financial, Inc.
3,17% | 29/03/2023 | 208 457 ( 3,17% ) | 2 M $ | 31/03/2024 |
Tectonic Financial, Inc.
0,03% | 29/03/2023 | 500 ( 0,03% ) | 5 075 $ | 31/03/2024 |
Postes actifs de George Lester Ball
| Sociétés | Poste | Début |
|---|---|---|
Sanders Morris Harris LLC (Investment Management)
 Sanders Morris Harris LLC (Investment Management) Investment ManagersFinance Sanders Morris Harris LLC (Investment Management) (SMH-IM) is the investment management division of Sanders Morris Harris LLC, a registered broker/dealer firm headquartered in Houston, Texas. The firm was founded in 2000 and is a wholly-owned subsidiary of Tectonic Financial, Inc. (NASDAQ: TECTP). SMH-IM provides advisory services to individuals, pooled investments, plan sponsors, trusts, estates, corporations, institutions, and other businesses. | Chairman | - |
The Edelman Financial Center LLC
 The Edelman Financial Center LLC Investment ManagersFinance The Edelman Financial Center LLC provides financial planning and investment management services. Its staff include group of financial planners, investment advisors, insurance counselors, mortgage professionals, educators and business consultants to provide advisory services to clients. The company was founded by Fredric Mark Edelman in 1987 and is headquartered in Fairfax, VA. | Director/Board Member | 09/07/2010 |
Select Sports Group LLC
 Select Sports Group LLC Movies/EntertainmentConsumer Services Part of Creative Artists Agency LLC, Select Sports Group LLC is an athlete and entertainment representation firm. The private company is based in Houston, TX. The CEO of the company is J. Kelly Joy. Select Sports Group was acquired by International Creative Management Partners LLC, a SUB of Creative Artists Agency LLC from Edelman Financial Engines LLC on July 27, 2021. | Director/Board Member | 09/07/2010 |
Global Financial Services LLC
 Global Financial Services LLC Investment ManagersFinance Part of Edelman Financial Engines LLC, Global Financial Services LLC provides investment advice. The private company is based in Houston, TX. Global Financial Services was acquired by Pinnacle Summer Investments, Inc. on January 04, 2011. | Director/Board Member | 09/12/2011 |
Sanders Morris Harris LLC
 Sanders Morris Harris LLC Investment Banks/BrokersFinance Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities. | Chairman | 01/01/2000 |
| Tectonic Financial, Inc. | Chairman | 13/05/2019 |
Anciens postes connus de George Lester Ball
| Sociétés | Poste | Fin |
|---|---|---|
Tectonic Holdings LLC
 Tectonic Holdings LLC Regional BanksFinance Tectonic Holdings LLC provides banking and financial services. The company is headquartered in Plano, TX. | Chairman | 01/05/2019 |
Pinnacle Summer Investments, Inc.
 Pinnacle Summer Investments, Inc. Investment ManagersFinance Pinnacle Summer Investments, Inc. provides wealth management services. It services include investment advice, investment management and financial planning. The company was founded by Don A. Sanders in January 2000 and is headquartered in Fairfax, VA. | Chairman | 01/01/2015 |
Madison Williams & Co. LLC
 Madison Williams & Co. LLC Investment Banks/BrokersFinance Madison Williams & Co. LLC The firm was founded as the result of a management buyout of the principal capital markets business of Sanders Morris Harris Group (NASDAQ: SMHG). Madison Williams & Co. provides investment banking, equity and fixed-income sales, trading and research services to institutional and corporate clients throughout the US. Their research efforts focus on the following sectors: oil & gas exploration and production, engineering and construction, business services, healthcare services and various master limited partnerships (MLPs). The company was founded in 2010 and was headquartered in New York, NY. | Chairman | 30/06/2010 |
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Formation de George Lester Ball
| Brown University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 27 |
|---|---|
PGIM, Inc.
 PGIM, Inc. Investment ManagersFinance PGIM, Inc. is a SEC-registered investment advisor headquartered in Newark, New Jersey. The firm was founded in 1984 and is a direct subsidiary of PGIM Holding Co. LLC, ultimately owned by Prudential Financial, Inc. (NYSE: PRU). PGIM provides institutional clients with investment solutions worldwide. It is comprised of autonomous asset management businesses each specializing in a particular asset class with a focused investment approach: PGIM Institutional Advisory & Solutions (provides advisory services to institutional clients located in the US and outside of the US), PGIM Fixed Income (an adviser primarily focused on public fixed income investments), PGIM Real Estate (a provider of real estate investment advisory services) and PGIM Capital Group (a private fixed income investment adviser, also known as Prudential Capital Group). | Finance |
J.&W. Seligman & Co., Inc.
