Profil
Mr. Duffy brings over 25 years of Securities Industry experience to Sky Capital LLC.
Prior to joining Sky in 2003, Mr. Duffy was in charge of Product Accounting for Daiwa Securities, and was Chief Financial Officer for Sanwa BGK Securities.
Mr. Duffy is a Graduate of La Salle University with a B.S.
in Accounting and is registered with the National Association of Securities Dealers.
He holds the Series 4, 7, 24, 27, 54 and 63 licenses.
Anciens postes connus de Francis T. Duffy
| Sociétés | Poste | Fin |
|---|---|---|
Granta Capital
 Granta Capital Investment Banks/BrokersFinance Sky Capital LLC, a subsidiary of Sky Capital Holdings Ltd. is a broker/dealer headquartered in New York City. They offer a full array of investment services including equity and fixed-income trading, independent research and retail brokerage to both retail and institutional clients. They focus on the healthcare and banking sectors. They are a member of the NASD and the SIPC. | Directeur Financier/CFO | 31/12/2008 |
Sky Capital Enterprises, Inc.
 Sky Capital Enterprises, Inc. Financial ConglomeratesFinance Sky Capital Enterprises, Inc. provides strategic advice, consulting services and financing to small and mid-sized start-up and early stage companies. The company was founded on August 1. 2002 and is headquartered in New York, NY. | Directeur Financier/CFO | - |
Daiwa Capital Markets America, Inc.
 Daiwa Capital Markets America, Inc. Investment Banks/BrokersFinance Daiwa Capital Markets America, Inc. (DCMA), formerly Daiwa Securities America, Inc., is an SEC-registered broker/dealer headquartered in New York City and was founded in 1964. The firm is a wholly-owned subsidiary of Daiwa Capital Markets America Holdings, Inc., itself a wholly-owned subsidiary of Daiwa Securities Capital Markets Co. Ltd., which is a subsidiary of Daiwa Securities Group, Inc. (TK: 8601), a Tokyo-based investment bank and broker/dealer. DCMA provides high quality investment data, analysis and research products to major U.S. institutional investors. | Corporate Officer/Principal | - |
Formation de Francis T. Duffy
| LaSalle University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Daiwa Capital Markets America, Inc.
Daiwa Capital Markets America, Inc. Investment Banks/BrokersFinance Daiwa Capital Markets America, Inc. (DCMA), formerly Daiwa Securities America, Inc., is an SEC-registered broker/dealer headquartered in New York City and was founded in 1964. The firm is a wholly-owned subsidiary of Daiwa Capital Markets America Holdings, Inc., itself a wholly-owned subsidiary of Daiwa Securities Capital Markets Co. Ltd., which is a subsidiary of Daiwa Securities Group, Inc. (TK: 8601), a Tokyo-based investment bank and broker/dealer. DCMA provides high quality investment data, analysis and research products to major U.S. institutional investors. | Finance |
Sky Capital Enterprises, Inc.
Sky Capital Enterprises, Inc. Financial ConglomeratesFinance Sky Capital Enterprises, Inc. provides strategic advice, consulting services and financing to small and mid-sized start-up and early stage companies. The company was founded on August 1. 2002 and is headquartered in New York, NY. | Finance |
Granta Capital
Granta Capital Investment Banks/BrokersFinance Sky Capital LLC, a subsidiary of Sky Capital Holdings Ltd. is a broker/dealer headquartered in New York City. They offer a full array of investment services including equity and fixed-income trading, independent research and retail brokerage to both retail and institutional clients. They focus on the healthcare and banking sectors. They are a member of the NASD and the SIPC. | Finance |
