Geoffrey Smith
Compliance Officer chez Lorne Steinberg Wealth Management, Inc.
Profil
Mr. Geoffrey Smith, CFA, is a Compliance Officer & Portfolio Manager at Lorne Steinberg Wealth Management, Inc. He has worked in the investment industry for over 30 years.
Prior to joining LSWM, Mr. Smith worked at Magna Vista Investment Management Ltd.
as a research analyst specializing in fixed income and global equities.
Before Magna Vista, he spent eight years at RBC Capital Markets managing the Canadian Bond Futures desk at the Montreal Exchange.
He was also a senior officer at a boutique investment dealer, where he managed a proprietary trading desk.
He received his BBA from the University of New Brunswick and has been a Chartered Financial Analyst (CFA) charterholder since 1993.
Postes actifs de Geoffrey Smith
| Sociétés | Poste | Début |
|---|---|---|
Lorne Steinberg Wealth Management, Inc.
 Lorne Steinberg Wealth Management, Inc. Investment ManagersFinance Lorne Steinberg Wealth Management, Inc. (LSWM) is a management-owned, Canadian asset management firm headquartered in Montréal, Québec with an additional office in Toronto, Ontario. The firm was founded by Lorne Steinberg in 2009. LSWM provides discretionary investment management services to individuals, corporations and non-profit organizations. Accounts are managed on both a segregated basis and through proprietary pooled funds, depending on client circumstances. | Compliance Officer | - |
Anciens postes connus de Geoffrey Smith
| Sociétés | Poste | Fin |
|---|---|---|
Magna Vista Investment Management Ltd.
 Magna Vista Investment Management Ltd. Investment ManagersFinance Founded in 1992 by Joel Raby, Magna Vista Investment Management Ltd., formerly AGF Private Investment Management Ltd., is an investment advisor and mutual fund manager located in Montréal. The firm is a subsidiary of Doherty & Associates Co. Ltd. and their ultimate parent is AGF Management Ltd. (Toronto: AGF-B.TO), a Toronto-based integrated, global wealth management firm. They manage investments for individuals, estates, pension funds, endowments and corporations. | Analyst-Equity | 31/03/2009 |
Hampton Securities Ltd.
 Hampton Securities Ltd. Investment Banks/BrokersFinance Founded in 1997, Hampton Securities Ltd. is an independent broker/dealer headquartered in Toronto, Ontario with an additional office in Hong Kong. The firm's primary business lines include: (1) private client wealth management (2) global institutional agency trading and (3) specialist/market making for over 100 securities listed on the Toronto Stock Exchange. Hampton Securities provides international trade execution services to institutional investors including international fund managers, banks, insurance companies, pension funds, hedge funds and mutual funds. The firm advises on and completes custom trade settlements and currency conversions associated with large institutional order flows. Hampton Securities provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of the Canadian Investor Protection Fund (CIPF) | Corporate Officer/Principal | - |
RBC Capital Markets LLC (Investment Management)
 RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities. | Corporate Officer/Principal | - |
Formation de Geoffrey Smith
| University of New Brunswick | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Magna Vista Investment Management Ltd.
Magna Vista Investment Management Ltd. Investment ManagersFinance Founded in 1992 by Joel Raby, Magna Vista Investment Management Ltd., formerly AGF Private Investment Management Ltd., is an investment advisor and mutual fund manager located in Montréal. The firm is a subsidiary of Doherty & Associates Co. Ltd. and their ultimate parent is AGF Management Ltd. (Toronto: AGF-B.TO), a Toronto-based integrated, global wealth management firm. They manage investments for individuals, estates, pension funds, endowments and corporations. | Finance |
RBC Capital Markets LLC (Investment Management)
RBC Capital Markets LLC (Investment Management) Investment ManagersFinance RBC Capital Markets LLC (Investment Management) (RBC-IM) is the asset management division of RBC Capital Markets LLC, a broker/dealer headquartered in New York City. The firm is a subsidiary of RBC USA Holdco Corp., ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. RBC-IM provides advisory services to individuals, foundations, endowments, employee benefit plans, trusts and estates, educational institutions, corporations, businesses, government entities and other entities. | Finance |
Hampton Securities Ltd.
Hampton Securities Ltd. Investment Banks/BrokersFinance Founded in 1997, Hampton Securities Ltd. is an independent broker/dealer headquartered in Toronto, Ontario with an additional office in Hong Kong. The firm's primary business lines include: (1) private client wealth management (2) global institutional agency trading and (3) specialist/market making for over 100 securities listed on the Toronto Stock Exchange. Hampton Securities provides international trade execution services to institutional investors including international fund managers, banks, insurance companies, pension funds, hedge funds and mutual funds. The firm advises on and completes custom trade settlements and currency conversions associated with large institutional order flows. Hampton Securities provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of the Canadian Investor Protection Fund (CIPF) | Finance |
Lorne Steinberg Wealth Management, Inc.
Lorne Steinberg Wealth Management, Inc. Investment ManagersFinance Lorne Steinberg Wealth Management, Inc. (LSWM) is a management-owned, Canadian asset management firm headquartered in Montréal, Québec with an additional office in Toronto, Ontario. The firm was founded by Lorne Steinberg in 2009. LSWM provides discretionary investment management services to individuals, corporations and non-profit organizations. Accounts are managed on both a segregated basis and through proprietary pooled funds, depending on client circumstances. | Finance |