 J.&W. Seligman & Co., Inc. Investment ManagersFinance Founded in 1864, J. & W. Seligman & Co., Inc. manages the Seligman family of mutual funds, the Tri-Continental fund and offshore funds, as well as separate institutional and individual portfolios. Based in New York City, the firm offers separate growth, value, and theme-oriented investment approaches for its US portfolios. | Finance |
Nestor, Inc.
 Nestor, Inc. Miscellaneous Commercial ServicesCommercial Services Nestor, Inc. through its wholly owned subsidiary, Nestor Traffic Systems, Inc. provides innovative video based traffic safety and enforcement systems to state and local governments. The company's principal product, CrossingGuard incorporates patented image processing technology into an intelligent turnkey solution that predicts and records the occurrence of a red light violation and manages the entire process of issuing and processing a citation. It was founded in 1975 and is headquartered in Providence, RI. | Commercial Services |
Pinnacle Summer Investments, Inc.
Pinnacle Summer Investments, Inc. Investment ManagersFinance Pinnacle Summer Investments, Inc. provides wealth management services. It services include investment advice, investment management and financial planning. The company was founded by Don A. Sanders in January 2000 and is headquartered in Fairfax, VA. | Finance |
| Sanders Morris Mundy, Inc. | Finance |
Salient Partners LP
 Salient Partners LP Investment ManagersFinance Salient Partners LP (Salient) is an asset management boutique headquartered in Houston, Texas. The firm was founded in 2002 by Andrew Linbeck, Jeremy Radcliffe and Haag Sherman. In 2003, the firm merged with Pinnacle Management & Trust Co. to form Salient Partners & Pinnacle Trust Co. Two years later the firm adopted the name Salient Partners LP. In 2022, they were acquired by Westwood Holdings Group, Inc. (NYSE: WHG). Salient provides real assets, tactical equity alternatives, and private solutions for institutional investors and investment advisors. | Finance |
Global Financial Services LLC
Global Financial Services LLC Investment ManagersFinance Part of Edelman Financial Engines LLC, Global Financial Services LLC provides investment advice. The private company is based in Houston, TX. Global Financial Services was acquired by Pinnacle Summer Investments, Inc. on January 04, 2011. | Finance |
Sanders Morris Harris LLC
Sanders Morris Harris LLC Investment Banks/BrokersFinance Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities. | Finance |
| Securities Industry Association | Commercial Services |
RediClinic LLC
 RediClinic LLC Hospital/Nursing ManagementHealth Services RediClinic provides health care services. It also provide health screening tests, vaccinations, immunizations, and physicals. The company was founded in 1989 and is headquartered in Houston, TX. | Health Services |
SMH Capital, Inc. (Capital Markets)
 SMH Capital, Inc. (Capital Markets) Investment Banks/BrokersFinance SMH Capital, Inc. (SMH) is the primary broker subsidiary of Sander Morris Harris Group, Inc. (Nasdaq: SMHG). The firm is headquartered in Houston, Texas with additional offices in Los Angeles and San Francisco. SMH provides a full range of asset and wealth management and investment banking services. The firm also offers institutional equity sales, trading, and research, as well as prime brokerage services for hedge funds and fixed-income securities sales and trading. SMH's research effort is attuned to the Southwest, yet takes a broad, global perspective. The analysts cover companies in six broad sectors, including business services, energy, entertainment and media, financial services, specialty retail-softlines, and technology. They look at industries in a bottom-up way, and get to know company managements in depth, to understand their growth philosophy and their views of how their company fits within their group. SMH's growth strategy is to expand asset management and fiduciary activities and related business by increasing assets under management through acquisitions, internal growth and better coordination between their subsidiaries. | Finance |
Smith Barney, Inc.
 Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research | Finance |
Cboe Exchange, Inc. (Illinois)
 Cboe Exchange, Inc. (Illinois) Investment Banks/BrokersFinance Cboe Exchange, Inc. provides options exchange services. It trades equity options, security index options, options on exchange traded notes and products, binary options, one-week and quarterly options, long-term equity anticipation securities options, and flexible exchange options. The firm also provides information on various stock and options trading strategies, options trading tools, stock and option quotes and data; and options information and education. Additionally, they offer access to product information, conference notices, portfolio management tools, and educational materials for institutional investors and products and strategies for advisors to protect client’s portfolios. The company was founded in 1973 and is headquartered in Chicago, IL. | Finance |
American Stock Exchange LLC
 American Stock Exchange LLC Investment Banks/BrokersFinance American Stock Exchange LLC operates as stock and securities exchange. It offers trading of equities, options, exchange traded funds (ETFs) and structured products. The exchange provides a floor-based auction market that focuses in stocks, bonds and exchange-traded funds (ETFs). AMEX lists primarily small and midsized companies and newer issues. It also has a growing business in listing structured products and closed-end funds. The company was founded in 1842 and is headquartered in New York, NY. | Finance |
Select Sports Group LLC
Select Sports Group LLC Movies/EntertainmentConsumer Services Part of Creative Artists Agency LLC, Select Sports Group LLC is an athlete and entertainment representation firm. The private company is based in Houston, TX. The CEO of the company is J. Kelly Joy. Select Sports Group was acquired by International Creative Management Partners LLC, a SUB of Creative Artists Agency LLC from Edelman Financial Engines LLC on July 27, 2021. | Consumer Services |
The Edelman Financial Center LLC
The Edelman Financial Center LLC Investment ManagersFinance The Edelman Financial Center LLC provides financial planning and investment management services. Its staff include group of financial planners, investment advisors, insurance counselors, mortgage professionals, educators and business consultants to provide advisory services to clients. The company was founded by Fredric Mark Edelman in 1987 and is headquartered in Fairfax, VA. | Finance |
| Prudential-Bache Securities Canada Ltd. | |
| E. F. Hutton & Co. | Finance |
| Prudential Bache Securities, Inc. | Finance |
Salient Capital Management LLC
 Salient Capital Management LLC Miscellaneous Commercial ServicesCommercial Services Salient Capital Management LLC provides asset and wealth management services. It offers services to high net worth and affluent individuals and smaller institutions including financial and estate planning, trusts and custody services. The company was founded on May 28, 2003 and is headquartered in Houston, TX. | Commercial Services |
Sanders Morris Harris LLC (Investment Management)
Sanders Morris Harris LLC (Investment Management) Investment ManagersFinance Sanders Morris Harris LLC (Investment Management) (SMH-IM) is the investment management division of Sanders Morris Harris LLC, a registered broker/dealer firm headquartered in Houston, Texas. The firm was founded in 2000 and is a wholly-owned subsidiary of Tectonic Financial, Inc. (NASDAQ: TECTP). SMH-IM provides advisory services to individuals, pooled investments, plan sponsors, trusts, estates, corporations, institutions, and other businesses. | Finance |
The Prudential Insurance Company of America, Inc.
 The Prudential Insurance Company of America, Inc. Insurance Brokers/ServicesFinance The Prudential Insurance Company of America, Inc. provides investment advice, and insurance products and services. The company was founded in 1875 and is headquartered in Newark, NJ. | Finance |
Bache & Co., Inc.
 Bache & Co., Inc. Investment Banks/BrokersFinance Bache & Co., Inc. provides stock brokerage and investment banking services. The private company is based in Buffalo, NY. | Finance |
| Smith Barney Shearson, Inc. | Finance |
| Tectonic Financial, Inc. | |
Tectonic Holdings LLC
Tectonic Holdings LLC Regional BanksFinance Tectonic Holdings LLC provides banking and financial services. The company is headquartered in Plano, TX. | Finance |
Madison Williams & Co. LLC
Madison Williams & Co. LLC Investment Banks/BrokersFinance Madison Williams & Co. LLC The firm was founded as the result of a management buyout of the principal capital markets business of Sanders Morris Harris Group (NASDAQ: SMHG). Madison Williams & Co. provides investment banking, equity and fixed-income sales, trading and research services to institutional and corporate clients throughout the US. Their research efforts focus on the following sectors: oil & gas exploration and production, engineering and construction, business services, healthcare services and various master limited partnerships (MLPs). The company was founded in 2010 and was headquartered in New York, NY. | Finance |
